Development During Middle Childhood: The Years From Six to Twelve (1984)

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CHAPTER 3 Cognitive Development in School'Age Chilciren. Conclusions and New Directions Kurt W. Fischer and Daniel Bullock What is the nature of children's knowledge? How does their knowledge change with development? In pursuing these fundamental questions in the study of cognitive development, researchers often expand their focus to include a range of chi1dren's behaviors extending far beyond the standard meaning of knowledge. In the two primary cognitive-developmental traditions, the questions typ- ically take different forms. In the structuralist tradition, influenced strongly by the work of Jean Piaget, Heinz Wemer, and others, the questions are: How is behavior organized, and how does the organization change with development? In the functionalist tradition, influenced strongly by behav- iorism and information processing, the question is: What are the processes that produce or underlie behavioral change? In this chapter we review major conclusions from both traditions about cognitive development in school-age children. The study of cognitive development, especially in school-age children, has been one of the central focuses of developmental research over the last 25 years. There is an enormous research literature, with thousands of studies investigating cognitive change from scores of specific perspectives. Despite this diversity, there does seem to be a consensus emerging about (~) the conclusions to be reached from research to date and (2) the directions new research and theory should take. A major part of this consensus grows from an orientation that seems to be pervading the field: It is time to move beyond 70

COGNITIVE DEVELOPMENT 71 the opposition of structuralism and functionalism and begin to build a broader, more integrated approach to cognitive development (see Case, 1980; Ca' tania, 1973; Fischer, 1980; Flavell, 1982a). IncleecI, we argue that without such an integration attempts to explain the clevelopment of behavior are cloomed. The general orientations or investigations of cognitive development are similar for all age groups-infancy, childhood, and adulthood. The vast majority of investigations, however, involve children of school age and for those children a number of specific issues arise, including in particular the relationship between schooling and cognitive development. This chapter first describes the emerging consensus about the patterns of cognitive development in schoolmate children. A description of this con' sensus leads naturally to a set of core issues that must be dealt with if developmental scientists are to build a more adequate explanation of de- velopmental structure and process. How do the child and the environment collaborate in development? How does the pattern of development vary across traditional categories of behavior, such as cognition, emotion, and social behavior? And what methods are available for addressing these issues in research? Under the framework provided by these broad issues, there are a number of different directions research could take. Four that seem especially prom' ising to us involve the relationship between cognitive development and emotional dynamics, the relationship between brain changes and cognitive development, the role of informal teaching and other modes of social in- teraction in cognitive development, and the nature ant! effects of schooling and literacy. These four directions are taken up in a later section. PATTERNS OF DEVELOPMENTAL CHANGE One of the central focuses in the controversies between structuralist and functionalist approaches has been whether children develop through stages. Much of this controversy has been obscured by fuzzy criteria for what counts as a stage, but significant advances have been made in pinning down criteria (e.g., Fischer and Bullock, 1981; Flavell, 1971; McCall, 1983; Woh~will, 1973~. In addition, developmentalists seem to be moving away from pitting structuralism and functionalism against each other toward viewing them as complementary; psychological development can at the same time be stagelike in some ways and not at all stagelike in other ways. As a result of these recent advances in the field, it is now possible to sketch a general portrait of the status of stages in the development of children.

72 DEVELOPMENT DURING MIDDLE CHILDHOOD The General Status of Stages Children do not develop in stages as traditionally defined. That is, (~) their behavior changes gradually not abruptly, (2) they develop at different rates in different domains rather than showing synchronous change across domains, and (3) different children develop in different ways (Feldman, 1980; Flavell, 1982b). Cognitive development does show, however, a number of weaker stagelike characteristics. First, within a domain, development occurs in orderly se- quences of steps for relatively homogeneous populations of children (Flavell, 1972~. That is, for a given population of children, development in a domain can be described in terms of a specific sequence, in which behavior a develops first, then behavior b, and so forth. For example, with Piaget and Inhelder's (1941/1974) conservation tasks involving two balls or lumps of clay, there seems to be a systematic three-step sequence (see Hooper et al., 1971; Uzgiris, 1964~: (1) conservation of the amount of clay (Is there more clay in one of the bails, even though they are different shapes, or do they both have the same amount of cIay7), (2) conservation of the weight of clay (Does one of the balls weigh more?), and (3) conservation of the volume of clay (Does one of the balls displace more watery. The explanation and prediction of such sequences is not always easy, but there do seem to be many instances of orderly sequences in particular domains. Second, these steps often mark major qualitative changes in behavior- changes in behavioral organization. That is, in addition to developing more of the abilities they already have, children also seem to develop new types of abilities. This fact is reflected in the appearance of behaviors that were not previously present for some particular context or task. For example, in pretend play the understanding of concrete social roles, such as that of a doctor interacting with a patient, emerges at a certain point in a develop- mental sequence for social categories and is usually present by the age at which children begin school (Watson, 1981~. Likewise, the understanding of conservation of amount of clay develops at a certain point in a devel- opmental sequence for conservation. More generally, there appear to be times of large-scale reorganization of behaviors across many (but not all) domains. At these times, children show more than the ordinary small qualitative changes that occur every day. They demonstrate major qualitative changes, and these changes seem to be char- acterized by large, rapid change across a number of domains (Case, 1980; Fischer et al., in press; Kenny, 1983; McCall, 1983~. Indeed, the speed of change is emerging as a promising general measure for the degree of reor- ganization. We refer to these large-scale reorganizations as levels. We use

COGNITIVE DEVELOPMENT 73 the term steps to designate any qualitative change that can be described in terms of a developmental sequence, regardless of whether it involves a new level. Third, there seem to be some universal steps in cognitive development, but their universality appears to depend on the way they are defined. When steps are defined abstractly and in broad terms or when large groups of skills are considered, developmental sequences seem to show universality across domains and across children in different social groups. When skills of any specificity are considered, however, the numbers and types of developmental steps seem to change as a function of both the context and the individual child (Bullock, 1981; Feldman and Toulmin, 1975; Fischer and Corrigan, 1981; Roberts, 1981; Silvern, 19841. For large-scale (macrodevelopmental) changes, then, there seem to be some universals, but for small-scale (mi- crodevelopmental) changes, individual differences appear to be the norm. The nature of individual differences seems to be especially important for school-age children and is discussed in greater depth in a later section. Large-Scate Developmental Reorganizations In macrodevelopment there seem to be several candidates for universal large-scale reorganizations times when major new types of skills are emerg- ing and development is occurring relatively fast. Different structuralist frame- works share a surprising consensus about most of these levels, although opinions are not unanimous (Kenny, 1983~. The exact characterizations of each level also vary somewhat across frameworks. Our descriptions of each level, including the age of emergence, are intended to capture the consensus. Between 4 and 18 years of age- the time when many children spend long periods of time in a school setting there seem to be four levels. The first major reorganization, apparently beginning at approximately age 4 in middIe- cIass children in Western cultures, is characterized by the ability to deal with simple relations of representations (Bickhard, 1978; Biggs and Collis, 1982; Case and Khanna, 1981; Fischer, 1980; Isaac and O'Connor, 1975; Siegler, 1978; Wallon, 1970~. Children acquire the ability to perform many tasks that involve coordinating two or more ideas. For example, they can do elementary perspective-taking, in which they relate a representation of someone else's perceptual viewpoint with a representation of their own (Flavell, 1977; Gelman, 1978~. Similarly, they can relate two social cate- gories, e.g., understanding how a doctor relates to a patient or how a mother relates to a father (Fischer et al., in press). The term representation here follows the usage of Piaget (1936/1952; 1946/ 1951), not the meaning that is common in information-processing models

74 DEVELOPMENT DURING MIDDLE CHILDHOOD (e.g., Bobrow and Collins, 1975~. Piaget hypothesized that late in the second year children develop representation, which is the capacity to think about things that are not present in their immediate experience, such as an object that has disappeared. He suggested that, starting with these initial repre- sentations, children show a gradual increase in the complexity of represen- tations throughout the preschool years, culminating in a new stage of equilibrium called "concrete operations" beginning at age 6 or 7. Research has demonstrated that children acquire more sophisticated abil- ities during the preschool years than Piaget had originally described (German, 1978), and theorists have hypothesized the emergence of an additional developmental level between ages 2 and 6 one involving simple relations of representations. The major controversy among the various structural the- ories seems to be whether this level is in fact the beginning of Piagetian concrete operations or a separate reorganization distinct from concrete op- erations. Many of the structural approaches recasting Piaget's concepts in information-processing terms have treated this level as the beginning of concrete operations (Case, 1980; Halford and Wilson, 1980; Pascual-Leone, 1970~. For Piaget (1970), the second level, that of concrete operations, first appears at age 6-7 in middle-cIass children. In many of the new structural theories, concrete operations constitute an independent level, not merely an elaboration of the level involving simple relations of representations (Biggs and Collis, 1982; Fischer, 1980; Flavell, 1977~. The child comes to be able to deal systematically with the complexities of representations and so can understand what Piaget described as the logic of concrete objects and events. For example, conservation of amount of clay first develops at this level. In social cognition the child develops the capacity to deal with com- plex problems about perspectives (Flavell, 1977) and to coordinate multiple social categories, understanding, for example, role intersections, such as that a man can simultaneously be a doctor and a father to a air! who is both his patient and his daughter (Watson, 1981~. The third level, usually called formal operations (Inhelder and Piaget, 1955/1958), first emerges at age 10-12 in middle-cIass children in Westem cultures. Children develop a new ability to generalize across concrete in- stances and to handle the complexities of some tasks requiring hypothetical reasoning. Preadolescents, for example, can understand and use a general definition for a concept such as addition or noun (Fischer et al., 1983), and they can construct all possible combinations of four types of colored blocks (Martarano, 1977~. Some theories treat this level as the culmination of concrete operations, because it involves generalizations about concrete ob- jects and events (Biggs and Collis, 1982~. Others consider it to be the start

COGNITIVE DEVELOPMENT 75 of something different the ability to abstract or to think hypothetically (Case, 1980; Fischer, 1980; Gruber and Voneche, 1976; Halford and Wilson, 1980; Jacques et al., 1978; Richards and Commons, 1983; Selman, 19801. Recent research indicates that cognitive development does not stop with the level that emerges at age 10-12. Indeed, performance on Piaget's formal operations tasks even continues to develop throughout adolescence (Mar- tarano, 1977; Neimark, 1975~. A number of theorists have suggested that a fourth level develops after the beginning of formal operations-the ability to relate abstractions or hypotheses, emerging at age 14-16 in middIe-cIass Western children (Biggs and Collis, 1982; Case, 1980; Fischer et al., in press; Gruber and Voneche, 1976; Jacques et al., 1978; Richards and Com- mons, 1983; Selman, 1980; Tomlinson-Keasey, 19821. At this fourth level, adolescents can generate new hypotheses rather than merely test old ones (Arlin, 1975~; they can deal with relational concepts, such as liberal and conservative in politics (Adelson, 1975~; and they coordinate and combine abstractions in a wide range of domains. Additional levels may also develop in late adolescence and early adulthood (Biggs and Collis, 1980; Case, 1980; Fischer et al., 1983; Richards and Commons, 1983). At these levels, individuals may able to deal with complex relations among abstractions and hypotheses and to formulate general prin- ciples integrating systems of abstractions. Unfortunately, criteria for testing the reality of the four school-age levels have not been clearly explicated in most cognitive-developmental investi- gations. There seems to be little question that some kind of significant qualitative change in behavior occurs during each of the four specified age intervals, but researchers have not generally explicated what sort of quali- tative change is substantial enough to be counted as a new level or stage. Learning a new concept, such as addition, can produce a qualitative change in behavior; but by itself such a qualitative change hardly seems to warrant designation as a level. Thus, clearer specification is required of what counts as a developmental level. Research on cognitive development in infancy can provide some guide- lines in this regard. For infant development, investigators have described several patterns of data that index emergence of a new level. Two of the most promising indexes are (1) a spurt in developmental change measured on some continuous scale (e.g., Emde et al., 1976; Kagan, 1982; Seibert et al., in press; Zelazo and Leonard, 1983) and (2) a transient drop in the stability of behaviors across a sample of tasks (e.g., McCall, 19831. Research on cognitive development in school-age children would be substantially strengthened if investigators specified such patterns for hypothesized devel- opmental levels and tested for them. Available evidence suggests that these

76 DEVELOPMENT DURING MIDDLE CHILDHOOD patterns may index levels in childhood as well as they do in infancy (see Fischer et al., in press; Kenny, 1983; Peters and Zaidel, 1981; Tabor and KendIer, 1981~. In summary, there seem to be four major developmental reorganizations, commonly called levels, between ages 4 and 18. Apparently, the levels do not exist in a strong form such as that hypothesized by Piaget (1949, 1975) and others (Pinard and Laurendeau, 1969~. Consequently, the strong stage hypothesis has been abandoned by many cognitive-developmental research- ers, including some Piagetians (e.g., KohIberg and Colby, 1983~. Yet the evidence suggests that developmental levels fitting a weaker concept of stages probably Lo exist. Relativity and Universality of Developmental Sequences One of the best-established facts in cognitive development is that per' formance does not strictly adhere to stages. On the contrary, developmental stages vary widely with manipulations of virtually every environmental factor studied (Flavell, 1971, 1982b). Developmental unevenness, also called hor' izontal decalage (Piaget, 1941), seems to be the rule for development in general (Biggs and Collis, 1982; Fischer, 1980~. During the school years it may well become even more common than in earlier years. By the time children reach school age they seem to begin to specialize on distinct de- velopmental paths based on their differential abilities and experiences (Gard- ner, 1983; Hom, 1976; McCall, 1981~. Some weak forms of developmental stages what we have called levels probably exist, as we have noted, but they occur in the face of wide variations in performance. Since developmental unevenness has been shown to be pervasive, it seems inevitable that developmental sequences will vary among children and across contexts. Unfortunately, there have been few investigations testing for var- iations in sequence. Most of the studies documenting the prevalence of decalage are designed in such a way that they can detect only variations in the speed of development on a fixed sequence, not variations in the sequence itself. The dearth of studies testing for individual differences in sequence, apparently arises from the fact that cognitive developmentalists have been searching for commonalities in sequence, not differences. Nevertheless, a few studies have expressly assessed individual differences, and their results indicate that different children and different situations do in fact produce different sequences (Knight, 1982; McCall et al., 1977; Roberts, 19811. A plausible hypothesis is that developmental sequences are relative, changing with the child, the immediate situation, and the culture.

COGNITIVE DEVELOPMENT 77 To examine this hypothesis researchers must face an important hidden issue the nature and generality of the classifications used to code successive levels or steps of behavioral organization. Indeed, when issues of classification are brought into the analysis, it becomes clear that universality and relativity of sequence are not opposed. With a general mode of analysis, children can all show the same developmental sequence in some domain, while with a more specific mode of analysis they can all demonstrate different sequences in the same domain. Figure 3~1 helps show why. The arrows and solid boxes depict develop' mental paths taken by two children, boy X on the left and air! Y on the right. The letters in the boxes indicate the specific content of the behaviors at each step, and the hyphens connecting letters indicate that two contents have been coordinated or related. The word step is used to describe a specific point in a sequence without implying how that step relates to developmental levels such as those described above. Depending on how these sequences are analyzed, they can demonstrate either commonalities or individual differences that is, that both children move through the same sequences or that each child moves through a different sequence. When viewed in terms of the specific steps each child traverses, the figure shows different developmental sequences. At step 1, child X can control skill or behavior F. and at step 2 he can control skills F and M separately but prefers F. Finally he reaches step 3, where he can relate F to M. Child Y at step 1 can control skill M, and at step 2 she can control both M and F but prefers M. Finally she reaches step 3, where she Step Child X Child Y 2 3 E3~ ~- L~Lit I F-M | - M-F FIGURE 3~1 Two developmental sequences demonstrating both commonalities and individual differences.

