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CHAPTER 3
INFORMATION NEEDED TO ASSESS AND QUANTIFY HEALTH EFFECTS
Repeated attempts in recent years to assess the health impacts
of environmental factors have been hampered by the fragmentary state
of present knowledge. Public Law 95-623 specifically lists cancer,
birth defects, genetic damage, emphysema, asthma, bronchitis and
other respiratory diseases, heart disease, stroke, and mental illness
and impairment as examples of health problems to be considered by the
ongoing study. However, environmental agents may also damage the
skin, kidneys, immune system, and other organs of the body, and the
committee believes that these and other effects should not be
neglected. Appendix C contains tables of known and suspected
environment-related health effects. This chapter continues the
discussion of information needed to carry out the ongoing study, with
particular reference to the methods used to ascertain the health
effects of environmental hazards (Boxes 4 and 4a in Figure l-l).*
Viewed in modern perspective, the development of virtually all
diseases may be presumed to involve an interaction between genetic
and environmental determinants.] The contribution of a given
environmental risk factor can be expected to vary, depending on the
conditions under which it is encountered, the presence of other
factors in the environment that may modify its effects, and the
susceptibility of the exposed population. Although adverse effects
of various environmental factors have been well documented when such
effects have occurred promptly in a high proportion of exposed
individuals, effects have been more difficult to document when they
have been delayed in their appearance, have occurred in only a small
proportion of exposed individuals, or have resulted from the combined
effects of two or more factors.2 Yet, it is the effects that occur
under the latter conditions that are of greatest concern in assessing
the impact of the environment on the health of the population as a
whole.
.
Although this committee suggests that the ongoing study focus on
the health effects resulting from involuntary exposure to physical
and chemical pollutants, it will often be necessary to consider
additional factors such as life-style factors and socioeconomic
status.
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Three types of studies provide evidence about whether a
substance or exposure may lead to health problems
o short-term experimental in vitro tests* and animal studies
o clinical studies, particularly studies using human volunteers
o epidemiologic studies, which provide data on the
distribution and determinants of disease and illness in
human populations.
Each of these methods has strengths and weaknesses, and there is a
great need to integrate data obtained by the three methods.3
Short-term tests and animal studies can predict potential toxicity
before actual human exposure occurs. Short-term tests primarily
detect substances that interact with genetic material,4~8~9 but
animal studies can detect a wide range of toxic effects, including
behavioral effects and damage to liver, skin, the nervous system, and
other organs. With animals, acute effects, as well as those with
long latent periods, can be studied. Dose/response curves can be
derived, and the effects of substances on target organs analyzed.
However, difficulties arise in applying data from short-term or
animal studies to people. In some cases, evidence of health problems
resulting from exposure to hazards noted by clinicians can provide a
link between animal and short-term experimental studies on one hand,
and epidemiologic studies on the other. Controlled experiments with
toxic agents on human beings are constrained by practicality and
ethics, so that they are rarely used today and usually involve
relatively few (1-10) volunteers exposed to agents whose physiologic
effects are easily measured and reversible, such as sulfur oxides.5
Epidemiologic studies provide statistical associations between
the factors of concern and health effects in the population. They
provide information on real people in a real environment and,
therefore, are particularly useful for purposes of the ongoing
study. The necessary use of observational investigation in most
human epidemiologic studies means that such studies generally are not
useful for predicting health effects before chemical or physical
agents are introduced.
There are major difficulties in detecting or estimating health
effects for large populations at low levels of exposure. Estimation
of risks at low doses requires either large population samples or
extrapolation of effects at high doses to effects at low doses, with
all the uncertainty such extrapolation procedures entail. The
*Short-term tests refer to a group of tests, using bacteria or
other biological systems, that detect substances that are potentially
.
mutagenic or carcinogenic.
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effects of radiation on human beings provide one of the better
examples of an area where data on both exposure and health effects
exist. Even in this example, however, controversy continues about
estimating the health effects of low levels of radiation because of
the need to extrapolate from results seen at higher doses.2
Epidemiologic studies have become more informative as
researchers have learned to control for confounding factors, and to
do intricate statistical analyses. Some difficulties can be overcome
by study design and by collecting data on particular populations,
such as workers or susceptible groups, and by taking advantage of
accidental events that lead to high levels of exposure.
