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R&D Consortia and U.S.-,Japa
Collaboration.
Report of a Workshop
November 27, 1990
National Academy of Sciences, Washington D.C.
Committee on Japan
Office of Japan Affairs
National Research Council
NATIONAL ACADEMY PRESS
Washington, D.C. 1991
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NOTICE: The project that is the subject of this report was approved by the Goveming Board
of the National Research Council, whose members are drawn from the councils of the National
Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine.
The members of the committee responsible for the report were chosen for their special competences
and with regard for appropriate balance.
This report has been reviewed by a group other than the authors according to procedures
approved by a Report Review Committee consisting of members of the National Academy of
Sciences, the National Academy of Engineering, and the Institute of Medicine.
The National Academy of Sciences is a private, nonprofit, self-perpetuating society of
distinguished scholars engaged in scientific and engineering research, dedicated to the further-
ance of science and technology and to their use for the general welfare. Upon the authority of
the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to
advise the federal government on scientific and technical matters. Dr. Frank Press is president
of the National Academy of Sciences.
The National Academy of Engineering was established in 1964, under the charter of the
National Academy of Sciences, as a parallel organization of outstanding engineers. It is
autonomous in its administration and in the selection of its members, sharing with the National
Academy of Sciences the responsibility for advising the federal govemment. The National
Academy of Engineering also sponsors engineering programs aimed at meeting national needs,
encourages education and research, and recognizes the superior achievement of engineers. Dr.
Robert M. White is president of the National Academy of Engineering.
The Institute of Medicine was established in 1970 by the National Academy of Sciences to
secure the services of eminent members of appropriate professions in the examination of policy
matters pertaining to the health of the public. The Institute acts under the responsibility given
to the National Academy of Sciences by its congressional charter to be an adviser to the
federal government and, upon its own initiative, to identify issues of medical care, research,
and education. Dr. Samuel O. Thier is president of the Institute of Medicine.
The National Research Council was organized by the National Academy of Sciences in
1916 to associate the broad community of science and technology with the Academy's pur-
poses of furthering knowledge and advising the federal government. Functioning in accor-
dance with general policies determined by the Academy, the Council has become the principal
operating agency of both the National Academy of Sciences and the National Academy of
Engineering in providing services to the govemment, the public, and the scientific and engi-
neering communities. The Council is administered jointly by both Academies and the Institute
of Medicine. Dr. Frank Press and Dr. Robert M. White are chairman and vice-chairman,
respectively, of the National Research Council.
Available from:
Office of Japan Affairs
National Research Council
2101 Constitution Avenue, N.W.
Washington, DC 20418
Printed in the United States of America
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COMMITTEE ON JAPAN
Harold Brown, Chairman
Johns Hopkins Foreign Policy Institute
Erich Bloch, Vice-Chairman
Council on Compei~i~veness
C. Fred Bergsten
Institute for International Economics
Lewis M. Branscomb
Harvard University
Lawrence W. Clarkson
Boeing Commercial Airplane Group
I. M. Destler
University of Maryland
Mildred S. Dresselhaus
Massachusetts Institute of Technology
Daniel J. Fink
D. J. Fink Associates, Inc.
Ellen L. Frost
United Technologies Corp.
Lester C. Krogh
3M Co.
E. Floyd Kvamme
Kleiner Perkins Caufield & Byers
Ex Officio Members:
Yoshio Nishi
Hewlett-Packard Co.
Daniel I. Okimoto
Stanford University
John D. Rockefeller IV
U.S. Senate
Richard J. Samuels
MIT Japan Program
Robert A. Scalapino
University of California, Berkeley
Hubert J. P. Schoemaker
Centocor, Inc.
Ora E. Smith
Illinois Superconductor Corp.
Albert D. Wheelon
Hughes Aircraft Co. (retired)
Gerald P. Dinneen, Foreign Secretary, National Academy of Engineering
James B. Wyngaarden, Foreign Secretary, National Academy of Sciences
and Institute of Medicine
. . .
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R&D CONSORTIA AND U.S.-JAPAN COLLABORATION
Workshop organized by the National Research Council's
Committee on Japan
November 27, 1990 - Lecture Room
National Academy of Sciences - Washington, D.C.
8:30 Coffee and Registration
9:00 Chairman's Opening Remarks: Richard J. Samuels, MIT
9:15 Panel on the Environment for R&D Consortia in the United
States
Grant A. Dove, MCC
Robert E. Falstad, SEMATECH
James Turner, House Science, Space, and Technology Committee
10:00 Open Discussion
10:30 Coffee Break
10:45 Panel on the Environment for R&D Consortia in ,Iapan
Richard J. Samuels, MIT Japan Program
Yoshio Nishi, Hewlett-Packard Co.
Michael J. Mintz, Dow Chemical Japan
1 1:30 Open Discussion
12:00 Remarks by J. Thomas Ratchford, President's Office of Science
and Technology Policy
12:1 5 Lunch
1:30 Panel on Cross-Border Issues
Peter F. Cowhey, University of California, San Diego
Yoriko Kawaguchi, Embassy of Japan
Ellen L. Frost, United Technologies Corp.
2:15 Open Discussion
2:45 Chairman's Closing Remarks
3:00 Adjourn
V
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OFFICE OF JAPAN AFFAIRS
Since 1985 the National Academy of Sciences and the National Academy
of Engineering have engaged in a series of high-level discussions on ad-
vanced technology and the international environment with a counterpart
group of Japanese scientists, engineers, and industrialists. One outcome of
these discussions was a deepened understanding of the importance of pro-
moting a more balanced two-way flow of people and information between
the research and development systems in the two countries. Another result
was a broader recognition of the need to address the science and technology
policy issues increasingly central to a changing U.S.-Japan relationship. In
1987 the National Research Council, the operating arm of both the National
Academy of Sciences and the National Academy of Engineering, authorized
first-year funding for a new Office of Japan Affairs (OJA). This newest
program element of the Office of International Affairs was formally estab-
lished in the spring of 1988.
The primary objectives of OJA are to provide a resource to the Academy
complex and the broader U.S. science and engineering communities for
information on Japanese science and technology, to promote better working
relationships between the technical communities in the two countries by
developing a process of deepened dialogue on issues of mutual concern, and
to address policy issues surrounding a changing U.S.-Japan science and
technology relationship.
Staff
Martha Caldwell Harris, Director
Thomas Arrison, Research Assistant
Maki Fife, Program Assistant
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Preface
This report covers major insights from a one-day workshop on "R&D
Consortia and U.S.-Japan Collaboration" organized by the Committee on
Japan of the National Research Council and held on November 27, 1990.
Part of a series focusing on key issues in U.S.-Japan scientific and techno-
logical relations, the workshop was supported by a grant from the Rockefeller
Brothers Fund. The purpose of the workshop was to explore issues and
identify alternative approaches to competing and cooperating with Japan as
a technological superpower.
Richard J. Samuels, a member of the Committee on Japan and director of
the MIT Japan Progam, chaired the workshop. He was joined by experts
familiar with the context for R&D collaboration in the United States and
Japan and by individuals with special expertise in international R&D col-
laboration. The National Research Council's Office of Japan Affairs worked
with the committee to focus the discussions at the workshop and to prepare
this report, which captures major themes from the presentations and discus-
sions. Those who made presentations at the workshop as well as the mem-
bers of the Committee on Japan reviewed the report and provided many
useful suggestions, but the report is not a consensus document or confer-
ence proceedings.
. .
vie
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