78 DEVELOPMENT DURING MIDDLE CHILDHOOD can relate M to F. For example, in social play, F might represent the social category for father, M the social category for mother, F-M an interaction in which the father dominates, controlling what the mother does, and M- F an interaction in which the mother dominates, controlling what the father does. Thus, all three steps clearly differ for the two children. Such plurality would seem to contradict the idea of a universal devel- opmental sequence, since the two children are demonstrating different se- quences for similar content. Yet when the specific steps are characterized more generally, it is possible to see these different paths as variations on a common theme. Analysis in terms of the social categories present, for in' stance, leads to the conclusion that steps 2 and 3 are the same in the two children: At step 2 both children comprehend the two separate categories of mother and father, and at step 3 they both understand how a mother and a father can interact. In a still more general classification, the steps can be defined in terms of social category structure rather than the particular categories. Then, steps 2 and 3 remain equivalent for the children, and, in addition, step ~ becomes equivalent, since both children control similar structures, a single category (mother or father). In addition, skills that deal with markedly different contents can also be considered equivalent. An interaction between a doctor and a patient is equivalent structurally to the interaction between mother and father at step 3, since both interactions involve a social role relation between two categories. When cognitive-developmental theorists posit general developmental lev- els, they are defining developmental sequences even more abstractly in terms of highly general, structural classes of behaviors. For the level of concrete operations, for example, the conservation of amount of clay can be considered structurally equivalent to the intersection of social categories (Fischer, 1980~. Conservation of clay involves the coordination of two dimensions (length and width) in two balls of clay, and the intersection of categories involves the coordination of two social categories for two people (such as doctor/father with patient/daughter). These considerations lead to a reconceptualization of the controversy over whether developmental sequences are relative or universal. For highly spe- cific classes of behavior, universality would seem impossible, relativity in- evitable. At the extreme, even the social category of mother is not the same for the two children, since the behaviors and characteristics that each child includes in the category undoubtedly differ. As a result of such variations, no two randomly chosen children could be expected to show the same specific developmental sequences. Even identical twins exposed to, say, a common mathematics curriculum would follow developmental paths for mathematics

COGNITIVE DEVELOPMENT 79 that differed in detail. Thus, a used! analysis must distinguish irrelevant from relevant detail and generalize over the latter. Of course, what counts as relevant detail depends on the researcher's purpose. And care must be taken to avoid trivialization of the issue of universality in a second way- by using overly general or ill-defined classes. It is important that what counts as an equivalent structure be specified with some precision. For example, all instances of two units of something cannot be counted as equivalent unless there is a clear rationale for classifying the units as equivalent. With social categories, it would seem unwise to treat "mother" as structurally equivalent to "corporation president." One of the primary tasks for cognitive developmentalists is to devise a system for ana- lyzing structural equivalences across domains (Flavell, 1972, 1982a; WohI' will, 1973). Assuming an opposition between relativity and universality, then, is too simple, because at times individual differences may usefully be seen as var- iations on a common theme. Many of the current disagreements among researchers about universality and relativity in sequences could be clarified by consideration of the nature of the structural classifications being used. In practice, investigators can use a straightforward rule of thumb: They can construct their classes at an intermediate degree of abstraction neither so specific as to miss valid generalization nor so general that they serve only the purpose of imposing order. How the controversy about relativity and universality will be resolved rests in part on whether the structures and processes of developmental re- organization can be usefully regarded as similar across different domains of cognition and across children who differ in their achievements within do- mains. Can the growth of linguistic skill be usefully described in the same terms as the growth of mathematical skill? Or are there distinct linguistic and mathematical faculties whose development remains fundamentally dis- similar in any useful system for classifying sequences (Gardner, 1983~? Is the difference between a retarded child and a prodigy a difference of sequence or a difference in the speed of mastering what can usefully be considered the same sequence (Feldman, 1980~? These questions are just beginning to be addressed in a sophisticated manner. Processes of Development Many of the questions about the nature of developmental stages, their universality, and the extent of individual differences would be substantially clarified by a solid analysis of the processes underlying cognitive develop- ment. However, the best way to conceptualize the results of the extensive

80 DEVELOPMENT DURING MIDDLE CHILDHOOD research literature on developmental processes is very much an open ques- tion. No emerging consensus is evident here, except perhaps that none of the traditional explanations is adequate. Three main types of models have dominated research to date. The first type of mode! grows out of Piaget's approach. ~. . . . . , . . . ~. .. The developing organization of behavior is said to be based fundamentally in logic (Piaget, 1957, 1975~. Developmental change results from the push toward logical consistency. Stages are defined by the occurrence of an equilibrium based on logical reversibility, and two such equilibria develop during the school · 1 ~ years one at concrete onerntion.s Once one At thermal ~nProtir~nc , ~ is ~ ~ CAN t~1 vat. Tests of this process model have proved to be remarkably unsuccessful. The primary empirical requirement of the mode! is that, when a logical equilibrium is reached, individuals must demonstrate high synchrony across domains. The prediction of synchrony arises from the fact that at equilibrium a logical structure of the whole (structure d'ensemble) emerges and quickly pervades the mind, catalyzing change in most or all of the child's schemes. Consequently, when a 6-year-old girl develops her first concrete operational scheme, such as conservation of number, the logical structure of concrete operations should pervade her intelligence in a short time, according to Piaget's model. Her other schemes should quickly be transformed into con' crete operations. Such synchrony across diverse domains has never been found. Instead, synchrony is typically low, even for closely related schemes such as different types of conservation (e.g., number, amount of clay, and length). Even if one allows that several concrete operational schemes might have to be constructed before the rapid transformation occurs, the evidence does not support the predicted synchrony (Biggs and Collis, 1982; Fischer and Bull- ock, 1981; Flavell, 1982b). Efforts to study other implications of the logic mode! also have failed to support it (e.g., Braine and Rumain, 1983; Ennis, 1976; Osherson, 19741. Several attempts have been made to build alternative models based on some different kind of logic (e.g., Halford and Wilson, 1980; Jacques et al., 1978~. But thus far there have been only a few studies testing these models, and it is therefore not yet possible to evaluate their success. The second type of process mode} in cognitive-developmental theories is based on the information-processing approach. The child is analyzed as an information-processing system with a limited short-term memory capacity. In general, the numbers of items that can be maintained in short-term memory are hypothesized to increase with age, thereby enabling construction of more complex skills. The exact form of the capacity limitation is a matter of controversy, but in all existing models it involves an increase in the

COGNITIVE DEVELOPMENT 81 number of items that can be processed in short-term or working memory. The increase is conceptualized as a monotonic numerical increment from to 2 to 3, and so forth, until some upper limit is reached. This memory mode! has been influential and has generated a large amount of interesting research, although it has not yet produced any consensus about the exact form of the hypothesized memory process (Dempster, 1981 i Siegler, 1978, 1983~. One of the primary problems with the mode! seems to be the difficulty of using changes in the number of items in short-term memory to explain changes in the organization of complex behavior. Although analysis of behavioral organization is always difficult, the distance between the min- imal structure in short-term memory and the complex structure of a behavior such as conservation or perspective-taking seems to be particularly difficult to bridge. How can a linear numerical growth in memory be transformed into a change from, for example, concrete operational to formal operational perspective-taking skills (Elkind, 19741? Although such a transformation may be possible, its nature has not proved to be transparent or simple (Flavell, 1984~. Moreover, how to conceptualize working memory is itself a controversial issue. Various investigators have challenged the traditional conceptualization that there is an increase in the size of the short-term memory store (Chi, 1978; Dempster, 1981; see also Grossberg, 1982: chs. Il and 131. Fortu- nately, ever richer developmental models involving ideas about working memory capacity have continued to appear since Pascual-Leone's (1970) ground-breaking work (see Case, 1980; Halford and Wilson, 1980), and perhaps one of these will be successful in overcoming the problems men tionecI. The third common type of mode! assumes that development involves continuous change instead of general reorganizations of behavior like those predicted by the logic and limited-memory models. The fundamental nature of intelligence is laid down early in life, and development involves the accumulation of more and more reaming experiences. Behaviorist analyses of cognitive development constitute one of the best-known forms of this functionalist model. A small set of processes defines reaming capacity, such as conditioning and observational reaming, and all skills ranging from the reflexes of the newborn infant to the creative problem solving of the artist, scientist, or statesman are said to arise from these same processes (Bandura and Walters, 1963; Skinner, 1969~. Any behavioral reorganizations that might occur are local, involving the reaming of a new skill that happens to be usehu! in several contexts. Some information-processing approaches also assume that the nature of intelligence is laid down early and that development results from a contin

82 DEVELOPMENT DURING MIDDLE CHILDHOOD uous accumulation of many reaming experiences: The child builds and revises a large number of cognitive "programs," often called production systems (German and Baillargeon, 1983; Klahr and Wallace, 1976~. Children con- struct many such systems, such as one for conservation of amount of clay and one for conservation of amount of water in a beaker. At times they can combine several systems into a more general one. as when con.c`>rv~ti~n n! clay and conservation of water are combined to form a system for conser- vation of continuous quantities. These reorganizations remain local, how- ever. There are no general levels or stages in cognitive development no all-encompassing logical reorganizations and no genera increments in world, ing memory capacity. ~1 1 ~'. . , ~ ~ ~ ~ . . ~ . . O . . ~.. . ,, ~ . i` Researchers who believe in the continuous-change mode} tend to inves- tigate the effects of specific types of processes or content domains on the development of particular skills. One of the processes emphasized within the continuous change framework has been automatization, the movement from laborious execution of a skill or production system to execution that is smooth and without deliberation. Several studies have demonstrated that automatization can produce what seem to be developmental anomalies. When school-age children are experts in some domain, such as chess, they can perform better than adults who are not experts (Chi, 19781. More generally, many types of tasks produce no differences between the perfor- mances of children and adults (Brown et al., 1983; Goodman, 1980~. In research on specific content domains, the general question is typically how the nature of a domain affects a range of developing behaviors. For example, the nature of language, mathematics, or morality is said to produce "constraints" on the form of development in relevant behaviors (Keil, 1981; Turiel, 1977~. Development in domains that involve self-monitoring, such as knowledge about one's own memory processes (metamemory), is hypoth- esized to have general effects on many aspects of cognitive development (Brown et al., 1983; Flavell and WelIman. 19771. `~7- 1 · .1 .- 1 w linen one cont~nuous-cnange, functionalist framework, investigators of- ten assume that there is some intrinsic incompatibility between general cognitive-developmental reorganizations and effects of specific domains or processes. Yet it is far from obvious that any such incompatibility exists. The process of automatization can have powerful effects on developing be- haviors, and at the same time children can show general reorganizations in those behaviors (Case, 1980~. The domain of mathematics can produce constraints on the types of behaviors children can demonstrate, and at the same time those behaviors can be affected by general reorganizations. The reason for the assumption of incompatibility seems to be that developmen- talists view the logic and limited-memory models as incompatible with the continuous-change model.

COGNITIVE DEVELOPMENT 83 The assumption of incompatibility between reorganization and continuous change seems to stem from the fundamental starting points of the models: The logic and short-term memory models focus primarily on the organism as the locus of developmental change, whereas the continuous models focus on environmental factors. Several recent theoretical efforts have sought to move beyond this limit of the three standard models by providing a more genuinely interactional analysis, with major roles for both organismic and environmental influences (Fischer, 1980; Halford and Wilson, 1980; Sil- vern, 1984~. Approaches that explicitly include both organism and envi- ronment in the working constructs for explaining developmental processes may provide the most promise for future research. THE CENTRAL ISSUES IN THE FIELD TODAY The differences among the traditional approaches to development are important to understand, but they seem much less significant today than they did 10 years ago. A pervasive change in orientation seems to be taking place among behavioral scientists-a shift away from emphases on competing theories toward integrating whatever tools are available to explain behavior in the whole person, in all of his or her complexity. The present era seems to be a time of integrating rather than splitting. Structuralism and func- tionalism, for example, are seen not as competing approaches but as com- plementary ones, emphasizing different aspects of behavior and development. This new orientation is evident throughout this volume. In the study of cognitive development, this change in the field appears to be associated with attempts to go beyond certain fundamental limitations of previous approaches and to move toward a more comprehensive framework for characterizing and explaining cognitive development. At least three basic questions have arisen as part of this movement toward a new, integrative framework. All three involve efforts to avoid conceptual orientations that have proved problematic in past research. The most fundamental of the three questions is: How do child and environment jointly contribute to cognitive development? The other two questions involve elaborations of this question: How do developing behaviors in different contexts and do- mains relate to each other? What methods are appropriate for analyzing cognitive development? In a general way the answers to these questions apply to development at any age, but the answers apply in particular ways to school-age children. The Collaboration of Child and Environment The central unresolved issue in the study of cognitive development today seems to be the manner in which child and environment collaborate in

84 DEVELOPMENT DURING MIDDLE CHILDHOOD development. As a result of the cognitive revolution, it is generally accepted that the child is an active organism striving to control his or her world. But this emphasis on the active child often seems to lead to a neglect of the environment. Contrary to the structural approaches of such theorists as Piaget (1975) and Chomsky (1965), it appears to be impossible to explain developing behavior without giving a central role to the specific contexts of the child's action, including those in the school environment (see Scribner and Cole, 1981; Flavell, 1982b). Giving context a central role floes not mean merely demonstrating once again that environmental factors affect assessments of developmental steps. Researchers have documentec! these effects in thousands of studies, thus pointing out the inadequacies of the Piagetian approach to explaining the unevenness of development. Surely Piaget, KohIberg (1969, 1978), and other traditional structural theorists have failed to deal adequately with the environment. It is also true, however, that the functionalists have not produced a satisfactory altemative an approach that both deals with the environment's roles in development and treats children as active contributors to their own development (Lemer and Busch-Rossnagel, 1981~. An analysis of the collaboration of child and environment in development is just as unlikely to arise from a functionalist emphasis on the environment as from a structuralist emphasis on the child. A Diagnosis Why has the study of cognitive development repeatedly fallen back on approaches that focus primarily on either the child or the environment? Why have developmentalists failed to build approaches based on the colt laboration of child with environments Historically, developmental psychology has been plagued by repeated fail- ures to accept what should be one of its central tasks: to explain the emer' gence of new organization or structure. These failures have most commonly taken either of two complementary forms. In one form, nativism, the struck tures evident in the adult are seen as already preformed in the infant. These structures need only be expressed when they are somehow stimulated or nourished at the appropriate time in development. In the second form, environmentalism, the structures in the adult are treated as already preformed in the environment. These structures need only be intemalized by some acquisition process, such as conditioning or imitation. Typically, structuralist approaches assume some form of nativism, and functionalist approaches assume some type of environmentalism. Although it is common to focus on the difference between nativism and environmentalism, there is a fundamental similarity, a common preformism.