RISK EXTRAPOLATION FROM NON-HUMAN DATA
Most environmental hazards have been ;denti fled after they
caused human illness or disease. However, recent efforts are
directed at predicting substances likely to cause health problems,
and at minimizing or preventing human exposure.
Attention is directed particularly to the effects of chemicals,
because expansion of chemical technology since World War II has
vastly increased both the variety and volume of chemicals used in the
United States. An inventory by the Environmental Protection Agency
(EPA) lists more than 55,000 chemical substances that are used
commercially and are subject to regulation by the Toxic Substances
Control Act (TSCA).6 The inventory excludes chemical mixtures,
foods, drugs, cosmetics, pesticides, and other substances regulated
under authorities other than TSCA. With rare exceptions, these
materials have not been demonstrated to be either safe or unsafe to
humans.
Short-term Tests
An array of short-term tests has been developed to provide
relatively rapid and inexpensive means for screening compounds for
mutagenic or related effects.4~8~9, Current short-term tests
involve a variety of biologic systems, including bacteria, yeast ,
fruit flies, and cultured mammalian cells. Conducting short-term
tests on a compound takes a few days to a few months and costs from a
few hundred to a few thousand dollars . Positive results in these
tests are highly correlated with the ability of certain classes of
subs Lances to cause cancer in animal tes ts, 4 ~ 7 ~ ~ ~ 9 a [though some
materials that are carcinogenic. by other criteria do not give
posi t ive resul ts in many of these tests . The methods have been
reviewed, ~ and an international effort that recently compared
results obtained for many of the standard tests in different
laboratories concluded that further development and validation are
needed.l°
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Although short-term tests are used primarily for detecting
mutagenic and other effects that are assumed to be related to
carcinogenesis, it would be useful if there were quick tests for
other types of effects--such effects could include problems with
reproductive or nervous system, liver function, or lung function.
Researchers now are attempting to develop such tests.
Animal Tests
Because there are basic similarities between human beings and
other animals in the way their cells and tissues respond to toxic or
hazardous agents, animal experiments can be helpful in evaluating the
human health risks from many substances. For a number of
compounds,12 such as vinyl chloride, aflatoxin, and
diethylsti lbesterol (DES) ~ harmful effects were detected in animal
studies before such effects were recognized in human beings.
Animal tests are widely used for detecting acute effects of
substances . More attention i s needed to develop and use anima1
studies to detect diseases with long latent periods, such as cancer,
respiratory diseases, heart disease, and neurological problems.
Requirements for adequate numbers of animals, appropriate controls,
and sufficient length of time to allow the expression of health
effects that have long latent periods make such experiments
expensive. Even using small rodents, testing two species for
carcinogenicity ordinarily requires more than SOD animals, exceeds
$500,000 in cost, and takes up to three years.13
Pisk Extrapolation
Tests that do not involve human beings raise questions of
whether results from the test system apply to human beings, and, if
so, how to express the relationships quantitatively. For example,
although the reactivity of DNA is similar whether situated in a test
bacterium or a human cell, there are large differences in the
environments traversed by a chemical on its way to the target DNA and
in the organization, regulation, and repair of DNA in the two cases.
It is not possible at present to use short-term test results to
estimate human risk quantitatively.
In animal tests for carcinogens, animals receive high doses of
the substance under study, so that a reasonable percentage of them
will develop tumors if the substance is carcinogenic. Risk
estimation depends on dose/response relationships, and many attempts
have been made to develop models to extrapolate results from high
doses in animals to the low doses to which people are more likely to
be exposed .2 ,14-17
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Risk extrapolation estimates using various models give similar
results at high doses where measurements are available, and give very
different results at low doses. In one massive experiment, called
the ED01 study, more than 24,000 mice received varying doses of a
carcinogen so that low-dose effects would be detectable and
dose/response models could be tested.15 The number of cancers
observed were consistent with several different models and
demonstrated the difficulties in risk extrapolation.
At present there is not a good theoretical basis for
extrapolating results of animal studies to estimate human risk.18
One of the systematic efforts to make quantitative comparisons of the
carcinogenesis of chemicals in mice, rats, and human beings is that
of Crouch and Wilson.l9 Their method has shown a high correlation
for most of the compounds tested and begins to offer a basis of
rational estimates of human risk from animal data. However, further
study of compounds that show idiosyncratic reactions may lead to
discovery of useful comprehensive principles for estimating human
risk from experimental species.
