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8
Dealing With Uncertainty
This chapter concerns the management of ecological systems in the face
of uncertainty. Some uncertainty is unavoidable in ecologists' predictions
about ecological systems, but decisions that might lead to unexpected
environmental changes have to be made. To deal with uncertainty in
ecological prediction, we must first identify its sources and conse-
quences this information is often the most useful that an ecologist can
give to an environmental manager.
SOURCES OF UNCERTAINTY
Many ecological systems among them those most affected by human
activities are poorly understood. We often lack the detailed information
necessary for making accurate predictions, particularly under the unusual
conditions that we impose on ecological systems. Several broad categories
of uncertainty make the precise prediction of ecological changes difficult.
Complexity
Because the relationships among species are complex, changes in one
can lead to unexpected changes in another. Indirect effects those prop-
agated through a number of species links are particularly difficult to
predict (Brown, in press). For example, when DDT was introduced into
terrestrial environments, no one imagined that it would eventually be found
in marine fish (Chapter 24~. Equally hard to predict are the effects of
88
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DEALING WITH UNCERTAINTY
89
multiple perturbations, such as the introduction of different kinds of pol-
lutants from multiple sources into a river (Chapter 9~.
The response of a population or community can become nonlinear at
some degree of perturbation, perhaps with a threshold beyond which the
response changes qualitatively. Fish populations can undergo rapid col-
lapse when overharvested (Murphy, 1977; Ricker, 1963), and lake com-
munities can undergo distinct changes in composition when nutrient
concentrations change (Chapter 204. Continued reduction and fragmen-
tation of habitat can also lead to the extinction of local populations and
whole species (Chapter 171. In some cases, nonlinearity of population
dynamics can lead to chaotic behavior even in environments that are
homogeneous in space and time (May, 1981; Chapter 21.
Natural Variability
Populations and communities vary in space and time because of both
intrinsic processes and changes in their physical and biological environ-
ments (see also Chapter 51. In most species, reproduction is seasonal, and
mortality is neither constant throughout the year nor equally distributed
with respect to sex and age. An estimate of the makeup of a population
or community at any particular time is like a snapshot often one with
poor resolution of one state among many possible states. The responses
of populations and communities are all too often influenced by their site.
The presence or absence of a particular species, for example, can change
a community's response to environmental change. Ecological systems
commonly respond in a site-specific or situation-specific fashion, so our
predictive capability is likely to be poor when appropriate analog studies
for nearby or similar sites are unavailable.
Temporal variability in ecological systems can have several implica-
tions. Some systems are highly variable because of periodic natural dis-
turbances or intrinsic cyclic behavior. For example, the marine intertidal
communities on the western coast of North America are subject to severe
storms that can temporarily destroy them. Many organisms in such systems
are adapted to those disturbances and have characteristics that facilitate
recovery (Sousa, 19841. Changes in the systems must be interpreted through
an understanding of the natural history of the organisms present. Similarly,
changes in plankton communities that undergo seasonal turnover must be
interpreted in the light of population changes in natural conditions.
Changes in climate can also complicate assessment of human-caused
environmental changes. For example, it is often unclear whether changes
in fish populations are due to fishing pressure or to changes in ocean
conditions (e.g., Chapter 12; Parrish and MacCall, 1978; Steele, 1984;
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90 KINDS OF ECOLOGIC KNOWLEDGE ED THEIR PLACATIONS
Wooster, 19831. Environmental changes can interact with biological phe-
nomena to produce large and complex changes in population numbers and
perhaps alternative stable states (Steele and Henderson, 1984; Wooster,
19831. Changes in climate can be severe but brief, such as El Ninos (e.g.,
Barber and Chavez, 1983), or they can take place over hundreds of years
with large effects on the animals and plants distributed over wide areas
(Bryson and Murray, 19771.
Natural variability makes it difficult to establish baseline conditions.
The possibility that changes in populations or communities are due to
natural changes in the abiotic environment should always be kept in mind
in making predictions about ecological systems.
Random Variation
Because many forces acting on populations are more or less random,
populations behave in probabilistic rather than deterministic ways, and
their responses to perturbations can never be predicted precisely. Popu-
lation numbers can fluctuate randomly and on a periodic or cyclic basis
seasonally or over longer or shorter periods. If the scale of observation
does not match the scale of natural fluctuations, even cyclic (e.g., sea-
sonal) fluctuations can be perceived as random noise that makes deter-
mination of the state of a system difficult. Because variation is sometimes
random and sometimes systematic, we need to know about the variability
of important population or community measures mean values are not
enough if we are to manage them adequately and predict the effects of
changes.