COGNITIVE DEVELOPMENT 85 Both approaches reduce the phenomena of development to the realization of preformed structures. The mechanisms by which the structures are realized are clearly different, but in both cases the structures are present somewhere from the start either in the child or in the world (Feffer, 1982; Fischer, 1980; Sameroff, 1975; Silvem, 1984; Westerman, 1980~. A mature developmental theory, we believe, must move beyond expla- nation by reduction to preexisting forms. It must build constructs that explain how child and environment collaborate in development, and one of the primary tasks of such constructs must be to explain how new structures emergeindevelopment(Bullock, 1981;Dennett, 1975;Haroutunian, 1983~. If the future is not to be a reenactment of the past, it is important to ask why it has been so difficult to avoid drifting toward one or another type of preformism. Why has no well-articulated, compelling alternative to prefor- mism been devised? Any compelling alternative to preformism must describe how child and environment collaborate to produce new structures cluring development. Constructing such a framework is an immensely clifficult task. At the very least, the framework must make reference to cognitive structure, environmental structure, the interaction of the two, and mechanisms for change in structure. The scope of these issues makes such a framework difficult to formulate and difficult to communicate once formulated. Unfortunately, even approaches that have explicitly attempted to move beyond preformist views have typically failed to do so. Piaget provides a case in point. He set out expressly to build an interactionist position, an approach that would deal with both child and environment and thus avoid the pitfalls of nativism and environmentalism (Piaget, 1947/1950~. Yet the theory he eventually built placed most of its explanatory weight on the child and neglected the environment. Consider, for example, his famous digestive metaphor for cognitive `de- velopment. Just as the digestive system assimilates food to the body and accommodates to the characteristics of the particular type of food, so children assimilate an object or event to one of their schemes and accommodate the scheme to the object or event. Piaget seems to have chosen this metaphor expressly as a device to avoid preformist thinking, yet he still drifted back toward preformism. In practice, the focus for applications of the metaphor was the assimilation of experience to preexisting schemes. The other side of the metaphor accommodation to experience was systematically ne- glected. For example, Piaget ~ 1936/1952, 1975) differentiated many different types of assimilation but generally spoke of accommodation in only global, undifferentiated terms. Similarly, the structures behind Piaget's developmental stages concrete operations and formal operations in school-age children-were treated as static characteristics of the child. The environment was granted an ill

86 DEVELOPMENT DURING MIDDLE CHILDHOOD defined role in supporting the emergence of the structures, but the structures themselves were treated as if they came to be fixed characteristics of the child's mind (Piaget and Inhelder, 1966/1969~. In a genuinely interactionist position, these structures would have been attributed to the collaboration of the mind with particular contexts. Piaget's neglect of the environment became particularly evident when he was faced with a host of environmen- tally induced cases of developmental unevenness (termed horizontal decal- age). His response was that it was simply impossible to explain them (Piaget, 1971:11~. Because of Piaget's neglect of the environment, even supporters of his position have argued that it is essentially nativise (Beilin, 1971; Broughton, 1981; Flavell, 1971~. Toward a Remedy If the foregoing diagnosis is accurate, any remedy must explicitly coun- teract the tendency to drift toward attributing cognitive structures to either the child or the environment. What is needed seems to be a framework providing constructs and methods that force researchers to explicitly deal with both child and environment when they characterize how new structures emerge in development. What might such a framework look like? Many would recommend general systems theory, because it views the child as an active component in a larger- scale dynamic system that includes the environment. To date, however, systems theory does not seem to have been successful in promoting research explicating the interaction between child and environment in development. Many investigators appear simply to have reamed the vocabulary of the approach without changing the way they study development. Apparently, the concepts of systems theory lack the definiteness needed to guide empirical research in cognitive development toward a new interactional paradigm. A few provocative approaches based on general systems concepts have begun to appear in the developmental literature (e.g., Sameroff, 1983; Silvern, 1984), but they seem to bring to bear additional tools that specifically promote interactional analyses. It is in such practical tools that the proposed remedy lies. To promote interactional analyses, a framework needs to affect the actual practice of cognitive-developmental research. We would like to suggest that the concept of collaboration may provide the basis for such a framework. The Collaborative Cycle Human beings are social creatures, who commonly work together for shared goals. That is, people collaborate. Often when two people collaborate

COGNITIVE DEVELOPMENT 87 to solve a problem, neither one possesses all the elements that will eventually appear in the solution. During their collaboration, a social system (Kaye, 1982) emerges in which each person's behavior supports the other's behavior and thought in directions that would not have been taken by the individuals alone. Eventually a solution a new cognitive structure emerges. It bears some mark of each individual, yet it did not exist in either person prior to the collaboration, nor would it have developed in either one without the collaboration. Indeed, even after the structure has developed, the individuals may be able to access it only by reconstituting the collaboration. Of course, besides having the same two people collaborate again, it is also possible for one of them to collaborate with a different partner (Bereiter and Scardamalia, 1982; Brown et al., 1983; Maccoby and Hartup, in this volume). Figure 3-2 shows this developmental process as a collaborative cycle. The two left circles represent, respectively, structures that are extemal and in- temal to an individual. Consider a girl engaged in solving a puzzle with her father. The father provides external structures to support or scaffold her puzzle solving by stating the goal of the task, lining up a puzzle piece to highlight how it fits in its particular place, providing verbal hints, and so forth (Brown, 1980; Kaye, 1982; Wertsch, 1979; Wood, 19801. The child's knowledge and skills for solving the puzzle constitute the core of the de- veloping intemal structures. The collaboration of external and intemal structures produces the be- havioral episodes represented in the right circle. The air! and her father work at solving the puzzle, and, as a result of the collaboration, she can achieve a scaffolded mental state, which she could not achieve by herself as quickly or in the same form. The feedback arrows running from the right circle to the left ones in Figure 3-2 show the dependence of developmental change on collaboration. By performing the task in a scaffolded interaction, the girl reams the goal of the puzzle and how to go about solving it without her father's help. She develops more sophisticated intemal structures so that she is less dependent on the complex extemal structures provided by her father. Of course, the development of this ability takes many steps: The father constantly updates his scaffolding to fit the child's present knowledge and skill. In this way, developmental change occurs both inside the child and outside her an often overlooked fact to which we will retum. In much human behavior there is indeed a collaboration between two or more individuals. Recent socially oriented analyses of development have emphasized this process. Sometimes the emphasis is on the joint contribu' tions of collaborating individuals, and the process is called coregulation or something similar (see Feldman, 1980; Markus and Nurius, Maccoby, and Weisner, in this volume; Westerman and Fischman-Havstad, 1982~. Some

88 DEVELOPMENT DURING MIDDLE CHILDHOOD \ \ , Developing External Structures a< ~ y Developing Internal Structures / Collaborative \ / Behavioral Episodes - -  - Scaffolded Mental States FIGURE 3~2 Development schematized as a collaborative cycle. times the emphasis is on the role of the parent or older child in supporting and advancing the child's behavior, and the process is called scaffolding or something similar, as in Figure 3-2 (Bruner, 1982; Kaye, 1982; Laboratory of Comparative Human Cognition, 1983;Lock, 1980;Vygotsky, 1934/1978; Wertsch, 1979; Wood et al., 1976; Wood, 19801. Even when a child is acting alone, collaboration can occur because the nonpersonal environment can play the role of collaborator. Because envi- ronments have structures, every environment supports some behaviors more than others. For example, a tree that has strong branches far down on its trunk provides strong support for climbing, a tree with only high branches provides less support, and a pole with no branches provides little support.

COGNITIVE DEVELOPMENT 89 Of course, much about human environments is socially constructed. Con- sequently, the collaboration between child and environment often involves other people even when no other person is immediately present, because people have constructed the physical environment to correspond with mental structures that organize their activity. Gooc] examples include a library with a spatial/topical organization of its many books ant! a classroom with its desks, chalkboards, and wall displays all designed to facilitate the types of interactions needed for schooling. Implications for Research Although the collaboration approach has not yet been fully articulated, it already seems to have straightforward implications for research practice. If child and environment are always collaborating to produce a behavior, explanations of that behavior must invoke characteristics of both. As a practical procedure to encourage such explanations, investigators can use research designs that vary important characteristics of both the child and the environment. With such designs, variations in both child and environ- ment are likely to affect behavior (Fischer et al., in press; Hand, 1981~. A series of studies on the development of understanding social categories illustrates how this type of research design can lead to analyses of the col- laboration between child and environment in cognitive development (Hand, 1982; Van Parys, 1983; Watson and Fischer, 1977, 1980~. The studies were designed to test several predicted sequences for the development of social categories such as the social roles of doctor and patient and the social- interaction categories of`'nice" and "mean." Each study was designed to include variations in both the child and the environment. The main variable involving child characteristics was age. A wide age range was included in each study to ensure substantial variation in children's capacities to understand the social categories. Ages ranged from ~ to 12 and thus inclucled the relevant periods for the major developmental reorgani- ~ations in preadolescent school-age children. To determine the contribution of environmental characteristics, behavior was assessed uncler three different conditions, which were designed to provide varying degrees of support for advanced performance. In a structured con- dition the elicited-imitation assessment a separate task was administered to test each predicted step in the developmental sequence. The subject was shown a story embodying the skill required for that step and was asked to act out the story. Thus this condition provided high environmental support for performance at every step. The other two conditions provided less support and thus assessed more spontaneous behavior. In the free-play condition,

90 DEVELOPMENT DURING MIDDLE CHILDHOOD each child played alone with the toys, acting out his or her own stories. In the best~story condition the experimenter resumed to the testing room and asked the child to make up the best story he or she could. The results showed a systematic effect of environmental support on the child's performance, but the effect varied as a function of the developmental level of the child's best performance. For the first several steps in the de' velopmental sequence, virtually all children showed the same highest step in all three conditions. However, a major change occurred beginning with the first step testing the developmental level of simple relations of repre- sentations (which typically emerges at approximately age 41. At this step most children performed at a higher step in the structured assessment than in the two more spontaneous conditions, and that gap grew systematically in the later steps in the sequence. Figure 3-3 shows these results for the studies of the social roles of doctor and patient, and parallel results were ~ too ~ . 0.90 z z 0 _ _ I In Z Z - cr ~ ~ 0.60 ,_ ~ J In C: ~ ~ ~ 0.50 I.L ~ C, O ~ Z Z - ~ O ~ al ~ G ~ ~- 0.30 cL In LL O LU UJ ~ I ~ 0.20 0.80 0.70 0.40 0.10 o a- oN · · Experiment 1 O O Experiment 2 \\~0\  Q 7 8 2(3. H IGHEST STEP I N E LICITED IM ITATION FIGURE 3-3 A systematic change in the proportion of children showing the same step in elicited imitation and free play. Adapted with permission from Watson & Fischer (1980~. Copyrights' American Psychological Association.

COGNITIVE DEVELOPMENT 91 obtained in studies of the social interaction categories of nice and mean (Hand, 1982) and the self-related categories of gender and age (Van Parys, 1983). A similar design and method was used to test for an analogous phenom- enon in adolescents. The developmental sequence involved the moral con- cepts of intention and responsibility. It was predicted that at the cognitive- developmental level of formal operations (also called "single abstractions") subjects would show the same highest step in a structured assessment and in a spontaneous condition. However, when they became capable of per- forming at the next developmental level, relations of abstractions, a major gap would appear between performance in the structured and spontaneous conditions. The prediction was supported. Once again, the highest devel- opmental step that the individual demonstrated varied systematically as a function of both the individual's capacity and the environmental condition (Fischer et al., 1983~. In analyzing results of this sort a proponent of a noncollaborative approach would ask which condition provides the best assessment of the child's true competence. The collaboration theorist replies, "You've missed the point. Competence as traditionally assessed is a joint function of child and envi- ronment." The child does not have any true competence independent of particular environmental conditions. Competence varies with degree of sup- port. Even for an individual child research can be designed to investigate var- iations in both the child and the environment. Cole and Traupman ( 1983), for example, assessed a learning disabled child's capabilities using a range of cognitive tests and examined his performance in settings outside the classroom. They found that, in settings involving social interactions with other people, his disabilities were hardly noticeable because he used his social skills to compensate for them. Thus, the portrait of the child in a standard testing situation was vastly different from the portrait in a real-life socia setting. It is surprising how few cognitive-developmental studies have systemati- cally varied characteristics of both child and environment. Typically, studies examine either changes with age and ability or changes resulting from en- vironmental factors. In the infrequent studies that include variations in both child and environment, the interpretations often neglect the interaction and instead focus on the child and the environment separately. For example, many studies criticizing Piaget's work demonstrate that variations in envi- ronmental conditions produce developmental unevenness (decalage), but they seldom deal with the variations as a function of children's ages or abilities. Fortunately, there are a growing number of exceptions to this

92 DEVELOPMENT DURING MIDDLE CHILDHOOD characterization studies that seriously consider the effects of both child and environment on performance. The results of these studies are already beginning to transform explanations of cognitive development (see O'Brien and Overton, 1982; Rubin et al., 1983; Tabor and Kendler, 1981~. The Transformation of Concepts of Ability and Competence As these research examples illustrate, analyzing development as a colIab' orative process leads to a reconceptualization of many basic cognitive-de- velopmental concepts. Since every behavior can be seen to depend on a collaboration between child and environment, it becomes impossible to analyze any behavior without including both organismic and environmental factors. Cognitive developmentalists and psychometricians commonly speak of children's ability, or capacity, or competence, as if a child possessed a set of static characteristics that could be defined independently of any context: One child has the ability to understand conservation of water, and another child does not. As soon as the collaborative role of the environment is introduced, these concepts must be radically changed. Competence is not a fixed characteristic of the child but an emergent characteristic of the child in a specific context. It is not enough to make a distinction between com- petence and performance, because in standard usage this distinction begs the question. The assumption is made that children really do possess a set of competences, but they are somehow prevented from demonstrating them in their performance (Overtop and Newman, 1982~. If concepts such as ability and competence are to be consonant with a collaboration approach, they must be redefined in terms of the interaction of child with environment. Within a collaboration approach, concepts of ability and competence retain their utility, because the child is part of the analysis, too. In certain contexts, children perform up to a certain level of complexity and not beyond it, thus demonstrating a certain competence for those contexts. At times children show partial knowledge of what is needed for a particular task (Brown et al., 1983; Feffer, 1982) and so demonstrate the competence for collaboration with a more knowledgeable partner. Also, children evidence large individual differences in the facility with which they can generalize an ability to new contexts, thus demonstrating variations in the competence to generalize. Upon the emergence of formal operation, for example, very bright children seem to be able to use their new capacity quickly in a wide range of tasks, whereas children of normal intelligence take much longer to extend the capacity to many tasks (Fischer and Pipp, 1984; Webb, 1974~.