Pisk extrapolation is at a stage of conceptual development such
that a wide range of data scattered among many different sources
needs to be integrated. Quantitative judgments, although necessary,
are particularly difficult. Much medical research is needed--from
fundamental molecular biology to more immediately applicable medical
and public health practices--in order to develop a theoretical basis
for predicting possible human health effects from studies on
non-human test systems. Improved understanding of the ways in which
environmental agents affect different biological systems should
provide a basis for developing less costly and more rapid tests to
estimate human risk.
CLINICAL STUDIES
Clinical studies may provide data to help detect and quantify
the health effects of environmental hazards in at least two ways.
First, the medical care system, either by observations of individuals
or by analyses of records, can detect the occurrence of unusual
health problems or identify cases of disease associated with exposure
to an environmental hazard. This will be discussed further in the
following section on epidemiology. Second, in some circumstances,
clinical studies can be carried out to evaluate health effects after
exposure to a pollutant under rigorously controlled conditions.5
However, these studies are sharply limited by ethical concerns;
exposures must be limited to those that cause only temporary effects
and do not cause volunteers undue discomfort or pain. Clinical
observations, whether they are case reports associated with exposures
or the result of data collected in controlled studies, can help
relate data obtained in animal studies to those obtained in
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epidemiologic studies.
is similar to an animal
from animal studies.
Clinical documentation of human disease that
disease permits more secure generalization
EPIDEMIOLOGIC STUDIES
The relevance of epidemiologic principles and methods to the
ongoing study is evident from the common definition of
epidemiology--the study of the distribution and determinants of
disease frequency in human populations. The unit of study--human
populations--is emphasized. In principle, given the congressional
charge in P.L. 95-623, all the health consequences of exposures to
all the hazards deriving from the man-made environment should be
assessed in all residents of the United States, and monitored over
time. Although this is an impossible task, it is desirable to retain
the concept, in order to discuss the types of epidemiologic studies
that are or should be carried out and their limitations.
The major strength of epidemiology is that it provides a direct
measure of risk in human beings. However, the technique has
limitations, especially for conditions that have long latent periods
and occur after low levels of exposure to hazardous agents. Studies
in these instances require large populations, adequate exposure data,
and careful analysis of confounding factors.* The necessary use of
the observational mode of investigation in most human environmental
epidemiologic studies imposes limitations on the causal inferences
derivable directly from relationships between exposures and diseases.
Types of Studies
Epidemiologists often classify studies according to the purpose
of the study and the research designs employed to achieve the
purpose. Descriptive studies can be used to monitor and to
document the burden of illness and disease from known hazards, and to
generate hypotheses for future testing in situations where the
adverse health consequences of substances found in the environment
are not yet known. Analytic studies can be used to test specific
hypotheses about environment-health relationships. The major types
MA confounding factor is a factor that contributes to a disease
incidence, and to which exposure frequently occurs under the same
conditions as exposure to the substance whose effects are being
studied. An incorrect estimate of the risk attributable to the
substance under study will be made if confounding factors are present
but ignored. For example, if respiratory illness is attributed to
the air pollutant sulfur dioxide but is in reality due primarily to
asbestos exposure that occurred in association with sulfur dioxide,
then asbestos is a confounding factor.
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of study designs used for these purposes are described below.*
With few exceptions, the greater the analytic power of the design,
the more complex the study and the more resources will be needed to
carry it out.
(1) Ecologic studies look at patterns of morbidity and mortality
in aggregates or groups of individuals in relation to
information collected on an environmental. characteristic.
There is no direct measure of individual exposure or other
individual characteristics. An example is a comparison of
cancer in counties of the United States according to the
presence of selected industries. Because the individuals
with cancer in such a study are not classifiable according
to how near they live to the industry or whether they work
in that industry, no firm association between cancer and the
industry can be made. The hypothesized relationship needs
further testing.
(2) Case-series studies start with individual cases of a
disease, often identified by an alert physician who suspects
or discovers a common factor associated with the
cases.22~23 The discovery that vinyl chloride is
associated with angiosarcoma is an example of a case-series
study. A surgeon noted that three patients with hepatic
angiosarcoma worked in the same factory and were exposed to
vinyl chloride. Vinyl chloride has since been shown to
cause that rare cancer.
