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Annex D Bibliography Acs, Z., and D. Audretsch, 1991. Innovation and Small Firms. MIT Press: Cambridge, Mass. Audretsch, D., 1995. Innovation and Industry Evolution. MIT Press: Cambridge, Mass. Audretsch, D., and R. Thurik, 1999. Innovation, Industry, Evolution, and Employment. Cambridge University Press. Archibald, R. and D. Finifter, 1999. "Evaluation of the DoD SBIR Program and the Fast Track Initia- tive: A Balanced Approach," in The Small Business Innovation Research Program: An Assess- ment of DoD's Fast Track Initiative. Washington, D.C.: National Academy Press. Barfield, C. and W. Schambra, eds., 1986. The Politics of Industrial Policy. Washington, D.C.: American Enterprise Institute for Public Policy Research. Barry, C.B., 1994. "New directions in research on venture capital finance," Financial Management 23 (Autumn), 3-15. gingham, R., 1998. Industrial Policy American Style: From Hamilton to HD TV. New York: M.E. Sharpe. Birch, D., 1981. "Who Creates Jobs," The Public Interest, Vol. 65 (Fall), 3-14. Branscomb, L., and J. Keller, 1998. Investing in Innovation: Creating a Research and Innovation Policy. Cambridge, Mass.: MIT Press. Brav, A., and P.A. Gompers, 1997. "Myth or reality?: Long-run underperformance of initial public offerings: Evidence from venture capital and nonventure capital-backed IPOs," Journal of Fi- nance, 52, 1791-1821. Brown, G., and J. Turner, 1999. "Reworking the Federal Role in Small Business Research," Issues in Science and Technology, vol. XV, no. 4, Summer. Cahill, P., 1999. "Fast Track: Is It Speeding Commercialization of DoD SBIR?" in The Small Busi ness Innovation Research Program: An Assessment of DoD's Fast Track Initiative. Washington, D.C.: National Academy Press. Coburn, C., and D. Bergland, 1995. Partnerships: A Compendium of State and Federal Cooperative Technology Programs. Columbus, OH: Battelle. Cohen, L.R., and R.G. Noll, 1991. The Technology Pork Barrel. Washington, D.C.: The Brookings Institution. Council of Economic Advisers, 1995. Supporting Research and Development to Promote Economic Growth: The Federal Government's Role. Washington, D.C. 173
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74 THE SMALL BUSINESS INNOVATION AND RESEARCH PROGRAM Davis, S.J., J. Haltiwanger, and S. Schuh, 1994. "Small Business and Job Creation: Dissecting the Myth and Reassessing the Facts," Business Economics. Vol. 29, no. 3, 113-22. Flamm, K., 1988. Creating the Computer. Washington, D.C.: The Brookings Institution. Freear, J., and W.E. Wetzel, Jr., 1990. Who bankrolls high-tech entrepreneurs?, Journal of Business Venturing 5, 77-89. Galbraith, J.K., 1957. The New Industrial State. Boston: Houghton Mifflin. Gompers, P.A., 1995. Optimal investment, monitoring, and the staging of venture capital, Journal of Finance 50, 1461-1489. Gompers, P.A., and J. Lerner, 1996. "The use of covenants: An empirical analysis of venture partner- ship agreements," Journal of Law and Economics 39, 463-498. Gompers, P.A., and J. Lerner, 1999. "An analysis of compensation in the U.S. venture capital partner- ship," Journal of Financial Economics, vol. 51, no. 1, pp. 3-7. Gompers, P.A., and J. Lerner, 1998. What drives venture capital fund-raising? (Unpublished working paper, Harvard University). Graham, O.L. 1992. Losing Time: TheIndustrial Policy Debate. Cambridge, Mass.: Harvard Uni- versity Press. Griliches, Z., 1990. The Search for R&D Spillovers. Cambridge, Mass.: Harvard University Press. Hall, B.H., 1992. Investment and research and development: Does the source of financing matter? (Working Paper No. 92-194, Department of Economics, University of California at Berkeley). Hill, C., 1998. "The Advanced Technology Program: opportunities for enhancement," in Lewis Branscomb and James Keller, eds. Investing in Innovation: Creating a Research and Innovation Policy. Cambridge, Mass.: MIT Press. 143- 173. Horrigan, J., 1999. Cooperating Competitors: A Comparison of MCC and SEMATECH. Monograph. Washington, D.C.: National Research Council. Kleinman, D.L., 1995. Politics on the Endless Frontier: Postwar Research Policy in the United States. Durham, N.C.: Duke University Press. Krugman, P., 1990. Rethinking International Trade. Cambridge, Mass.: MIT Press. Krugman, P., 1991. Geography and Trade. Cambridge, Mass.: MIT Press. Lebow, I., 1995. Information Highways and Byways: From the Telegraph to the 21St Century. New York: Institute of Electrical and Electronic Engineering. Lerner, J., 1994. "The syndication of venture capital investments," Financial Management 23 (Au- tumn), 16-27. Lerner, J., 1995. "Venture capital and the oversight of private firms," Journal of Finance 50,301-318. Lerner, J., 1998. "Angel financing and public policy: An overview," Journal of Banking and Finance, vol. 22, no. 6-8, 773-784. Lerner, J., 1999. "The government as venture capitalist: The long-run impact of the SBIR program," Journal of Business. July, v.72, 3, pp. 285-97.. Link, A.N., 1998. "Public/Private Partnerships as a Tool to Support Industrial R&D: Experiences in the United States." Paper prepared for the working group on Innovation and Technology Policy of the OECD Committee for Science and Technology Policy, Paris. Long, W.F., 1999. Performance of completed projects: Status report number 1. Washington, D.C.: U.S. Department of Commerce, NIST Special Publication 950. Malone, T., 1995. The Microprocessor: A Biography. Hamburg, Germany: Springer Verlag/Telos. Mansfield, E., 1985. "How Fast Does New Industrial Technology Leak Out?" Journal of Industrial Economics. Vol. 34, no. 2. Mansfield, E., 1996. Estimating Social and Private Returns from Innovations Based on the Advanced Technology Program: Problems and Opportunities. Unpublished report. McCraw, T., 1986. "Mercantilism and the market: antecedents of American industrial policy," in Barfield, C. and Schambra, W., eds., The Politics of Industrial Policy. Washington, D.C.: Ameri- can Enterprise Institute for Public Policy Research.