COGNITIVE DEVELOPMENT 93 The collaboration orientation poses many new questions for the study of cognitive development. It is not enough to ask questions such as: How does the child's behavior change with age, or how does the child's behavior change as a function of experience? Instead, questions like the following need to be asked: Why do children often perform below capacity? How does context support or fail to support high-level performances that are known to be within the child's reach? How do specific collaborative systems support the acquisition of particular skills in different ways at different developmental levels? How is the nature of the child's experience jointly regulated by the child ant] by resources (human and other) available in the child's environ meet? Later, we examine several lines of research that show promise of contributing answers to such questions. Integrating Across Traditional Research Categories in the same way that scholars are coming to treat child and environment as collaborators in development they are recognizing the need to integrate the traditional categories for categorizing behavior. Cognition and emotion, for example, are not separate in the developing child. There seem to be at least three reasons for this changing orientation. First, after decades of research, developmentalists have found that a child's behavior does not fit neatly into separate boxes labeled cognition, emotion, motivation, social skills, personality, and physical development (see, for example, Harter, 1982, 1983; Selman, 1980~. Indeed, even behavior in more restricted, intuitively appealing categories such as perspective taking and conservation does not fit together coherently (see Hooper et al., 1971; Rubin, 1973; Uzgiris, 1964~. Behavioral development has not proved to follow the "obvious" categories devised by developmentalists. Second, the general movement toward integrating diverse approaches and dealing with the whole child leads not only to an emphasis on the colIab' oration of child and environment but also to the consideration of relations between behaviors in the traditional categories: How does emotional de- velopment relate to cognitive development? How does social development relate to cognitive development? Instead of one set of researchers studying a cognitive child, while another set studies a social child, and still another set studies an emotional child, the field is moving toward viewing the child as a whole a cognitive, social, emotional, motivated, personal, biological child. Third, during the last 20 years the cognitive-developmental orientation has become a dominant influence in the study of development, and it has

94 DEVELOPMENT DURING MIDDLE CHILDHOOD provided a major impetus toward integration. The central questions in the study of cognitive development involve the organization of behavior and the processes underlying behavioral change. Because these questions are so general and fundamental, their applicability is not limited to the traditional domain of cognitive development increments in knowledge about "cold" topics, such as objects, space, and scientific principles. All behavior, in- cluding that involving "hot" topics, such as emotions and social interaction, is organized in some way and undergoes developmental change. The movement toward integration across behavioral categories has been promising, and many interesting results have come from research in this new tradition. But thus far progress has been limited by several conceptual difficulties. Overcoming the Obstacles One of the central conceptual problems has been the tendency to reify the traditional behavioral categories despite the lack of evidence that chil- dren's behavior fits the categories. Thus, the most common hypotheses about the relationship between, for example, cognitive development and social development have assumed the validity of cognition and social skills as separate categories. This assumption is especially clear when cognitive Bee velopment is postulated as a prerequisite for social development. One such hypothesis that has received much attention involves the ret ration between cognition and morality: Cognitive development is hypoth- esized to be a prerequisite for moral development (see KohIberg, 19691. In practice, this proposition has been taken to mean that performance on Piagetian tasks is a prerequisite for performance on KohIberg's moral dilem- mas. Why should conservation of amount of clay, for instance, be a pre- requisite for moral reasoning based on normative concepts of good and bad (Kohiberg's stage 3~? Is there any sense in which conservation is included in the concepts of good and bad? Or is there any way that conservation is more fundamental to mental functioning than concepts of good and bad? Isn't it just as reasonable (or unreasonable) to suggest that concepts of good and bad may be a prerequisite for conservation? If evidence does not support the division of behavior into separate categories of cognition about science problems and moral reasoning, it cannot be meaningful to suggest that such cognition is a prerequisite for moral reasoning (Rest, 1979, 19831. A similar problem arises when investigators assume that the behaviors captured by the traditional categories are totally separate, showing no re- lation to each other at all. One of the most neglected topics for school-age children is emotional development, which is sometimes treated as if it is

COGNITIVE DEVELOPMENT 95 not related at all to cognitive development. Perhaps this assumption helps explain why cognitive developmentalists have omitted emotions from their research agenda. In a later section we suggest some guidelines for stimulating the study of emotional development in school-age children, especially as it relates to cognitive development. A third, related conceptual problem has been the assumption that one variable can capture an entire behavioral category. Self-esteem as assessed by a questionnaire is treated as measuring the core of the developing self (Harter, 1983; Markus and Nurius, in this volume; Wylie, 1979~. The stage of moral judgment, as assessed by reasoning about a set of moral dilemmas, is believed to assess the fundamental nature of moral development (Rest, 1983). This mistaken assumption is at the heart of a recent controversy about the nature of brain~behavior relations. Several investigators have used mea- surements of the growth rate of children's heads as indexes of changes in the children's ability to team (Epstein, 1978; Toepfer, 19791. Although no measures of reaming were used, conclusions were drawn from the head- growth data about what children of different ages were able to ream. The relationship between brain growth and cognitive development is an exciting topic worthy of research, as we discuss later. It is important, however, that researchers differentiate what they are measuring from other developmental changes. Relationships between developments in different domains cannot be assumed; they must be assessed. Implications for Research Since the traditional categories for categorizing behavior do not seem to capture either the way behavior is organized or how its organization develops, it makes sense to analyze development across categories. More generally, the concern for explaining development in the whole child and for building a framework that emphasizes the collaboration of child and environment demands that researchers assess behavior in multiple contexts and with various methods. In doing such research, however, developmentalists need (1) to avoid allowing the categories to limit their thinking, as when cold cognition is considered to be a prerequisite for moral reasoning, and (2) to avoid assuming that a single variable will provide a valid index of overall cognitive functioning, as when head growth is treated as if it directly reflects cognitive changes. In practice, doing research on development across traditional categories is closely related to doing research on the collaboration of child and envies ronment in development. In both cases a number of variables must be

96 DEVELOPMENT DURING MIDDLE CHILDHOOD measured in several settings, and the investigator must analyze not only each variable itself but also the relations among variables. Consider, for example, research on the effects of divorce on the school-age child. It would appear to be wise to assess (1 ) the child's understanding of family roles and the effects of divorce on that understanding, (2) the child's emotional re- actions to the divorce, (3) the types of social interactions between parents and child and the changes in those interactions that resulted from the divorce, (4) the child's attitudes toward the parents, and so forth. On the basis of the collaboration argument, it may also be important to measure each of these factors under several different degrees of environmental sup- port. Obviously, such research is difficult because it can quickly become unmanageably complex. Despite this complexity it is possible to do research on patterns of de- velopment across categories without either being overwhelmed by complexity or becoming entangled in the conceptual problems that have plagued much past research. At least two helpful guidelines can be articulated: First, de- velopment should be analyzed in what promises to be a coherent domain of personal functioning. For example, an investigator might study the mastery of early skills involved in learning to read words (for example, Knight, 1982) or the relationship of divorce to a child's understanding and use of social roles in the family. Within such domains the investigator can examine development in different contexts while still keeping the project within a manageable scope. In addition, the coherence of the domain itself will often provide environmental support to guide the investigator's efforts. Second, the researcher needs to use methods and measures appropriate to the questions being addressed. Of course, this admonition has been made often. In cognitive-developmental research, however, inadequate methods have been used repeatedly even when appropriate methods were available. In addition, recent innovations in developmental methodology have pro- vided powerful methods for studying many fundamental developmental is- sues, including relationships between development in different contexts. Methods of Assessing Development Change and Continuity Cognitive-developmental research has not generally been distinguished by the sophistication of its methodology. One of the primary reasons has been that the traditional methods used in the behavioral sciences are not appropriate for studying such issues as developmental change and continuity (Woh~will, 1973~. Analysis of variance, for example, was originally con- structed to test whether one or more factors made a difference in the out- comes of independent, equivalent groups. It was not constructed to examine

COGNITIVE DEVELOPMENT 97 questions about cognitive-developmental issues such as changes in the or- ganization of behavior. Children almost invariably become smarter as they grow oIcler, and so i has been a simple matter in cognitive-developmental research to use analysis of variance to demonstrate differences between age groups ant! to use cor- relations to demonstrate relations between development and age. By them- seIves, such differences and relations can be uninteresting unless they help answer important questions such as the following: Do children show a sys- tematic developmental sequence in a given domain? Does that sequence demonstrate reorganization of behavior? Are there differences in the speed of clevelopmental change at different times in that domain? Across domains or contexts, are there systematic relations among sequences, reorganizations, changes in speed, or other developmental patterns? Fortunately, there has recently been substantial progress in constructing designs, measures, and statistics for asking developmental questions (Ap- plebaum and McCall, 1983; Bart and Krus, 1973; Coombs and Smith, 1973; Fischer et al., in press; Krus, 1977; Siegler, 1981; Woh~will, 1973~. Although we do not review all these methods here, we do sketch some of the important concepts behind them. Developmental Sequences Systematic change is clearly one of the fundamental concerns of devel- opmental science in general. In cognitive development the too! used most often to describe and analyze systematic change has been the developmental sequence a series of steps, levels, or stages that portray how behavior gradually changes from some starting point to some endpoint (Flavell, 1972~. As a descriptive tOOi the sequence has been at the center of cognitive- clevelopmental research, providing the core set of observations on which most cognitive-developmental theories are based, ranging from classical ap- proaches (for example, Piaget and Inhelder, 1966/1969; Wemer, 1957) to more recent ones (for example, Case, 1980; Siegler, 1981~. Developmental sequences demonstrate not only developmental change but also a form of developmental continuity. They describe how one type of behavior gradually changes into another, and scales based on sequences can be used to examine when change is relatively gradual and continuous and when it is relatively abrupt and discontinuous. Since the developmental sequence is so important to the study of cognitive development, scaling should clearly be a central concern in research. Doc umenting that a description of a series of steps in fact forms a scale would seem to be integral tO the research enterprise, yet very few investigations

98 DEVELOPMENT DURING MIDDLE CHILDHOOD of cognitive development in school-age children demonstrate a basic concern with scaling. The most common type of study in published cognitive-developmental research fits the following description. Children from a few different age groups are tested on several tasks. For example, 5-, 8-, and 11-year-olds are tested on three tasks: one task for conservation of number of plastic chips, one for conservation of amount of clay in a ball, and one for conservation of amount of water in a beaker. Performance on each task is scored on a three-step hypothesized sequence. Step 1 reflects a clear nonconservation response, such as a statement that the amount changes when the array is transformed. Step 2 indicates a transitional or ambiguous response, as when a child states that the amount stays the same but gives no satisfactory elaboration or explanation. Step 3 indicates an answer showing full con- servation. An analysis of variance is then performed on the results, which demonstrate that, for each of the three tasks, performance improved across the three age groups and that performance for one or two tasks was signif- icantly better than that for the other tasks. For example, children had significantly more advanced scores for conservation of number than for the other two tasks. These analyses clearly demonstrate that the older groups performed better than the younger ones-hardly a surprise. The results document little else of interest, failing even to test directly for any developmental sequences. They do not adequately test the hypothesized three-step sequence, nor do they demonstrate that the three conservation tasks form a two-step sequence, with conservation of number developing before the other two. To test a developmental sequence an independent assessment is required of each step in the hypothesized scale (Fischer and Bullock, 1981~. With such an assessment it is possible to test directly whether one step comes consistently before or after another. Performance on the independent as- sessments should form a Guttman (1944) scale, in which every child passes all the steps prior to his or her highest step passed (and fails all the steps after the lowest step failed). Table 3-1 shows the possible performance profiles that are consistent with a simple eight-step Guttman scale. Scales can also be more complex, with two or more tasks at a single step, as for step 2 in Table 3-2. Indeed, methods are available for tracing highly complex scales, such as those that branch into multiple parallel paths (Bart and Krus, 1973; Coombs and Smith, 1973; Krus, 1977~. The design of the hypothetical study of conservation allows only one such direct test for sequence. Because of the independent assessment of the three types of conservation, a sequence involving those types can be tested. For example, consider a two-step sequence in which the first step is full under

COGNITIVE DEVELOPMENT TABLE 3 1 Strong Scalogram Method: Profiles for an 8-Step Developmental Sequence . Developmental Step A B C Tasks D E F G H o 4 6 8 t + + + + + + + + + + + + + + + + + + + + + + + + + NOTE: Correct performance of a task is indicated by +. 99 standing of conservation of number and the second is full understanding of either conservation of clay, water, or both. With that sequence every child should show one of the profiles for steps 0, 1, and 2 in Table 3-2. However, it is not possible to test directly the hypothesized three~step developmental sequence (from nonconservation to conservation with explanation) within each type of conservation, because with the specified design of the study the steps are not assessed independently. There is another method that provides independent assessments without requiring a separate task for each step the longitudinal design traditionally espoused for developmental research (Woh~will, 1973~. Longitudinal testing of children on the three conservation tasks would make it possible to de' termine whether for each task and every child, steps always occurred in the TABLE 3-2 Profiles for a Measure With Two Tasks at Step 2 Developmental Step Tasks ] K L M N o 2 2 2 3 4  + + + + + + + + + + + + + + NOTE: Correct performance of a task is indicated by +.

100 DEVELOPMENT DURING MIDDLE CHILDHOOD predicted order. From one testing to the next, children should either move to a higher step or remain at the same step. This design has been used very effectively in research on moral development to demonstrate that the stages hypothesized by KohIberg do in fact form a developmental sequence (Colby et al., 1983; Kuhn, 1976; Rest, 1983~. The use of scalogram assessments in longitudinal research would provide even greater power and precision, how' ever. With separate tasks to assess each step, individual children's devel- opment could be traced in detail. We know of no studies of cognitive development in school-age children using scalograms with a longitudinal design. Of course, longitudinal research is not needed to test a developmental sequence. With a cross-sectional design, powerful methods are available for rigorously testing a predicted developmental sequence, as suggested by Tables 3-1 and 3-2. Scalogram statistics can be used to test how well the data fit the predicted scale (Green, 1956), and measures approximating a devel- opmental scale can be devised when a specific sequence cannot be predicted. A strong scalogram measure, in which a different task is constructed a priori to assess each predicted step in a sequence, can be especially useful because the theoretical interpretation of each task can be specified unambiguously. For the most part, however, researchers have not taken advantage of the obvious virtues of scalogram methods for testing sequences or other hy- potheses about development. In most published studies, scalability tests are not reported even when the design allows them. The apparent reason for the neglect of scalogram methods is that, when they were used to test some of the detailed devel- opmental sequences inferred by Piaget from mean age differences between tasks, the sealability of the sequences was poor (Hooperet al., 1979; Kofsky, 1966; Woh~will and Lowe, 1962~. Instead of concluding that Piaget's se- quences were incorrect, developmentalists seem to have shot the messenger that brought the bad news: They discarded scalogram methods, for the most part. Fortunately, this unwarranted neglect of a powerful method appears tO be coming tO an end. The cognitive-developmental issues that can be addressed with scalogram methods include the following: (~) With independent assessments of each steps, the parallels and differences between developments in different con- texts can be traced precisely (Corrigan, 1983~. (2) Individual differences in developmental sequences can be directly tested, especially when separate assessments are used to detect hypothesized differences (Knight, 1982~. (3) Changes in the speed of development can be detected. The particular method will vary with the hypothesis, of course. For in- stance, to test for changes in the speed of development, such as spurts and

COGNITIVE DEVELOPMENT 101 plateaus, it iS essential that subjects be sampled such that their ages are distributed evenly (Fischer et al., in press). If a developmental spurt is predicted at age 10, for example, it is necessary to sample children evenly throughout the age range between 9 and 11. If all children tested are at a few restricted ages, such as within a few months of age 9 or 11, it will be impossible to determine whether a difference between 9- and 11-year-olds reflects a developmental spurt, since the distribution of ages alone will produce a bunching of subjects at certain steps in the scale. Several studies using appropriate designs to assess speed of development have found that speed does seem to accelerate at certain ages during the school years and to slow down at other ages (Jacques et al., 1978; Kenny, 1983; Tabor and Kendler, 1981~. That is, there may be periods of discon- tinuity and periods of continuity as assesses] by speed of development. Current data are consistent with the hypothesis that spurts are associated with the large-scale reorganizations or levels described earlier (Fischer and Pipp, 1984), although more research is necessary to fully test this hypothesis. In general, research with infants and young children has used much more sophisticated scaling methods than has research with school-age children. For example, Seibert and Hogan (1983), Uzgiris and Hunt (1975), and others have devised a number of scales for infant cognitive development in which each step in a predicted sequence is assessed independently. These scales have been used by various investigators to examine developmental change with some precision (Hunt et al., 1976; Seibert et al., in press). Using methods that approximate a Guttman scale, McCall et al. (1977) analyzed a longitudinal study of performance on infant intelligence tests to assess both changes in the speed of development and individual differences in developmental sequences. We know of no large-scale research projects on school-age children that have used such sophisticated methods to assess developmental change. Rule-Assessment Methods Developmental sequences are a central concern in cognitive research, but an emphasis on the relations of behavior across contexts highlights the centrality of a second, related issue: the generality or breadth of applicability of a skill or scheme. A full analysis of the skill underlying a behavior should predict not only where that behavior will fall in a developmental sequence but also how the skill will be evident across a range of contexts. In recent years several investigators have elaborated a set of methods for assessing the rules underlying a behavior and explaining how those rules apply across contexts (Klahr and Wallace, 1976; MacWhinney, 1978; Sie