(3) Cross-sectional studies evaluate differences in health
status at a specified time among individuals in two or more
groups exposed to different levels of the environmental
factor or factors in question. In the Community Health and
Environmental Surveillance System (CHESS) and in the Six
City Study, a group of communities was selected to represent
an exposure gradient for designated pollutants so as to use
the cross-sectional design as one of the study
strategies.24-26 The surveys on health status of the U.S.
population carried out by the National Center for Health
Statistics, for example, the 1980 National Natality and
National Fetal Mortality Surveys, are good examples of
cross-sectional epidemiologic studies.
These classifications are flexible. In some cases, a complex
study might fit into more than one category. In addition, these
studies are described in terms of exposure to hazardous substances,
but the studies could look for relationships to life-style factors
well.
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(4) Case-control studies begin with two groups of individuals
that differ according to whether or not they have a specific
disease or illness. The individuals with the disease or
illness (cases) are compared with those who are free of the
disease (controls) for past exposures to factors that might
be associated with the illness or disease. This type of
study can estimate the relative risk of disease associated
with exposure, but cannot give information on the absolute
risk for a population. As an example of a case-control
study, Newhouse used this design to show that inhalation of
asbestos particles increased the chances of contracting
- mesothelioma, a rare cancer of the lining of the chest or
abdomen.27
(5) Cohort studies evaluate the differences in health status
emerging over time among specified groups. The groups, or
individuals within the groups, may be classified according
to the level of past exposures to specific agents and by
other characteristics, such as age, occupation, or
residence. Health status and further exposures are followed
over time. This study design is more powerful than a
case-control or cross-sectional study.- It provides
information on the absolute risk associated with exposure,
as well as the relative risk among the different exposure
groups.
Cohort studies require long-term commitment of resources.
One example of a cohort study is the Atomic Bomb Casualty
Commission's study of the Japanese populations exposed to
radiation in Hiroshima and Nagasaki, a study that has
continued for more than 35 years.28 a less expensive
technique that can be used to establish a cohort involves
linking data that have already been collected on individuals
for other purposes. For example, in England a 1 percent
sample of the population is followed longitudinally by
linking various records of individuals in order to study
occupational health.29~30
Establishing Causal Relationships
If~associations are demonstrated by rigorous unbiased
epidemiologic studies, then the problem is to demonstrate a cause and
effect relationship between a particular entity in the environment
and a particular health effect. Epidemiologists establish causality,
with greater or lesser certainty, by fulfilling as many as possible
of the following rules of evidence for establishing causality
(1) Strength of association The stronger the association
between a definable environmental agent and the presence of an
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observable adverse health effect, the more likely it is that the
relationship is causal and not attributable to known or unknown
confounding factors.
(2) Dose/response gradient The finding of increased incidence
of disease with increasing exposure to the substance in question
suggests a biologic effect. When the environmental agent or
substance is removed, the effect should diminish or disappear. For
the purposes of the ongoing study, it would be important to quantify
the dose/response gradient.
(3) Confirmation of the study Confirmation of the study's
finding by other researchers in other populations under different
circumstances decreases the chance the association is an artifact.
(4) Biological plausibility Are the effects in humans
consistent with laboratory findings?
(5) Temporal sequence Because cause must precede effect,
studies that record exposure and disease status without regard to
which came first may be less reliable for inferring causal
relationships than studies that have a clear time frame and collect
data over a long period of time.
(5) Consistency with animal experimentation When the results of
animal experiments agree with those found in epidemiologic studies,
the likelihood that there is a cause and effect relationship is
increased.
(7) Specificity of response The finding that exposure to a
particular substance always results in a particular disease would be
strong evidence of a causal relationship (the one-cause, one-disease
concept). However, this criterion is rarely available to
epidemiologists studying environmental health effects and, in
addition, must be used with care. Almost all diseases of interest
have multiple causes, and specific exposures generally are
accompanied by a multiplicity of health consequences.
~ slightly different but similar approach to that above for
establishing causality for environment-related health effects has
been proposed by Hackney and Linn.31 They updated Koch's
postulates to apply to modern problems of environmentally caused
health effects.