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ANNEX D 175 Mowery, D., ea., 1999. U.S. Industry in 2000: Studies in Competitive Performance. Washington, D.C.: National Academy Press. Mowery, D., 1998. "Collaborative R&D: how effective is it." Issues in Science and Technology Fall, 37-44. Mowery, D., and N. Rosenberg, 1998. Paths of Innovation: Technological Change in 20th Century America. New York: Cambridge University Press. Mowery, D., and N. Rosenberg, 1989. Technology and the Pursuit of Economic Growth. New York: Cambridge University Press. Myers, S., R.L. Stern, and M.L. Rorke, 1983. A study of the Small Business Innovation Research program, Lake Forest, Illinois. Mohawk Research Corporation. National Research Council, 1996. Conflict and Cooperation in National Competition for High-Tech- nology Industry. Washington, D.C.: National Academy Press. National Research Council, 1997. Review of the Research Program of the Partnership for a New Generation of Vehicles: Third Report. Washington, D.C.: National Academy Press. National Research Council, 1998. Effectiveness of the Advanced Battery Consortium as a Govern- ment-Industry Partnership, Washington D.C.: National Academy Press. National Research Council, 1999. Funding A Revolution: Government Support for Computing Re- search. Washington D.C.: National Academy Press. Nelson, R.R., 1982. Government and Technological Progress. New York: Pergamon. Nelson, R.R., 1986. Institutions supporting technical advances in industry. American Economic Review, Papers and Proceedings, 76(2): 188. Nelson, R.R., ed. 1993. National Innovation System: A Comparative Study. New York: Oxford University Press. Organization for Economic Cooperation and Development, 1997. Small Business Job Creation and Growth: Facts, Obstacles, and Best Practices. Paris. Ferret, G., 1989. A Country Made by War: From the Revolution to Vietnam-The Story of America's Rise to Power. New York: Random House. Price, Waterhouse, 1985. Survey of Small High-tech Businesses Shows Federal SBIR Awards Spur- ring Job Growth, Commercial Sales. Washington, Small Business High Technology Institute. Romer, P. 1990. Endogenous technological change. Journal of Political Economy 98:71-102. Rosenbloom, R., and W. Spencer, 1996. Engines of Innovation: U.S. Industrial Research at the End of an Era. Boston: Harvard Business Press. Sahlman, W.A., 1990. "The structure and governance of venture capital organizations," Journal of Financial Economics 27, 473-521. Schumpeter, J., 1950. Capitalism, Socialism, and Democracy. New York: Harper and Row. Stowsky, J., 1996. "Politics and Policy: The Technology Reinvestment Program and the Dilemmas of Dual Use." Mimeo, University of California. U.S. Congressional Budget Office, 1985. Federal financial support for high-technology industries (Washington, U.S. Congressional Budget Office). U.S. General Accounting Office, 1987. Federal research: Small Business Innovation Research par- ticipants give program high marks (Washington, U.S. General Accounting Office). U.S. General Accounting Office, 1989. Federal research: Assessment of Small Business Innovation Research program (Washington, U.S. General Accounting Office). U.S. General Accounting Office, 1992. Federal research: Small Business Innovation Research shows success but can be strengthened (Washington, U.S. General Accounting Office). U. S. General Accounting Office, 1999. Federal Research: Evaluations of Small Business Innovation Research Can Be Strengthened, (RCED-99-198). U.S. Senate Committee on Small Business, 1981. Senate Report 97-194, Small Business Research Act of l 981, September 25, 1981. U.S. Small Business Administration, 1994. Small Business Innovation Development Act: Tenth-year results (Washington, U.S. Government Printing Office).
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176 THE SMALL BUSINESS INNOVATION AND RESEARCH PROGRAM Wessner, C., ea., 1999a. A Review of the Sandia Science and Technology Park Initiative. Washing- ton, D.C.: National Academy Press. Wessner, C., ea., l999b. The Advanced Technology Program: Challenges and Opportunities. Wash- ington, D.C.: National Academy Press. Wessner, C., ea., l999c. New Vistas in Transatlantic Science and Technology Cooperation. Washing- ton, D.C.: National Academy Press. Wessner, C., ea., l999d. The Small Business Innovation Research Program: An Assessment of DoD's Fast Track Initiative. Washington, D.C.: National Academy Press.