102 DEVELOPMENT DURING MIDDLE CHILDHOOD gler, 1981~. Siegler (1983) provides an especially clear statement of the logic of rule assessment and focuses on school-age children (as does most reassessment research). Typically, "rule" refers to a mental procedure whose operation affects performance on many problems within a task domain. Virtually all of the various approaches to specifying rules derive from the theory of production systems (Newell and Simon, 1972), which analyzes human behavior in terms of systems of rules for generating actions. A rule is defined in terms of a condition-action pair, in which the condition for taking some action is specified abstractly. For example, in simple arithmetic tasks involving di- vision, such as 13 divided by 3, a sequence of rules can be used to describe the division procedure. After an estimate has been made of the whole number required in the quotient, a rule applies for dealing with what is left over, the remainder: If the remainder is less than the divisor, a fraction is made, with the remainder as the numerator and the divisor as the denominator. The "if" clause specifies the condition, and the "then" clause gives the action to be followed. For 13 divided by 3 the estimated whole number is 4. Application of the rule leads to the following procedure: The remainder of 1 is less than the divisor of 3, and therefore the remainder is made into a fraction of 1/3. To use this rule across division problems, the child must check the current situation to see whether it meets the condition specified in the rule. Such checking can be done only if the rule is represented in some general format. To start with, the child must be able to distinguish which number is currently serving as remainder and which as divisor. Neither remainder nor divisor can be specified in the rule in terms of particular numerical values, such as 1 and 3, respectively, because across problems all numbers can be in both categories. Researchers can determine whether a child is using such a rule in some set of problems by testing him or her on a number of division problems. The child is said to be using the rule whenever the pattern of behaviors (answers or methods of solution) on some set of the problems fits the rule. The child does not have to state the rule explicitly. Though the concept of"rule" was controversial two decades ago, today it provides a basis for one of the most promising approaches for exact spec- ification of the cognitive structures underlying child performance. Indeed, it also promises more generally to provide a powerful too! for describing change and continuity in cognitive organization. In practice, research based on the rule-assessment approach has been characterized by two prominent features. First, it has provided highly dif- ferentiated models of regularities in behavior across contexts, including not

COGNITIVE DEVELOPMENT 103 only correct performances but also errors. This research has articulated the Piagetian hypothesis that errors form coherent patterns that derive from developmentally immature procedures (see Roberts, 1981; Siegler, 1981, 1983~. Thus, both errors and correct performances can serve as indexes of the current state of a child's rule system for a particular task domain. Second, the rule-assessment approach has fostered what might be called a "particulate" view of the child's mind. The methods are designed to detect rules in specified, interrelated tasks, in which the rules are described in terms closely tied to the tasks. Changes in performance are typically explained in terms of modifications, additions, or deletions of particular rules. Just as the philosopher Hume was criticized for depicting the mind as a "bundle of perceptions," some researchers who use rule-assessment techniques might be criticized for depicting the mind as a bundle of rules. Although such localism avoids the postulation of global, vague cognitive metamorphoses, it is in danger of treating the child too narrowly as merely a solver of division problems, for example. This pull toward the particular seems to be necessary if researchers are to deal with the effects of specific environments, but there is no need to stop with the particular. In some work in this tradition, children's goals figure in the definition of every rule, and these goals can apply across situations. Moreover, the idea of a rule system seems to have within it the seeds of an approach that combines the particular with the general, because rules must articulate with one another in such a system (Anderson, 1982; Siegler and Klahr, 1982) and because the construction of rules must be determined in part by the general nature of the child's information-processing system. What seems to be required is the construction of a framework that expressly integrates methods for examining large-scale developmental changes, such as the general developmental levels, with approaches for analyzing particular rule systems. Toward this end, a straightforward approach would combine the use of developmental scales to analyze broad-scale patterns with the use of rule-assessment methods to analyze particular sets of tasks included in those scales. Thus, developmentalists can move toward a richer, fuller por- trait of the development of the child in context. EXAMPLES OF PROMISING NEW DIRECTIONS The three central issues in the study of cognitive development the collaboration of child and environment, the relationship of development in traditional research categories, and the methods necessary to investigate developmental questions- lead naturally to a reorientation of research. In this emerging reorientation, as we see it, the study of knowledge defined

104 DEVELOPMENT DURING MIDDLE CHILDHOOD narrowly is Reemphasized, and the study of the organization of behavior in general becomes the focus of developmental inquiry. The analysis of be- havioral organization requires topics and methods that directly involve the collaboration of child and environment in development. A number of topics could potentially fit this criterion, but four especially promising new direc- tions that deal with school-age children seem to us to merit the attention of cognitive-developmental researchers: ~ ~ ~ emotional development and its relation to cognitive development; (2) the relation of brain changes to cognitive development; (3) the role of social interaction, especially informal teaching, in cognitive development; and (4) the nature of schooling and literacy and their effects on cognitive development. Cognitive Development and Emotional Dynamics Emotion is becoming a central research topic, not only in the study of development but also in behavioral science more generally. From the 1940s until the mid-1970s, so little research was done on emotional development that it was fair to say that emotions had virtually disappeared from devel- opmental science. In the last 10 years, interest in emotional development has clearly been stirring, and much of the resulting research has dwelt on the relationship between cognition and emotion in development. Researchers on infancy have led the way, with arguments that emotions show major developmental reorganizations that are closely related to cognitive changes (Campos et al., 1978; Emde et al., 1976), and now research on cognition-emotion rela- tionships in childhood is beginning to appear. Children's Conceptions of Emotions The research that seems to have advanced farthest involves the devel- opment of conceptions of emotions in school-age children. During the school years, several major changes take place, as children become able to under- stand that a person can experience two distinct emotions at the same time and then to integrate emotions into abstract categories for interpreting be- havior. To study how children think about their emotions, Harter (1982) devised a series of interview tasks ingeniously adapted to avoid the usual problems that arise with interviewing young children. Her research demonstrated systematic changes in the organization of children's thinking about emotions in themselves and in other people. One of the central changes was that children gradually became able to conceive of themselves as experiencing

COGNITIVE DEVELOPMENT 105 two distinct emotions at the same time, as when a air! felt happy that her parents gave her a bicycle but sad that it was only a 3-speed not a 10-speed. Preschoolers were unable to think of experiencing two emotions simulta- neously. The best they could do was to portray one emotion followed by another: The air! with the bicycle could first fee! happy that she had been given a bicycle and later fee! sad that it was not a 10-speed. The elementary school years marked the onset of the capacity to conceive of experiencing two emotions simultaneously, and not until age 9 or later was this ability fully consolidated across Harter's various interview tasks. Hand (1982) found the same general developmental pattern with a dif- ferent type of emotion category and a different methodology. The emotions dealt with social interaction categories such as "nice" and "mean." Her main measures required children to act out stories involving these categories, and the conditions for acting out the stories provided varying degrees of envi- ronmental support for advanced performance. She also employed a structured interview designed to provide a strong-scalogram test of the developmental sequences she had predicted. Hand's findings strongly supported the conclusion that preschool children cannot conceive of two or more simultaneous emotions. One of her subjects provider] a striking example of preschool children's difficulty in thinking about simultaneous emotions: A air! was shown a story in which one child acted nice and mean simultaneously to another child, and then she was asked to retell the story in her own terms. The air! changed the story, separating it into two distinct stories. First she told about the two children being mean to each other. Then she said, "And a long time later," and began an independent story about the two children being nice to each other. In the story the air! had seen, there was no separation of the nice and mean interactions; instead, they were intertwined and integrated. To understand how the child in the story could experience two emotions, the air! apparently had to distort the story by separating the emotions into two separate stories. Other preschool children showed similar distortions, altering the stories about simultaneous emotions by separating the positive and negative emo- tions into distinct stories. Hand's various assessment conditions also demonstrated that the ability to understand that opposite emotions can be experienced simultaneously could appear as early as age 6-7 or as late as age 10-12, depending on the degree of environmental support provided. Thus, social conceptions of emo- tions seem to show the same pattern as nonsocial conceptions: Variations in both child and environment affect the child's competence. Hand extended the developmental sequence for nice and mean interac- tions into the adolescent years (Hand, 1981; Hand and Fischer, 1981~. Even

106 DEVELOPMENT DURING MIDDLE CHILDHOOD under supportive environmental conditions, elementary school children do not seem to be able to integrate nice and mean interactions into general abstract categories, such as "Nice or mean intentions matter more than nice or mean actions." Hand's categories did not deal with pure emotions but instead involved emotions in social interactions. Indeed, except perhaps for the few "pure" emotions proposed by researchers such as Ekman et al. (1972) and {zard (1982), most human emotions seem to be intimately connected with social situations. Categories for social interactions as well as those for personality descriptions, such as evil, kind, sincere, honest, and responsible are often heavily loaded with emotions. The development of categories for social interactions and personality descriptions appears to follow the same sequence outlined for emotions (Fischer et al., in press; Harter, 1982; Rosenberg, 1979; Selman, 1980~: 1. Preschool children seem to be able to deal with only one concrete category at a time or with a simple relationship between closely related categories, such as that indicated in the statement, "If you are mean to me, will be mean to you." 2. Elementary school children begin to be able to describe and use in- tersections of concrete social and personality categories. For example, by the third or fourth grade, a boy can describe how his best friend generally tries to be nice to him and to share things most of the time, even though he can be mean and stingy when he gets grumpy. 3. In adolescence, children begin to describe themselves and other people in terms like those of personality theories. They use trait names, such as responsible, introspective, and nonconformist, and eventually they even begin to use ideas similar to the Freudian notion of internal psychological conflict. In general, then, substantial progress has been made toward describing the development of school-age children's conceptions of emotions and re- lated social and personality categories. As valuable as this progress is, there is much more to emotional development than conceptions of emotions. Emotional Reorganizations One of the most straightforward implications of the organization approach to cognitive development is that each major reorganization or level of de- velopment should produce a significant change in emotions. This hypothesis has been pursued most explicitly in infancy, for which data and theory have suggested reliable emotional concomitants of general behavioral reorgani- zations (Campos et al., 1978; Emde et al., 1976; McCall et al., 1977;

COGNITIVE DEVELOPMENT 107 Papousek and Papousek, 1979; SrouLe, 1979; Zelazo and Leonard, 1983~. For example, the social smile, eye-to-eye contact, and the greeting response all seem to emerge at 2-4 months, which is also a time of major cognitive reorganization. Similarly, at 7-9 months, stranger distress, separation dis- tress, and fear of heights appear to increase dramatically just as another . . . . · . COgnltlVe reOrganlZatlOn IS Occurring. Similar emotional reorganizations can be expected to occur for every new cognitive-developmental level during the school years, although virtually no research has examined such changes. Despite the dearth of research, the psychological literature suggests many possible examples of such reorgani' rations involving emotions. With the emergence of simple relations of representations at approxi- mately age 4, there appears to be a surge of new emotions accompanying the new understanding of social roles in the family. The emotions described in Freud's (1909/1962) analysis of the Oedipus conflict may well be a part of this reorganization (Fischer and Watson, 19811. The understanding of social roles may also lead to a change in the nature of friendships, since the child will now be able to understand the role relations in friendship (see Furman, 1982; Hartup, 1983~. Any such change in important social rela- tionships would seem almost inevitably to have emotional consequences. For the development of concrete operations at age 6-7, a number of emotional changes have been suggested by Freud and others. At this point, children appear to develop a clear-cut conscience, with an accompanying surge in guilt (Freud, 1924/1961, 1933/1965~. They develop the capacity for social comparison, so they can compare and contrast their own behavior with that of other people (Ruble, 1983~. Presumably, this capacity can lead to a surge in both anxiety and pride about one's relative social standing. One component of this new ability for social comparison may also be a spurt in identification with parents and other significant adults, since identifi- cation requires the comparison of self with the adult (Kagan, 1958~. Any change in how children understand themselves is likely to have emotional . Imp cartons. Formal operations and the ability to understand single abstractions emerge at age 10-12 with serious emotional consequences. The confusion and tur- moi! of early adolescence may result in part from this new capacity (Elkind, 1974; Inhelder and Piaget, 1955/1958; Rosenberg, 1979~. With formal op- erations, children can construct new, general concepts about themselves and other people, but they remain unable to compare one such abstraction with another. Consequently, they have difficulty thinking clearly about abstract concepts. One 16-year-old, looking back on the time when he was 12-14, described it as a fog from which he was just now emerging (Fischer et al., 19831. Erikson (1974) has suggested that the formal operations level

108 DEVELOPMENT DURING MIDDLE CHILDHOOD gives the ability to fob an identity-another major change in the sense of self, with inevitable emotional concomitants. The development level that first appears at age 14-16, relations of ab- stractions, presumably has emotional consequences, too. The ability to relate abstractions would help the individual move out of the confusing fog of early adolescence. Likewise, it might lead to a substantial change in emotions about intimate relationships, because the person could begin to relate an abstraction about his or her own personality to an abstraction about the personality of a loved one (Fischer, 1980~. Such hypotheses about emotional reorganizations during childhood have been almost entirely unexplored. Plainly, this is a promising direction for research and one in which there is no lack of stimulating hypotheses to guide the investigator. The methods outlined above for studying develop- ments in the organization of behavior can be used in the study of such emotional changes and will substantially enhance the usefulness of such research. Freudian Processes It is no accident that hypotheses suggested by Freud appear repeatedly in the section on emotional reorganizations. Psychoanalysis remains one of the most fertile sources of hypotheses about emotional development. Although researchers have generally neglected psychoanalytic ideas about emotional development, especially for the school-age child, a resurgence of interest is evident. In fact, there are signs that a major conceptual breakthrough may be in progress. For years many scholars have been dissatisfied with Freud's mode] of the mine] (Hartmann, 1939; Holt, 1976; Schafer, 1976~. Repeatedly the suggestion has been made that the cognitive-developmental orientation might well provide the framework necessary to rebuild the psychoanalytic theory of the mind(Rapaport, 1951;Schimekl975;Wolff, 1967~.Agroupofneo- Freudians has been working to construct a position called "object relations" theory that makes signficant steps toward integrating the cognitive-devel- opmental and psychoanalytic orientations (for example, Kernberg, 1976; Winnicott, 19711. More recently, Feffer (1982) has suggested a recasting of the distortions of primary process in cognitive-developmental terms. These integrations of psychoanalysis and cognitive development have already led to a large number of interesting empirical claims. For example, it has been hypothesized that mechanisms of defense follow a developmental progression (A. Freud, 1966; Fischer and Pipp, in press; Haan, 1977; Vail- lant, 1977~. Repression appears to first develop at age 3-4, which is the approximate age of emergence of the ability to relate representations. Several