Even if ~ causal relationship is established, the fact that many
health problems have multiple causes must be considered in projecting
the results of epidemiologic studies to anticipated costs and savings
in reducing these problems with control measures. Not only are the
responses of individuals conditioned by genetic fac tars, but
antecedent life experiences, including nutrition, exposure to
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infectious agents, and exposure to physical and chemical
environmental agents other than the one under inquiry, also will
modify the biologic response to the causal agent.
Analysis of Data from Varied Sources
Large bodies of data have been collected on various
characteristics of the environment and on the health status of
individuals. These data, although collected for other purposes, can
be used in ecologic study designs to monitor for known hazards and to
generate new hypotheses regarding presently unknown hazard-disease
causal relationships for further testing.
The strongest kind of evidence in establishing cause and effect
relationships comes from data on individuals in cohort or
case-control studies. Such studies are often done by linking records
of various kinds, such as birth records, death records, social
security and health records, to obtain information from different
sources. One very successful example of linking data on individuals
to study occupational health is the 1 percent sample studies in
Britain which define the cohort to be followed over time.29~30 In
the United States, linking data on individuals in one data set with
information on the same individual in another data set would be
greatly facilitated by the use of a "person number" or a unique
personal identifier. For example, it would be possible to link
health, medical, and census records to seek new insights into factors
associated with illness. People could be followed prospectively, or
past records could be retrieved. Such personal identifiers are used
in other countries; NCHS discussed their use recently. ~ recent
study by NCHS related to locating, assessing, and treating
individuals exposed to hazardous substances indicated the difficulty
of tracking people in the United States, partially because existing
statutes--including the 1974 Privacy Act (U.S.C.552a)--protect
individuals against undue invasion of privacy by the federal
government.32 Because the issues surrounding the use of a personal
identifier in the United States-are complex, the planning committee
observed that the subject deserves further study.
When possible, the ongoing study should use existing data
systems to obtain the necessary information. However, as noted
earlier, ideal data systems are nonexistent, and the problem is one
of adapting available information for the immediate purpose.
Longitudinal studies, that is, studies carried out over extended time
periods, are probably necessary for answering certain research
questions. Notable examples of longitudinal studies of special
populations include the National Academy of Sciences/Atomic Bomb
Casualty Commission studies of persons exposed to radiation from
atomic bomb explosions. These studies documented early effects on
fetuses of exposed women, and decades later, excess rates of various
cancers.28 The Framingham Heart Study, supported by the National
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Heart, Lung, and Blood Institute, has provided much useful
inflation about risk factors for heart attacks.33,34 Although
the power of well-designed longi tud i nal studies is great, they
require long-term commitment of personnel and resources. See
Appendix E for approximate costs associated with some epidemiologic
studies.
Surveillance
In addition to being able to use the various epidemiologic
research designs for deriving causal relations, epidemiology can also
be used for purposes of surveillance. Surveillance serves two
purposes. The first of these is to monitor for known hazards and
their health consequences, for example, to monitor the workplace.
The second is to generate hypotheses that can be tested with further
research.
Complete Population and Integrated Environmental Surveillance
The identification of all exposures and all disease episodes
among all individuals would provide the totality of observational
information available to identify environmental hazard-disease
relationships. Although there are no instances of total
surveillance, attempts have been made to implement portions of a
general system through the use of population registries, disease
registries, and environmental monitoring systems. Population
registries have a wide range of objectives, from identifying all
citizens of a country--their residences, family relationships and
vital statistics--primarily for legal purposes, but also useful for
health studies,35 to identifying an exposure cohort, such as the
Japanese survivors of the atomic bombings, for follow-up to determine
long-term health effects.28
Disease registries have been developed for objectives besides
etiologic research; for instance, cancer registries have been
developed to improve diagnostic and therapeutic practices,
professional education, and assessment of treatment efficacy. When
the community catchment areas and population at risk estimates are
defined and case ascertainment and reporting are relatively complete
and of good quality, the registries can serve several purposes. The
cancer registry in Connecticut, for example, has been used to
estimate-the incidence-of selected cancers and their relation to
potentially hazardous environmental exposures, including those
associated with industry and occupation.35 When the risk of a
malignancy is known to be markedly increased upon exposure to a
specific environmental agent--such as risk of mesothelioma and
exposure to asbestos, 27 angiosarcoma and vinyl chloride,22 and
bladder cancer and beta-naphthylamine36--combined exposure and
disease registries may be used to identify populations previously not
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The primary responsibility of this team would be to go rapidly
to the sites of acute environmental events in order to conduct
studies that would document and measure
a) the extent and severity of the environmental insult
b) the number of people actually or potentially at risk
c) the immediate health effects resulting from the exposure.