Errors of Estimatior'
In addition to errors stemming from random variation, measurement
error is unavoidable, and it can be large. For example, independent ob-
servers counting migrating animals can disagree substantially if the animals
pass them rapidly and in great numbers. Estimates of population size must
often be made indirectly, as when fish catch statistics are used to estimate
stock size (e.g., Chapter 121. Whether estimation is direct or indirect,
inevitable errors of estimation add to the uncertainty of management pro-
jections.
Errors of estimation commonly combine with natural variability to make
the detection of ecological effects challenging. Sampling programs nec-
essary to distinguish an effect from background noise become more elab-
orate, more time-consuming, and more expensive as the accuracy of
estimation required and the extent of natural variability increase. In view
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DEALING WITH UNCERTAINTY
91
of the practical difficulty of distinguishing among effects, it is surprising
that we traditionally worry about concluding that an effect has occurred
when it has not (type 1 error), but rarely worry about concluding that an
effect has not occurred when it has (type 2 error) (Zar, 1976~. If multiple
type 2 errors are made for a given class of environmental change, serious
cumulative ecological effects can occur (Chapter 91.
Lack of Knowledge
We often lack experience with a particular type of environmental per-
turbation. When neither appropriate studies nor reliable theories or models
are available, accurate prediction is not possible, and it might be necessary
to conduct extensive ecological studies as an aid to management decisions.
However, if even the best possible ecological studies are inadequate to
support prediction of acceptable accuracy, a planned project or action
must be viewed as an experiment in itself (Chapters 6 and 21~.
MANAGING IN THE FACE OF UNCERTAINTY
The point of discussing the many obstacles to making accurate predic-
tions is not to argue the futility of trying, but to show that the process of
prediction must be viewed as complex and probabilistic. An appropriate
approach to managing ecological systems recognizes the random com-
ponent of population dynamics by dealing with measures of system var-
iability, the possibility of nonlinearity, and the consequences of errors
(e. g., Beddington 1984a,b; Walters, 1 9841. For example, attempting to
achieve maximal sustainable yields in many fisheries can result in more
variable yields, greater population fluctuations, and a greater likelihood
of population collapse (May, 19801. Regulating a fishery at higher stock
size can stabilize yield and decrease the likelihood of catastrophic failure
of the fishery. When populations are very variable and exceeding a critical
threshold would have severe consequences, the best strategy could be to
hedge one's bets to reduce risk by trying not to exceed the threshold
(Beddington, 1984a; Jewell and Holt, 1981~.
When we have little understanding of either the major potential effects
of a perturbation or the dynamics of the receiving system, our predictive
capability is likely to be extremely poor. Developing a project or initiating
a management plan can then be viewed as conducting a large-scale ex-
periment. Information from well-designed monitoring studies can allow
management to adapt to the occurrence of unexpected effects (Holling,
1978) and can be valuable in the planning of similar actions (Chapter 12~.
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92 KINDS OF ECOLOGIC KNOWLEDGE ED THEIR PLACATIONS
In some cases, particularly those involving the management of renew-
able biological resources, information can be gathered by managing ex-
perimentally purposefully manipulating the system to learn about the
effects (Bar-Shalom, 1976; Beddington, 1984a; Ludwig and Hilborn, 1983;
Walters, 19841. Models can aid in conceptualizing a problem and in
developing hypotheses that can be used to design research and monitoring
studies (Holling, 19781. The use of multiple working hypotheses permits
one to compare the potential effects of several possible perturbations.
A number of methods are available for dealing with randomness in
ecological systems. Error analysis is a formal method of dealing with
random effects when models are formulated explicitly (Meyer, 19751.
Random error is inserted into a model to simulate variation, and the model
is explored by Monte Carlo simulation or simple first-order analytical
techniques (Walters, in press). This method of modeling has been used
to determine the minimal viable population for endangered species (Shaf-
fer, 19811. Survival is a probabilistic affair, and one who would determine
the minimal tolerable population size must decide for how many gener-
ations a species is to be protected and the acceptable probability of ex-
tinction. Such modeling efforts are usually limited to analyzing the effects
of random error, but it is also possible to model systematic errors, in an
attempt to identify potential causes of extinction.
Sensitivity analysis is a method for assigning different values to the
parameters of a model to explore the consequences of errors in choosing
and measuring them (Meyer, 19751. The analysis helps to identify the
variables to which the system is most sensitive. It permits exploration of
alternative management plans and can be used to decide which parameters
need to be estimated most accurately.
The obstacles to making accurate quantitative predictions of the behavior
of populations and communities are formidable. The natural variability
and complexity of ecological systems will always limit our ability to make
precise predictions. In the long run, a better understanding of natural
variability and of the factors that make some systems more responsive to
change than others will improve our predictive ability. But as long as we
continue to alter our environment in new ways, uncertainty will always
be associated with the effects of our manipulations. Environmental ma-
nipulations will always be experimental to some extent, and our most
promising course is to structure each one so that we can learn as much
as possible from it.
Representative terms from entire chapter:
environmental changes