COGNITIVE DEVELOPMENT 109 sophisticated mechanisms of defense, such as sublimation, suppression, and mature humor, do not seem to emerge until after age 11 or 12, when formal operations are beginning. These are only a few of the many interesting hypotheses in the literature about emotional development in school-age children. Despite the easy access of such hypotheses, there have been few studies testing them. MahIer et al. (1975) assessed the development of mother- child relationships in infants and preschool children, which supported several object-relations hypotheses about the early development of self. With school- age children it is difficult to find any systematic research. Clearly, this is another promising direction. Research on Emotions One of the reasons for the lack of research on emotional reorganizations and Freudian processes has been that it has proved to be difficult to determine how to investigate them. Research with seriously disturbed children is par- ticularly difficult to do, and the induction of strong emotions in children for research purposes is unethical. As a result, scholars interested in pursuing these important questions have often had to approach them indirectly- studying, for example, the development of children's conceptions of defense mechanisms in other people (Chandler et al., 1978~. A straightforward solution to this dilemma may be available. Many issues in children's everyday lives naturally evoke emotions of various degrees and types. Such issues seem to provide natural avenues for studying the orga- nization of behavior in a way that brings together cognition and emotion. One set of candidates includes virtually any topic involving the self identification, identity, self-control, attributions about one's successes and failures. Kemberg (1976) has suggested that one of the primary dimensions around which the psyche is organized is whether events are perceived as threatening to the self or as supportive of the self, and much social-psycho- logical research with adults generally supports this hypothesis (Greenwald, 1980~. The development of self in children and its relation to the organi- zation of behavior is a promising avenue for studying cognition-emotion relations. Another set of issues of special relevance to school-age children is family relations, including the emotional climate in the family. The Oedipus con- flict is merely the most discussed of a wide-ranging set of family phenomena that are emotion laden. Consider, for example, divorce. The proportion of children growing up in divorced families has risen sharply, and some projections place it at 40- 50 percent in coming years. The experience of divorce is clearly emotional

110 DEVELOPMENT DURING MIDDLE CHILDHOOD for many children, and systematic relations seem to exist between emotional problems in adulthood (such as loneliness and depression) and the ages of individuals when their parents were divorced (Shaver and Rubenstein, 1980~. In addition, young children seem to seriously misunderstand the causes of their parents' divorce, often blaming themselves for the breakup (Longfellow, 1979; Wallerstein and Kelly, 19801. Research on how children understand and deal with divorce would seem a natural avenue for studying the devel- opment of emotion and cognition. How children understand what happened and how they conceive of the relationships in their family will probably relate in interesting ways to how they fee! about themselves and their parents. Children's reactions to illness provide another promising topic for the study of emotion-cognition relations. Virtually all children experience ill- nesses several times during the school years, and a substantial number of children suffer from chronic illnesses (Shonkoff, in this volume). Research on how children understand what happens during an illness and how they cope with it promises to illuminate cognition-emotion relations in devel- opment. Indeed, it would be surprising if mechanisms of defense and other emotional organizations could not be investigated in connection with divorce and illness. A note about emotional development is in order. In our analysis we have focused on promising areas for study of how emotion relates to cognitive development. In doing so we have not differentiated the many components of emotions, including triggering, expression, suppression, interpretation, and communication. Clearly, a full analysis of emotional development will require study of these components (Campos et al., 19831. Relations Between Brain Changes and Cognitive Development It is a truism in developmental science that changes in the brain must be central to cognitive development, yet researchers have mostly neglected investigation of the relationship between brain and cognition in develop- ment. Recent research on development in animals has begun to illuminate relevant topics, such as the processes by which experience affects the de- velopment of the visual system in mammals (Movshon and Van Sluyters, 1981) and the mechanisms by which the brain adjusts to early damage (Goldman-Rackic et al., 1983~. Of course, the methods used to study brain development in animals cannot be applied to human beings, but the paucity of research on the relationship between brain changes and cognitive development in children is nevertheless remarkable. One reason for neglect of this topic seems to be that previous investigations searching for such relationships did not meet with much suc- cess. Another reason may be that scientists shy away from the topic because

COGNITIVE DEVELOPMENT 111 past findings have sometimes led to a simplistic form of reductionist thinking, in which any brain changes are assumed to have direct correlates in behav- ioral development. A few investigators have studied the relationship between certain global changes in the brain and the cognitive-developmental levels occurring during the school years. They have uncovered evidence that brain or head growth may spurt on the average at ages 4-5, 6-7, 10-12, and 14-16 (Eichom and Bayley, 1962; Epstein, 1974, 1980; Fischer and Pipp, 1984; NelIhaus, 1968~. The primary data involve growth in head circumference and change in certain waves of the electroencephalogram. The data for head circum- ference tend to support the occurrence of spurts at the expected ages, but there is substantial inconsistency across studies (McQueen, 1982~. Fewer studies exist on the electroencephalogram, but extant data appear to be more consistent across samples. For brain-wave characteristics that show consistent increases or decreases with age, children show spurts during the four predicted age periods. Unfortunately, these data have been used to support unjustified conclu- sions about the nature of cognitive development and reaming at various ages during the school years. Children can learn new skills during periods of brain growth spurts, it has been claimed, but they cannot leam during periods of slow growth (Epstein, 1978, 1980; Toepfer, 19791. Thus, for example, children between ages 12 and 14 are said to be unable to leam new skills, because brain growth shows a plateau rather than a spurt during that period. These conclusions have been based almost entirely on the brain growth data, with virtually no assessment of actual reaming. Despite the limitations of the data, some school systems have begun to base portions of their curricula on these unwarranted conclusions. Efforts are being made, for example, to build middle-school curricula around the assumption that children of middIe-schoo} age cannot team very much be- cause their brains are not undergoing a growth spurt. Clearly, no conclusions about reaming ability or recommendations about educational practices can be supported by data on brain growth alone. Several recent studies have tested the hypothesis that individual children undergo cognitive spurts when they show head-growth spurts and cognitive plateaus when they show head-growth plateaus (McCall et al., 1983; Pe- tersen and Cavrell, in press). The results are clear: There was no correlation between head growth and cognitive growth. The most reasonable conclusion at this point seems to be that head growth and cognitive-developmental level are related for large samples but not for individual children. Similar problems have arisen in research on the development of brain lateralization (Kinsboume and Hiscock, 19831. From a few early findings on differences between the right and left hemispheres, some investigators

112 DEVELOPMENT DURING MIDDLE CHILDHOOD have jumped to broad generalizations about the different natures of intel- ligence in the two hemispheres. Journalists and educators have gone further and drawn sweeping, unjustified conclusions about the nature of intelligence in general and cognitive development in particular. There seems to be an unfortunate tendency for people to repeatedly make the same unjustified leap from data on brain growth to conclusions about behavior. This leap is apparently predicated on the assumption that brain devel- opments appear before behavioral changes and then have an immediate, measurable impact on behavior. Based on research on the relationships between developments in other domains, the most reasonable hypothesis is that the relationship between brain changes and cognitive development will be highly complex. Indeed, behavioral changes are probably just as likely to precede brain changes as to follow them. For both head circumference and the electroencephalogram, for example, brain growth shows a spurt one to three years after the first cognitive changes reflecting concrete operations: Concrete-operational skills are first evident as early as age 5.5-6, but brain spurts do not usually appear until age 7-9. One reasonable hypothesis is that small behavioral changes typically precede any global brain changes of the type measured by head circumference and the electroencephalogram. Some animal research supports the argument that behavioral changes can precede major brain changes (Greenough and Schwark, in press). The findings of correlations between brain growth and cognitive devel- opment may eventually lead researchers to examine seriously brain~behavior relationships in development. The research topic is both legitimate and important, and eventually it is likely to produce important scientific break- throughs. However, the complexity of the topic means that legitimate ap- plications leading to the solution of practical problems almost certainly will not be available for a long time (Shonkoff, in this volume). Cognitive Development and Modes of Social Interaction A third promising direction in the study of cognitive development ad- dresses the question of how social interaction dynamically constitutes a favorable climate for the growth of the mind. In the past, psychologists' answers to related questions have often over- or underestimated the con- tribution of social interaction to normal cognitive development. Recently, renewed interest in the problem has produced a burst of naturalistic and seminaturalistic studies of parent-child and teacher-student interactions. This new research has begun to chart a middle course between two extreme views of the role of social interaction in cognitive development. The first of these extremes can be called the social learning straw man. It holds that

COGNITIVE DEVELOPMENT 113 most cognitive development is a result of imitation, which is construed as mere mimicry rather than cognitive reconstruction. The second extreme can be called the little scientist straw man. This position holds that most cognitive development is a result of autonomous inventions, cognitive re- constructions in which social interaction plays no formative role. Both of these views are caricatures of human development. A minimal task for cognitive developmentalists is to portray the role of social interaction without resorting to either caricature. The words that best depict the middIe-course alternative emerging from recent research are Aided reinvention (Lock, 1980; see also Karplus, 1981; Resnick, 1976), which acknowledges the social learning theorists' insistence that social guidance is ubiquitous, both within and outside the classroom. They also acknowledge, however, the Piagetian insight that to understand is to reconstruct. Thus, the guided reinvention perspective elaborates the theme that normal cognitive development must be understood as a colIab- orative phenomenon. In classical writings on cognitive development, Vygotsky (1934/1962, 1934/1978) seems to have best anticipated the guided reinvention perspec- tive. For Vygotsky, an analysis of modes of social interaction is essential for explaining cognitive development. In addition, he argued that an expla- nation of guided reinvention must use the historical-reconstructive method, which is similar to what Piaget called the "genetic" method. For Vygotsky, Piaget's "to understand is to reconstruct" was as apt a summary of the successful theorist's efforts as it was a summary of the child's efforts. Vygotsky argued that developmentalists need to study the dynamics of the develop- mental process directly, rather than continuing merely to draw inferences about the process from structural analyses of the products of development. What would a reconstructive understanding of social interaction involve? One of Vygotsky's central tenets was that social interaction is organized on a number of planes and that each successive plane is associated with greater cognitive powers. One way of conceiving these planes is schematized in Table 3-3, adapted from a convergence rate hierarchy proposed in Bullock (1983) as a synthesis of both Vygotskyan and social {earning (Bandura, 1971) principles. The core ideas of the convergence rate hierarchy are simple. Cognitive development can be idealized as a process of converging, step by step, toward some higher plane of knowledge and skill. Such convergence must proceed at some rate, and that rate is affected by many factors. One basic factor is the plane of social interaction available to the young, e.g., whether the young participate in symbolic communication with elders. Table 3-3 presents a hypothetical ordering of some major steps along the road to the complexly

114 DEVELOPMENT DURING MIDDLE CHILDHOOD TABLE 3 3 A Hierarchy of Factors Affecting Convergence Rate 1. Natural Selection (NS) 2. NS + Reflex Conditioning (RC) 3. NS + RC + Conditionable Goal-Directed Activity (CODA) 4. NS + RC + CGDA + Affective Bonding/Communicatic~n (ABC) 5. NS + RC + CGDA + ABC + Constructive Imitation (CI) 6. NS + RC + CGDA + ABC + CI + Purposive Teaching (PT) 7. NS + RC + CGDA + ABC + CI + PT + Symbolic Communication (SC) 8. NS + RC + CGDA + ABC + CI + PT + SC + Writing (W) 9. NS + RC + CGDA + ABC + CI + PT + SC + TV + Advanced Literacy (AL) layered type of social interaction available to today's children. Each step is called a level, but this terminology is not meant to imply any special con- nection with the levels of cognitive reorganization suggested by cognitive- developmental theorists. By hypothesis, each new level in the hierarchy produces an increase in the average convergence rate of offspring toward higher levels of knowledge and skill (see Bullock, 1983, for details). Beyond level 3, each level involves an innovation in the form of social interaction. Thus, the hierarchy syn- thesizes social learning theorists' observations about the effects of modeling on reaming rate (Bandura, 1971) and Vygotsky's observations about the hierarchically layered nature of social interaction (see also Dennett, 1975; Premack, 1973~. The entire hierarchy might be taken as a schematic for assembling a system for guided reinvention. In this regard, special note should be made of levels 5 and 6, because they mark the crystallization of two complementary roles, i. e., child as reinventor and parent as guide. The words constructive imitation, which describe the social innovation at level S. are meant to be a reminder of the reconstructive nature of imitation noted by all major students of imitation since BaIdwin(1895;Bandura, 1971, 1977;Guiliaume, 1926/1971; Kaye, 1982; Piaget, 1946/1951~. Many imitative achievements are not mere mimicry; instead, they involve persistent reconstructive efforts on the part of the imitator. These efforts are a major source of developmental reorga- nizations, especially when complemented by the purposive teaching spon- taneously provided by parents. Also, because constructive imitation engages a wide range of cognitive resources, there is no isolable imitative faculty, as some have supposed. By hypothesis, constructive imitation by children and purposive teaching by parents are complementary components of an evolved system for guided

COGNITIVE DEVELOPMENT 115 reinvention. Moreover, when these components are seen as parts of the entire hierachy, a further hypothesis is suggested. When cognitive devel- opment is proceeding most rapidly, it will involve guided reinvention embed- ded within goal-directed activity that is jointly undertaken by an apprentice (the child) and an expert, who are tied together by positive affect. This would be true if the higher social-interactive levels are built on the lower, older ones and continue to depend on them for their own optimal func- tioning. For example, the developmental value of practices at the high end of the hierarchy, such as formal schooling, may depend on the modes of interaction at lower levels. A corollary to this hypothesis is that the large departures from the modes of interaction that evolved to support guided reinvention will create difficulties for children. The remainder of this section surveys research relevant to these ideas and traces possible implications for education. Guided Reinvention Within Dyadic Goal-Directed Activity The most intensive basic research on naturally occurring social-interactive modes as vehicles for guided reinvention (outside classrooms) has occurred in the field of language development (Brown, 1980; Bruner, 1983; Bullock, 1979; Cross, 1977; Kaye, 1982; Kaye and Charney, 1980; Lock, 1980; Moerk, 1976; Snow, 1977; Swensen, 1983; Wells, 1974~. Most of this research involved children younger than school age. There are, however, a few notable studies of older children in domains of cognitive development other than language (Donaldson, 1978; Heber, 1977; Karplus, 1981; Wertsch, 1979; Wood, 1980~. We briefly survey available results from the language development literature and use the results from studies of older children to demonstrate the generality of basic principles. Both logical (Bruner, 1975; Macnamara, 1972; Wittgenstein, 1953) and empirical (Bullock, 1979; Cross, 1977; Snow, 1977; Swensen, 1983) analyses indicate that normal language development depends on social-cognitive coordination between the child and someone who uses language in a con- textually appropriate way while interacting with the child. Other research has shown that mere exposure to television does not result in normal language development, apparently because its dynamic linguistic stimulation is pro- vided without social~cognitive coordination. There is now ample evidence that an extraordinarily high degree of social-cognitive coordination can accelerate language development (Cross, 1977; Swenson, 1983~. Social-cognitive coordination is always a matter of degree. The degree of coordination increases with the amount of overlap between two individuals' understanding of the situation in which they jointly find themselves (e.g.,

116 DEVELOPMENT DURING MIDDLE CHILDHOOD the situation of playing a game). Thus, a high degree of social-cognitive coordination requires the achievement of many moments of shared under- standing. Shared understanding is such a critical factor because normal language clevelopment is a comprehension-driven process that involves much more than the learning of syntactic patterns (Curtis, 1981; Macnamara, 1972; Nelson, 1973; Wittgenstein, 1953), even though it is sometimes discussed as a pure exercise in pattern learning (Kiss, 1972~. Comprehension involves both isolating new patterns and making sense of them by finding a way to articulate them with what is already understood (CIark and Clark, 1977; Schlesinger, 1982~. In guided reinvention the child and adult share an understanding of their joint situation, and the adult's speech takes that understanding as a point of departure while heeding developmental and contextual constraints. As a result of this support, the child stands a good chance of being able to comprehend the adult's utterance the first time he or she hears it, even when it contains novel components (Bullock, 1979; Cross, 1977; Wells, 1974~. How do child and adult articulate new patterns with what the child already understands? The child seeks above all to discover the relevance of the adult's contributions to his or her own purposes and goals at the moment. The adult attempts to ensure that his or her acts are relevant to the child's activity in a way that the child is prepared to discover. How is shared understanding dynamically maintained over long bouts of interaction? Parents of children who exhibit rapid language development actively work to maintain shared understanding over long stretches of in- teraction. They do this in several ways. They introduce objects to serve as bases for joint activities, and they closely monitor their child's apparent goals or intentions. During most of their interactive sums, they attempt to modulate, correct, or elaborate their child's behavior rather than redirect it. And they construct an intemal mode! of their child's current preferences, skills, and world knowledge, which they continuously update and check (Brown, 1980; Kaye, 1982; Nelson, 1973; Snow, 19771. Embedded Teaching and Formal Schooling It would certainly be misleading to say that language is not taught, but the type of teaching uncovered in these naturalistic studies of language development is unlike that found in most formal schooling. Under normal conditions it seems that every child receives a steady diet of what might be called embedded teaching elaborative and corrective acts responsively