Tf adverse health effects were found, or if potential future effects
were strongly suspected, further study might be required. For
example
a) cross-sectional evaluation of the entire population at risk
or of a statistical sample of the population with additional
intensive monitoring of exposures
b) establishment of a registry for the prospective longitudinal
follow-up of the exposed group. A population-at-risk
registry would require the collection of identifying data,
information on exposure dose (by environmental, biological,
or proxy monitoring), information on baseline health status,
and possibly information on potentially confounding
life-style factors. Future follow-up of such registries,
including follow-up through the National Death Index, would
enable future estimation of the incidence of delayed disease
resulting from acute environmental exposures.
For both the acute and long-term phases of these evaluations,
appropriate comparisons must be made to unexposed control
groups.50 The results of too many acute environmental studies have
been vitiated by failure to employ adequate epidemiologic methodology
of this kind.
The systematic collection of data on the acute and chronic
health consequences of population exposures to acute environmental
episodes will constitute an important component of the ongoing data
collection activity mandated under P.L. 95-623. These evaluations
would provide data, available from no other source, that are
necessary to elucidating the high-dose range of the dose/response
curves predicting health effects from environmental exposure.
Susceptible Populations
Many, if not most,
factors that contribute
interaction between the
which the individual is
that will determine the
well understood illnesses have environmental
to their occurrence.] However, it is the
environmental components and the degree to
susceptible or resistant to these factors
severity and outcome of the health effect.
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Individuals may be more susceptible or resistant to particular
environmental factors because of heredity; their particular
developmental stage of life; sex; or acquired conditions, such as
nutritional status, pre-existing disease conditions, and, to some
extent, personal habits and behavior. Identifying those individuals
susceptible to environmental factors can be important in developing
occupational and environmental health policies and practices and in
interpreting environment-related health statistics.
However, the mechanisms responsible for differential
susceptibility to toxic environmental agents are known for only a few
predisposing conditions and substances. Moreover, attempts to
estimate the costs of environment-related health effects for a
population usually are based on data derived from studies that assume
homogeneous populations. Accordingly, consideration of the effect of
various characteristics being evaluated on particularly susceptible
groups should be bui It into the ongoing study.
Acauired SusceDtibi litY
Hei ghtened suscept i hi 1 i ty to envi ronmental a gents may be
acquired. 51, 52 For example, suppression of the body's immune
system results in an increase in susceptibility to some kinds of
microbial agents. Certain chronic diseases, such as bronchitis and
asthma, may make some people increasingly liable to the irritating
effects of photochemical smog or chemical exhausts in the
atmosphere. There are instances in which people develop
hypersensitivity to substances to which they are exposed. The
phenomenon of acquired susceptibility needs further study to
determine its incidence.
Inherited Individual Susceptibility
-
Many of the best known and understood examples of heightened
susceptibility are inherited, or probably inherited, and involve
changes in single genes. However, other cases of inherited
susceptibility are controlled by two or more genes that interact with
one or more environmental factors.
A mutant gene may have little or no significant effect on
well-being until the person is in an environment that stresses a
biochemical system influenced by the gene. If this stress is great
enough, the cellular integrity of target tissues may be disrupted or
damaged badly enough to cause an illness that may be acute or
chronic. Some inherited conditions already have been identified and
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characterized in which the response to environmental factors and
subsequent severity of disease vary according to the type of
mutant.^
It is conceivable and even likely that every individual in the
population is especially susceptible to some environmental factors.
The overwhelming majority of genetic factors or the environmental
factors that may contribute to differences in susceptibility are not
known.
Appendix F lists some inherited conditions that may directly or
indirectly influence an individual's risk of developing an illness
related to environmental factors.