COGNITIVE DEVELOPMENT 117 embedded by parents in the flow of joint goal-directed activity. As the child spontaneously and vigorously works to master a wide range of goals, his or her constructive efforts are constantly guided by the parent's embedded teaching efforts. Although such efforts do not obviate the need for inventive and inductive efforts by the child (Maratsos, 1983), they appear to be crucial if the child's efforts are to result in a course of development that is recog- nizably normal. With preschool and school-age children, research has focused not on language reaming but on cognitive tasks ranging from puzzle solving to classical Piagetian tasks such as seriation and conservation. Yet the results paint much the same picture (Heber, 1977; Sonstroem, 1966; Wertsch, 1979; Wood, 1980~. In his survey of this small bocly of research, Wood (1980) concluded that "where instruction is contingent on the child's own activities and related to what he is currently trying to do, . . . considerable progress may be made" (p. 290~. His survey also revealed that when instNc- tional techniques depart from the embedded teaching mode the child's prog- ress is markedly slowed. Finally, in research on the learning cycle or guided discovery approach to the instruction of mathematical reasoning, this embeds deaf teaching method was very successful in a domain in which many students fad! with more traditional classroom techniques (Karplus, 1981~. Much more research along these lines is needed, especially with school- age children. We expect that studies of embedded teaching with older chil- dren will show it to be superior to "disembedded" teaching, especially in the promotion of lasting changes in cognitive skills. Here, disembedded teaching means any teaching that departs significantly from guided rein' vention. On the basis of available research, two characteristics of guided reinvention seem particularly critical: (1) any new information provided is relevant to furthering the child's current goal-directed activity, and (2) information is provided in a way that is immediately responsive and "pro- portionate" (Wood, 1980) to the child's varying information needs. Note that much classroom instruction departs from guided reinvention in both respects. Recently a number of authors have tried to explain the difficulty many children have making the transition to school or the related difficulty they have in becoming engaged in certain school subjects (Bereiter and Scar- damalia, 1982; Cook-Gumperz and Gumperz, 1981; Donaldson, 1978; Pap- ert, 1980~. All these analyses support the idea that many children fad! not because of inability but because they are ill prepared for the mode of social interaction encountered in many classrooms. This ill preparedness or to see it the other way, this ill adaptedness of some schooling modes to what many children naturally expect has two consequences. First, many children

118 DEVELOPMENT DURING MIDDLE CHILDHOOD fail to progress at an acceptable rate and fall progressively further behind their peers. Second, many children become disaffected with the classroom setting. Obviously, these two results are closely linked. Failure to progress implies continual frustration, which leads to global disaffection. But several lines of research suggest a deeper relationship. In the literature on the development of affective relationships, responsiveness seems to play a crucial role in attachment formation (Ainsworth, 1979~. At every level of the convergence rate hierarchy, the child's development depends on the contributions of others in immediate social interaction. In parametric research on what makes educational computer games attractive, contingency on the child's behavior in essential (Malone, 19811. And in informal research on how to make mathematics more appealing, Papert (1980) even speaks seriously of the child's affective relationship to the world of mathematics. Given the human ability to personify, there is no reason to dismiss Papert's usage as mere metaphor. There is ample evidence that several qualities of dyadic social interaction contribute to a positive attitude toward instructional activities, what Malone (1981) calls their holding power: in particular, goal-directedness, respon- siveness, novelty, and performance~contingent shifts in problem difficulty. Indeed, a classic study by Bowman (1959) showed that disaffected delin- quents will regain interest in classroom work and markedly reduce their disruptive behavior when the classroom mode is restructured around goal' directed activities. Although Bowman failed to find larger academic gains in the embedded teaching group than in a control group, the study deserves replication with more sensitive cognitive outcome measures and with a better-designed "guided reinvention" curriculum. We would like to raise another issue, although we cannot pursue it here. We noted earlier that the disembedded teaching that children encounter in many classroom settings does not meet their expectations. However, this statement is too weak because it presents too passive a picture of the student. We believe that children actively try to structure their interactions such that the type of teaching they receive is the embedded type. Children demand involvement as performers rather than as mere observers. (See Barker and Gump, 1964, for the classic treatment of this distinction.) A common childhood plea is "I want to be included and help you do it, not just watch." In this connection it is also interesting to note a convergence with Harter's (1978) revision of the concept of competence motivation. According to her reformulation, the child with high competence motivation actively resists excessive guidance in joint-task contexts.

COGNITIVE DEVELOPMENT 119 Collaboration Not Conservation As noted in the introduction to this section, history shows that it has been quite difficult to maintain a balanced view of the role of social inter- action in cognitive development. Many seem to think of the problem ac- cording to the scheme of a "conservation" equation: Child's Contribution + Social Contribution = A Constant Amount of Knowledge. Given this scheme, the laws of algebra demand that if the chit3's contribution goes up the social contribution must go down, and vice versa. Any theorist who focuses on one factor is led by the scheme to downplay the other. But the scheme itself is plainly inappropriate. Not only is the amount of knowledge not conserved, but the evidence indicates that social factors contribute most when embedded within the child's own ongoing efforts at mastery. As Bull- ock (1983) noted when proposing the convergence rate hierarchy, higher cognitive potentials seem to arise with specific new types of social inter- action. By emphasizing the concept of guided reinvention, we hope to have made it difficult for investigators to continue thinking in terms of the con- servation scheme. Because this treatment stands on the shoulders of Vygotsky's pioneering work and because the next section is devoted to the topic of literacy, it is fitting to round off this section with Vygotsky's ~ 1934/1978: ~ ~ 7-118) pres- cient remarks about the need for embedded teaching of literacy: Reading and writing must be something the child needs. Here we have the most vivid example of the basic contradiction that appears in the teaching of writing not only in Montessori's school but in most other schools as well, namely, that writing is taught as a motor skill and not as a complex cultural activity.... Writing should be meaningful for children, . . . an intrinsic need should be aroused in them, and . . . writing should be incorporated into a task that is necessary and relevant for life. Only then can we be certain that it will develop not as a matter of hand and finger habits but as a really new and complex form of speech. The Effects of Schooling and Other Literate Practices One of the most promising new directions for cognitive-developmental research concerns the cognitive effects of literacy and formal schooling (Cole end Bruner, 1971;ColeandGriffin, 1980;Goody, 1977;Luria, 1976;Olson, 1976; Ong, 1982; ScriLner and Cole, 1981; Vygotsky 1934/19781. This new area has live roots in anthropology, educational theory, historiography, philosophy, linguistics, and developmental and cross-cultural psychology. These roots give the area both a singular vitality and a special promise for

120 DEVELOPMENT DURING MIDDLE CHILDHOOD promoting communication among relatively isolated academic disciplines (On", 1982~. Moreover, literacy and schooling relate closely to the emphasis on the interaction between child and environment in cognitive develop- ment. The effects of literacy and schooling seem to arise from the environ- mental supports they provide for advanced cognitive functioning. To understand cognitive development in the child in school, scientists and educators need to understand how the teaching of literacy and schooling relates to the child's natural learning processes and how literacy and school- ing affect the child's mind. Our treatment of literacy effects necessarily begins with the problem of definition, because there are many literacies and each may have distinctive cognitive-developmental effects. The range of literate practices is analyzed in terms of how each functions in mental life. This analysis leads to the specification of appropriate methods for assessing the cognitive effects of literate practices. The approach presented here represents what seems to be an emerging consensus about literacy and schooling. Defining Literacy What are the cognitive effects of literacy? According to recent research (Goody, 1977; Scribner and Cole, 1981), answering this question in a scientifically useful manner requires careful specification of what is meant by literacy. All literacies involve both (~) one or more conventionalized systems for external representation of ideas and (2) a set of cultural practices that use the systems. Literacies include all conventionalized representational systems, not just alphabetic writing. Any cognitive consequences can be expected to be determined jointly by the specific nature of a representational system and its associated practices. As a reminder of these points, we use the words [iterate practices rather than literacy. Table 3-4 presents some literate practices that span a range from simple labeling (practice 1) to scientific theory construction (practice 9~. To il- lustrate the vastness of this span, we discuss two extreme cases of literate practices: the use of a limited writing system by some men in West Africa and the use of multiple representational systems by modern scientists. The vast differences between these two cases suggest enormous differences in . . . t year cognitive consequences. In the first case, men belonging to the rural Vai people in West Africa are taught a native script (Scribner and Cole, 1981~. (Literate practices are virtually absent among Vai women. ~ The Vai script is a syIlabary, a system for representing speech phonetically syllable by syllable. In this system a text consists of a continuous stream of symbols without any segmentation

COGNITIVE DEVELOPMENT TABLE 3~4 A Range of Literate Practices A. Amplification 1. Labeling containers to signify contents. 2. Listing donations at a wedding feast. 3. Writing status reports or orders. B. Nonlocal Integration 4. Compiling a chronology of events by piecing together fragmentary reparks. 5. Writing an essay by integrating research notes collected over a long interval. 6. Summarizing the results of a long series of experiments recorded in a log. 7. Checking a document for equivocal usage of key terms. C. Systemic Analysis 8. Comparing the properties of two closed representational systems (e.g., two alphabets or two taxonomies). 9. Composing a formalism capable of expressing a set of critical theoretical distinctions. .. . . .. 121 markers SUCh as blanks to indicate word boundaries. Also, homophonic syllables (such as boar and bore in English) are always represented by the same symbol. These characteristics make it virtually impossible to read Vai script rapidly with full comprehension. Because of this limitation as well as competition from other scripts, the Vai script is highly restricted in the range of practices it supports. The script is neither taught nor used in formal school settings, and its major use is letter writing (practice 3 in Table 3~3~. ScriDner and Cole report that letters written in Vai script are short and limited to expected themes. Because of the difficulty of reading the script, long texts on novel themes would overwhelm even the most accomplished Vai readers. Not one Vai occupation depends critically on the use of the script. At the other extreme, consoler a modern scientist working at the frontiers of the field of neural modeling of cognitive processes (Grossberg, 1982~. A single paper published in this area may draw on a too! kit of conventionalized representations that includes (1) standard written English, including the modem Roman alphabet and numerous other conventions; (2) mathematical equations, including modern number systems and the Greek alphabet; (3) a biochemical symbol system; (4) labeled graphs that are a hybrid of iconic and more arbitrary representational devices; (5) a computer language used to write simulation programs; and (6) models of memory, cognitive devel' opment, and other psychological processes. All these resources are being used to compose a new formalism capable of expressing a set of critical

122 DEVELOPMENT DURING MIDDLE CHILDHOOD theoretical distinctions (practice 9) for characterizing the design principles exhibited by the human brain. Modern science has institutionalized the practice of inventing such new representational systems. This enterprise is critically dependent for its success on both the evolving representational systems already in the too} kit and the evolving tradition of scientific practices (e.g., techniques for studying nonlinear differential equations, computer simulation techniques, and so forth). Equally important, the whole enterprise would be inconceivable to anyone who was unschooled in similar literacy-based practices. Even for someone who knew some such practices but was not familiar with the specific too! kit, the enterprise would be difficult to conceive with any specificity. The scientific enterprise is thus much farther removed from the preliterate world than is the Vai practice of writing simple status reports or orders. Consequently, it would be odd to expect the Vai male's literacy to have the same cognitive effects as the neural modeler's literacy. In fact, both persons differ in some way from nonliterates because of their shared encounter with an external, representational system in use. Yet that common difference pales in comparison with other intellectual differences arising from the dis- tinctiveness of their literate practices. A common question in research has been whether some specific cognitive effect should be attributed to literacy or to formal schooling. The definitional problems with such a question are similar to those with questions about the effects of literacy alone. The term format schooling is just as ill defined as the term literacy. Moreover, posing a dichotomy between literacy and formal schooling~-obscures the fact that all types of formal schooling are literacy based. Though it is possible to have literate practices without formal school- ing, it is not possible to have formal schooling without literate practices. In general, formal schooling and literate practices are closely linked. Many literate practices with distinctive cognitive effects were probably invented in an attempt to improve schooling (Goody, 1977), and many children encounter these practices for the first time in a school setting. Characterizing the Range of Literate Practices The literate practices in Table 3-4 are divided into three groups: ampli- fication, nonlocal integration, and systemic analysis. These labels are meant to capture qualitative differences in how literate practices seem to function in the cognitive life of individuals and to suggest directions for research on literate practices. In amplification, some human ability already exists in some form, and the literate practices simply magni* that ability (Cole and Bruner, 1971;

COGNITIVE DEVELOPMENT 123 Cole and Griffin, 1980~. For example, labeling of containers (practice 1) provides redundant cues for identifying contents and thus often increases the speed of identification. Listing donations (practice 2) duplicates a pre- literate mnemonic achievement and supports more accurate recall. The writing of orders (practice 3) substitutes for speaking them in a way that allows the orders to affect people at greater distances. Note that these are all quantitative (amplifying) effects. They leave the structure of the activity largely unchanged. A literate practice can do more than amplify. It can induce a qualitatively different ability (Cole and Griffin, 1980~. Though the distinction between quantitative and qualitative is sometimes fuzzy, it is useful. Classical writings on cognitive development describe two pervasive functions of literate prac' rices that involve qualitative effects: nonlocal integration and systemic anal- ysis, as shown in Table 3-3 (e.g., Inhelder and Piaget, 1955/1958; Vygotsky, 1934/1978~. Many literate practices support nonlocal integration of materials that would otherwise remain separate. Under aliterate conditions, thoughts tend to shift from one content to the next on the basis of characteristics that are relatively obvious and that have already been recognized. Contents with similarities, complementarities, or other relationships that have not yet been recognized will rarely be juxtaposed in thought. As a result, the undiscovered relationships between them will rarely be discovered. When writing, the writer has a device that supports the juxtaposition of such apparently disparate contents and thus raises the chances of discovering a new way of integrating experience. As a result, writing can accelerate the pace of conceptual innovation, forming the core of new types of cultural practices, including the scientific method. By overcoming a systematic limit of human memory, it opens up a new range of human practices. For example, in constructing the theory of evolution, Darwin had to put together widely disparate contents. Howard Gruber ( 1981 ) wrote of Darwin: "To understand what he had seen, and to construct a theory that would do it new justice, he had to reexamine everything incessantly from the varied perspectives of his diverse enterprises" (p. Il3, italics added). Darwin wrote down obser- vations and thoughts in a series of logs and notebooks to facilitate this process. Indeed, the experimentalist's practice of keeping a log is a partic' ularly clear example of how writing can overcome the limitations of memory. The tog supports simultaneous consideration of experiments that are tem' porally and conceptually remote. Nonlocal integration is certainly not unique to literate practices. Under aliterate conditions it would seem to occur primarily in social interactions in which communicating individuals try to reconcile disparate schemes. it