Age and Sex
During pregnancy the mother and fetus are particularly
susceptible to a variety of environmental factors.53-56
Experiments with rodents indicate that the fetus is more sensitive
than the adult to certain carcinogens by several orders of
magnitude. Further, the newborn rodent is also more susceptible than
the adult, and possibly even than the fetus, to some carcinogens,
because it is no longer protected by the maternal body.
Various stages in the human life span are associated with
increased susceptibility. The developing embryo in the first eight
weeks has been reported to have a high susceptibility to certain
environmental influences, especially drugs.-53 This is a time when
a great majority of birth defects are induced, and the conditions of
exposure to certain types of agents are of particular concern in
relation to such structural defects. Other groups subject to
*For example, a large number of mutations of the gene controlling
production of the enzyme glucose-5-phosphate dehydrogenase (G6PD)
have been described.! Two of these, an African and a Mediterranean
variant, are associated with limited breakdown of red blood cells
when males affected by this deficiency take certain drugs, e.g.
antimalarial drugs, such as primaquine, or ingest certain chemicals,
e.g. naphthalene (the major ingredient in moth balls). However, the
severity of red blood cell damage is much greater in those who have
the Mediterranean variant than in those who have the African
variant. Furthermore, ingestion of the fava bean will damage red
blood cells in males who carry the Mediterranean variant of C~5PD
deficiency, but will generally have no detectable clinical effect on
males who have the African variant. This mutation is quite common,
with, for example, in the United States approximately 12 percent of
black males of African descent having G6PD deficiency. The
proportion of whites of Mediterranean ancestry who have the more
severe form varies with different ethnic groups.
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increased susceptibi lity because of their age include the young,
during the perinatal and breast feeding periods, and the elderly.
The issue of individual susceptibility will become more
important as information increases. For accurate risk estimates and
quantification of costs, groups with special susceptibility need to
be considered. Observations often are based on effects seen at
relatively high doses in a small population without adequate
representation of possibly susceptible groups. Low doses will have
their greatest effects on the susceptible groups. Therefore, effects
extrapolated from high doses may underestimate or miss effects on
susceptible populations.
Questions of individual susceptibility raise many additional
issues, such as the cost of surveillance of high risk groups, costs
of worker's compensation, confidentiality, and the setting of
priorities for funding. This committee recognizes that these issues
exist and notes that they deserve study and consideration.
Effects of Environmental Agents on Human Reproduction
The planning committee singled out the effects of environmental
agents on human reproduction for special attention. There is growing
concern about such effects and a broader range of effects is being
noted than in the past, but the kinds of data that are available do
not readily lend themselves to studying reproductive effects.
Environmental agents may affect reproduction in males and
females in many ways. They could affect fertility, diminish libido
or sexual function, promote impotence, or otherwise impair
reproductive ability by adversely affecting the reproductive cycle or
contri but i ng to de fec t ive or i nsu fficient spermatogenesis or
oogenesi s . Environmental agents may increase pregnancy . wastage by
inducing implantation defects, spontaneous abortions, or stillbirths;
they could act as mutagens or teratogens, producing structural,
functional, or metabolic defects; they can act as transplacental
carcinogens, influence behavioral development, or increase
susceptibility to disease. Examples of environmental exposures
leading to reproductive effects include abnormalities in sperm and
cases of sterility after exposure to dibromochloropropane (~BCP),57
decreased libido after occupational exposure to synthetic
estrogens,58 and transplacental carcinogenesis due to in utero
exposure to diethylstilbesterol (DES).59
Despite a large accumulation of scientific literature concerning
the reproductive effects of environmental agents such as are found in
the computerized files of the Environmental Mutagen Information
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Center (EMIC)* and the Environmental Teratogen Information Center
(ETIC),* the effects of environmental factors on reproduction are
not well understood or quantified.
In order for the ongoing study to be able to calculate the costs
of reproductive effects of environmental agents, a great deal more
information will be needed.60 High risk populations, including
occupational cohorts, should be identified and monitored for point
mutations, chromosome aberrations, abortions, stillbirths, birth
weight, and congenital malformations. It would be useful to have
sentinel indices and in vitro tests for assessing different levels of
reproductive failure and for predicting the pathogenetic potential of
environmental agents.
*EMIC and ETIC systems are located in Oak Ridge, Tennessee, and
they are operated by Union Carbide Corporation under a contract from
the U.S. Department of Agriculture.
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