124 DEVELOPMENT DURING MIDDLE CHILDHOOD is probably common in language and cognitive development, when a child is trying to reconstruct integrative schemes underlying adult usage (Feldman, 1980; Horton and Markman, 1980; Laboratory of Comparative Human Cog' nition, 1983; Perret-Clermont, 1980~. Among adults it can occur when individuals confront each others' disparate ways of organizing experience. At the same time, literacy practices themselves support a heterogeneity of adult perspectives unheard of in aliterate cultures. After the invention of literate practices, a language's stock of terms based on nonlocal integration explodes (Slaughter, 19821. Apparently, literacies support lifelong use of a type of integration that would otherwise be rarely exploited after the early years of development. A third function of literate practices, systemic analysis, occurs whenever the focus of a thinker's concern is the adequacy of an entire representational system. Nonlocal integration promotes the building of conventionalized representational systems, and systemic analysis involves the evaluation of those systems. It seems that literate practices provide strong support for the ability to consider such systems and to analyze and compare them. Consider the following historical examples. The ancient Greeks compared what is now known as the Greek alphabet with various other writing systems of the time. It was seen as an improvement over its competitors because it could represent vowel sounds as well as consonantal sounds (practice 8 in Table 3-4~. Riemannian geometry was an improvement over Euclidean ge- ometry because it provided a better representation of physical space under relativistic conditions (practice 8~. Most behavioral scientists have joined the enterprise of trying to formulate a new cognitivist theoretical system for thought and behavior because the old behaviorist system appears to be inherently unequal to the task of modeling psychological phenomena (prac- tice 9~. Systemic analysis is fundamental to the modem scientific enterprise. Mod- em scientists are acutely aware that at some future date their current systems for representing reality will probably prove inadequate. They take it as their task to contribute to a better, but never final, fit between data patterns and theoretical models (representational systems) (Goody, 1977; Toulmin, 1972~. Such an attitude has led to ferment on many levels. Scholars of many stripes struggle with the problems of relativism, and school-age children are confused at the apparent lack of absolute truth in modem knowledge. To understand this attitude, children seem to require many years of experience, and they may be able finally to understand it only when they reach the highest levels of cognitive development (Kitchener, 19831. This phenomenon seems to be tightly bound up with the development of literate practices (Goody, 1977; Ong, 19821. It seems to require at {east

COGNITIVE DEVELOPMENT 125 four components: ( 1 ) possession of the concept of a representational system, (2) appreciation that the belief system accepted in one's day is one of many possible systems, (3) presumption that today's belief system will prove less adequate than some altematives that have not yet been specified, and (4) institutionalized support of practices that have a history of producing im- provements in representational systems. The second, third, and fourth com- ponents require historical studies and are therefore literacy dependent in a strict sense, because historical studies do not seem to be possible without written histories. The first component, possession of the concept of a rep- resentational system, seems at least to be greatly facilitated by literate prac- tices. The development of this concept in school-age children certainly merits study (Feldman, 1980; Gardner, 1983~. Aliterate cultures seem to provide little environmental support for the concept of a representational system (Goody, 1977), but literacy provides open and direct support for the concept. Writing is permanent, and so language becomes subject to extended scrutiny. As a result, people can conceive the nature and shortcomings of the written system for language. For example, all alphabets are small systems that can be understood as a whole and that are manifestly imperfect in their ability to represent speech. They fail to capture even many of the vocal aspects of speech, such as timing and inflection. These limitations make it relatively easy for literate peoples to abstract the concept of a representational system. Methods for Assessing the Cognitive Effects of Literate Practices If this characterization of the functioning of literate practices in mental life is correct, most traditional methods for assessing literacy effects will need to be revised. Consider one assessment strategy used often in the past: The researcher constitutes a group with equal numbers of illiterates and literates and tests all of them on some cognitive task, such as recalling a long list of words. All subjects perform the task in the same way, with no access to literate tools such as pencil and paper. After statistically controlling for factors such as intelligence, age, and social background, the researcher as- sesses whether there is any residual effect of literacy on performance. To date, the results of such traditional studies have been disappointing, typically showing no, or only modest, effects of literacy (ScriDner and Cole, 1981~. In hindsight this failure is not surprising because the studies do not assess the right skills. First, subjects performing the tasks are denied access to the literate too! kit during their performance. Unable to use the extemal tools of literacy, they are denied environmental support for their literate skills, which typically require operations with extemal representational devices.

126 DEVELOPMENT DURING MIDDLE CHILDHOOD As a result, the main effects of literacy are at best severely attenuated. Second, the research addresses basic cognitive abilities such as recall. Lit- eracy effects that do not permanently amplify such basic abilities go unde- tected. Third, the major comparison treats illiterates and literates as homogeneous classes, ignoring the tremendous differentiation within the class of literates. In particular, many literates have little exposure to the literate skills most critical to the modern knowledge explosion the practices that institutionalize nonlocal integration and systemic analysis. Figure 34 shows the range of conditions needed to assess the cognitive effects of literate practices in children or adults. Subjects need to be differ- entiated according to their literacy status, as shown in the top row. Pre- literates are members of cultures that lack any literate practices, while il- literates are aliterate members of cultures rich in literate practices. This distinction permits assessment of whether some cognitive effects of literate practices diffuse within a culture to those who have not actually reamed enough to be literate. Nominal literates have learned the basics about using an extemal representational system but not the practices that promote non- local integration and systemic analysis, while advanced literates have mas- tered some of those practices. This distinction allows assessment of the effects of the advanced literacy skills related to the modern knowledge explosion. Individuals should be tested with or without access to the external toot kit of literacy, as shown in the second row of the figure. Testing both ways is critical so that researchers can determine whether literacy effects depend on the environmental support of the too! kit. Most past assessments of Person's Literacy Status | Preliterate | Illiterate | Nominal | Advanced Access Present Absent Present Absent Present Absent Present A ~ Basi ~ ~ ~ l l i : ; 0 Nonlocal con ~ ~ __ Absent FIGURE 3~4 A matrix of contrasts for the assessment of literacy effects.

COGNITIVE DEVELOPMENT 127 literacy effects have denied access to the tools (ScriDner and Cole, 1981) and thus have tested only for the residual effects of prior engagement in literate practices. Also, subjects should be tested on a range of types of task, as shown in the left column. Many of the effects of literate practices will remain obscure if only basic cognitive abilities are assessed. An Emerging Consensus The approach outlined here represents an emerging consensus about the effects of literacy (Bullock, 1983; Cole and Griffin, 1980; Goody, 1977; Scribner and Cole, 1981; Slaughter, 1982; Tannen, 1982; Vygotsky, 1934/ 1978; Zebroski, 1982~. This consensus includes an appreciation of at least four major characteristics of the functioning of literate practices: 1. Literate practices are highly diverse. 2. The diversity includes differences not only in the tools of literacy but also in the cultural practices related to the tools. 3. Many literacy effects depend on tong exposure to organized use of literate toot kits, and the most interesting literacy effects are probably not automatic products of reaming to read, write, or count. Literate practices have their effects via a long developmental process beginning in the school years and extending into adulthood. 4. Different literate practices play different roles in mental life, and some of the most important roles seem to involve providing support for functioning at levels of cognitive development that emerge in the late school years and beyond. Of course, the consensus is not complete. Two of the remaining contro- versies are especially relevant here. First, do literate practices have a per- vasive effect on thinking and consciousness, or are their effects highly specific and localized? Second, are literate practices fundamental to the most ad- vanced forms of human thinking, as Vygotsky (1934/1978) believed, or can such advanced skills develop without literacy? Although firm answers to these questions will not be available until more of the blank cells in Figure 3-4 are filled in, we hazard two predictions. On general theoretical grounds (Fischer, 1980; Fischer and Bullock, 1981) and on the basis of available research on literacy effects (see ScriDner and Cole, 1981), we expect that some form of the specificity hypothesis will survive the test of time. But along with specificity there can also be some generality. Literacy is itself a vehicle for partially overcoming the natural tendency for skills to remain localized.

128 DEVELOPMENT DURING MIDDLE CHILDHOOD Regarding the role of literate practices in advanced forms of thought, we have already proposed that modem scientific enterprises are literally incon- ceivable to preliterates because they involve explicit attempts to revise entire conceptual systems. It remains to be seen whether other examples of such systemic analysis can be found among preliterates (Goody, 19771. Literate Practices and Schooling We noted earlier that the mode of teaching in traditional schooling departs substantially from the natural teaching mode children experience in everyday life. Instead of being embedded in the course of joint goal-directed activity, teaching is disembedded and organized around domains of knowledge (SIaughter, 1982~. This property of formal schooling appears to be a product of literate practices. In all likelihood the very idea of a domain of knowledge and the disembedded teaching it encourages are two sides of a coin that could only be minted in a literate culture. Only with literacy are words or statements disembedded from the evanescent stream of human action and given the spatial permanence of things. Only with literacy are large bodies of such statements sorted into separate places that are internally organized according to the taxonomic schemes associated with domains of knowledge. Based on the concept of domains of knowledge, teaching can be dis- embedded from the world of human purposes and reconceptualized as the transfer of a body of knowledge from one depository (books) to another (children). As Ong ( 1982: ~ 75-177) suggested, the message transfer model of communication appears to be a distortion based in literate educational practice. Fortunately, teachers can reembed their teaching in several ways and reintroduce the natural strategy of guided reinvention. They can show children how what they learn is relevant to everyday goals, and they can introduce the new goals related to domains of knowledge. Children can learn such goals as adding newly encountered facts to the appropriate domain, trying to find and fill gaps in existing domains, trying to reorganize or reconceptualize domains of knowledge, and trying to transfer organizational schemes from one domain to another. An important topic for research is how schooling practices can be organized to help children make such prac- tices their own. Modem science could in some ways serve as a mode! for such research, since it seems to be the epitome of a collaborative, literacy-based enterprise (Toulmin, 1972~. Goody, one of the most insightful theorists of literacy effects, made the following argument (1977:46-47, emphasis added):

COGNITIVE DEVELOPMENT 129 It is not so much scepticism itself that distinguishes post-scientific thought as the act cumulated scepticism that writing makes possible; it is a question of establishing a cumulative tradition of critical discussion. It is now possible to see why science, in the sense we usually think of this activity, occurred only when writing made its appearance and why it made its most striking advances when literacy became widespread. Here, the cumulative tradition of critical discussion provides a milieu within which scientific advances can occur rapidly. It is only within this milieu that scientists have the ability to construct new insights so rapidly. Goody noted the implication of this fact for the traclitional competence~performance distinction (p. 18~: [Studies of literacy effects] can be taken to indicate . . . that while cognitive capacities remain the same, access to different skills can produce remarkable results. Indeed, I myself would go further and see the acquisition of [literate] means of communication as effectively transforming the nature of cognitive processes, in a manner that leads to a partial dissolution of the boundaries erected by psychologists and linguists between abil' ities and performance. SUMMARY AND CONCLUSIONS Cognitive development in school-age children has been one of the most active areas of research in developmental science. Yet the range of issues investigated has been relatively narrow and based primarily on Piaget's theory of cognitive development, school~related concerns about the testing of in- telligence and achievement, and behaviorist theories of conditioning and reaming and, more recently, information-processing theories. Today many cognitive-developmental scholars are moving toward a broader, more integrative orientation, emphasizing relationships among the tradi- tional categories for behavior (cognition, emotion, social behavior, person- ality, and so forth) and constructs that highlight the interaction or collaboration of child and environment. There has also been a growing emphasis on constructing and using methods and statistics that allow direct tests of cag- nitive-developmental hypotheses, in place of traditional methods and sta- tistics, which often do not allow appropriate tests. A Portrait of the Capacities of the School Age Child The cognitive capacities that develop during the school years do not develop in stages as traditionally defined. Instead, children's abilities seem to cumulate gradually and to show wide variations as a function of envi' ronmental support. Certain components of children's capacities do show

130 DEVELOPMENT DURING MIDDLE CHILDHOOD weakly stagelike characteristics, however. At specific periods a wide range of children's abilities appear to undergo rapid development. These spurts may be particularly evident in children's best performances. When the various neo-Piagetian theories are compared, there seems to be a consensus, with substantial empirical support, that four of these large- scale reorganizations occur between ages 4 and 18. At approximately age 4, middle-cIass children develop the capacity to construct simple relationships of representations, coordinating two or more ideas. The capacity for concrete operations emerges at age 6-7, as children become able to deal with complex problems about concrete objects and events. The first level of formal op- erations appears at age 10-12, when children can build general categories based on concrete instances and when they can begin to reason hypothetic ically. Abilities take another leap forward at age 14-16, when children develop the capacity to relate abstractions or hypotheses. Cognitive developmentalists have often assumed that all children move through the same general developmental sequences, but research suggests that such generality occurs at best only for the most global analytic categories, such as concrete and formal operations. With more specific analyses, it seems that children will demonstrate important differences in developmental sequences. Only with research on these differences will a full portrait of school-age children's capacities be possible. Little consensus exists on the specific processes underlying the cognitive changes that occur during the school years. Most characterizations of these processes fall into two opposing frameworks: an emphasis on changes in organization, usually conceptualized in terms of either logic or short-term memory capacity, versus an emphasis on continuous accumulation of in- dependent habits or production systems. Progress is not likely to arise from continuation of arguments based on this assumption of opposition. The most promising direction for resolution would seem to lie in attempts to determine when abilities show reorganization and when they show continuous accu- mulation. What Is Not Known The new integrative orientation in cognitive-developmental science has led to wide recognition of the need for framing questions in ways that avoid the traditional oppositions that have typified behavioral science. Most cen- trally, questions have traditionally been formulated in ways that led to answers focusing on either the child or the environment as the main locus of developmental change. What many researchers are striving for today are ways of building constructs that combine the child and the environment as

COGNITIVE DEVELOPMENT 131 joint determiners of development. A promising direction for this enterprise is a focus on the collaboration of child and environment. The child is seen as always acting in some particular context that supports his or her behavior to varying degrees. One result of this focus is that concepts of ability, capacity, and competence are radically altered. They are no longer fixed characteristics of a child but emergent characteristics of a child in a context. How to recast these concepts is a major unresolved question in cognitive development. To do research based on the integrative, collaborative orientation, in- vestigators need to assess behavior in multiple contexts and with various methods. It cannot be assumed that a single variable provides a valid index of overall cognitive functioning in any domain or that behavior is truly divided into neat boxes labeled cognition, social behavior, emotion, and so forth. Within this reorientation toward research, investigations naturally cross traditional category boundaries and examine variations in the child and the environment simultaneously. We have focused on four topics con- sistent with this reorientation that have been generally neglected in research on cognitive development in school-age children. Emotion has traditionally been treated as distinct from cognition, but some recent research suggests that in many ways the two may develop hand in hand. Some research has shown that school-age children make major advances in their ability to conceptually integrate diverse emotions. Other major topics that demand investigation include emotional reorganizations that appear to accompany the general cognitive reorganizations of the school years and Freudian, psychodynamic processes, which seem to flower during these years. A promising approach to studying emotion-cognition relation- ships is to choose issues in children's daily lives that naturally evoke strong emotions, such as the self, divorce, and illness. Brain development is a major topic in the neurosciences today, but there has been little research on the relationships between brain development and cognitive development. Such research is especially difficult to do, and it has an unfortunate history. Preliminary results have often been overgener- alized and distorted, and unjustified claims have been made about practical implications for education or other socially important endeavors. Never- theless, research on brain growth and cognitive development promises to provide important scientific breakthroughs, even though it will be a long time before legitimate practical applications will be possible. Social development and cognitive development have typically been treated as distinct categories, and there has been little research on the contributions of social interaction to cognitive development. The few studies in recent years on this topic suggested that social interaction plays a central role in

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