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To Err Is Human: Building a Safer Health System (2000)
Institute of Medicine (IOM)

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273
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Page 273

Index

A

Access to health care, 24

Accidents, 50, 51

airline, 42

cerebrovascular, 31, 37

Challenger accident, 51, 52, 55

defined, 52, 53(n), 210

environmental influences model, 18

human error, 50

motor vehicle, 1, 26

safety defined, 4, 58

Three Mile Island, 51, 52, 55

see also Adverse events, general; Error analysis

Accountability, general, 8, 13, 101, 166, 167, 168, 205  see also Leadership; Reporting systems

Accreditation, see Licensure and accreditation

Accreditation Council for Graduate Medical Education, 269

Active errors, see Error, general

Adverse events, general

classification/standardization of, 9, 10, 28-29, 88

cost of, 1-2, 7

defined, 4, 28, 29, 210

number of, 1, 26-27, 30, 32, 41, 182-183 191, 194-195, 248-253

sentinel events, 93-94, 104-105, 119-120, 125, 128, 194

studies of, 1, 26, 30-32, 35-37, 40, 218-253

see also Preventable adverse events; Reporting systems

Affordances, 163, 171-172

Agency for Health Care Research and Quality (AHRQ), 77-78, 82, 83

Center for Patient Safety (proposed), 7-8, 69-71, 75-84, 135

Centers for Education and Research in Therapeutics, 77-78, 83

Consumer Assessment of Health Plans, 20

Aircraft carriers, 57, 160-161

Air transport, see Aviation

Alaska, 142

Alcoa, Inc., 160

Allergic reactions, drugs, 33, 192

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Page 273 Index A Access to health care, 24 Accidents, 50, 51 airline, 42 cerebrovascular, 31, 37 Challenger accident, 51, 52, 55 defined, 52, 53(n), 210 environmental influences model, 18 human error, 50 motor vehicle, 1, 26 safety defined, 4, 58 Three Mile Island, 51, 52, 55 see also Adverse events, general; Error analysis Accountability, general, 8, 13, 101, 166, 167, 168, 205  see also Leadership; Reporting systems Accreditation, see Licensure and accreditation Accreditation Council for Graduate Medical Education, 269 Active errors, see Error, general Adverse events, general classification/standardization of, 9, 10, 28-29, 88 cost of, 1-2, 7 defined, 4, 28, 29, 210 number of, 1, 26-27, 30, 32, 41, 182-183 191, 194-195, 248-253 sentinel events, 93-94, 104-105, 119-120, 125, 128, 194 studies of, 1, 26, 30-32, 35-37, 40, 218-253 see also Preventable adverse events; Reporting systems Affordances, 163, 171-172 Agency for Health Care Research and Quality (AHRQ), 77-78, 82, 83 Center for Patient Safety (proposed), 7-8, 69-71, 75-84, 135 Centers for Education and Research in Therapeutics, 77-78, 83 Consumer Assessment of Health Plans, 20 Aircraft carriers, 57, 160-161 Air transport, see Aviation Alaska, 142 Alcoa, Inc., 160 Allergic reactions, drugs, 33, 192

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Page 274 Ambulatory health care settings, 29, 50-51, 168 costs, 41 drug errors, 32-33, 34-35, 39 home care, 2, 29, 51, 254 reporting systems, 88, 257 training, 165 American Academy of Pediatrics, 146 American Accreditation Healthcare Commission/URAC, 138, 139 American Board of Medical Specialties, 148 American College of Cardiology, 145 American College of Obstetricians and Gynecologists, 145-146 American College of Surgeons, 270 American Heart Association, 145, 147 American Hospital Association National Patient Safety Partnership, 78, 81-82, 183, 191, 196 American Medical Accreditation Program Association, 143 American Medical Association, 147 National Patient Safety Foundation, 6, 57, 70, 71, 76, 81, 147, 193 National Patient Safety Partnership, 78, 81-82, 183, 191, 196 American National Standards Institute, 178 American Nurses Association, 143 National Patient Safety Partnership, 78, 81-82, 183, 191, 196 American Nurses Credentialing Center, 143 American Society of Health-System Pharmacists, 145, 183, 193 Ames Research Center, 65, 73 Anesthesia, 6, 32, 144-145, 164, 171, 222-225 infusion pumps, 50-66 (passim) mortality, 164, 222-225 Anesthesia Patient Safety Foundation, 6, 145 Antibiotics, 33, 171 Anticipating the unexpected, 52, 150, 161, 162, 166, 170, 174-176, 197 Anticoagulants, 35 Antidiarrheals, 34 Anti-inflammatory drugs, 35, 253-254 Association of American Medical Colleges, 148 National Patient Safety Partnership, 78, 81-82, 183, 191, 196 Attitudes fear, 22, 42, 111, 125, 127, 157, 160, 163, 167, 189 patient trust, 2 professionals, 2, 10, 23, 60, 112 public opinion, 2, 29, 42-43, 70, 167 Australia, 32, 35 Authority gradient, 178, 180-181 Automation, see Computer systems Autopsies, 269 Aviation, 60, 180 accidents, general, 53 aircraft carriers, 57, 160-161 risk level, 42 safety efforts, ix, 5, 6-7, 42, 71-73, 80 team training, 173-174 see also National Aeronautics and Space Administration Aviation Safety Action Programs, 97 Aviation Safety Reporting System (ASRS), 72-73, 76, 91, 95-97, 104, 105-106, 125, 127 B Bar coding, 175, 188, 189, 195-196 Benchmarking, 81, 182, 259 Best practices, 18, 32, 77, 79, 145, 152, 182, 193 see also Clinical practice guidelines Billings, Charles, 73 Budgetary issues, see Funding Bureau of Labor Statistics, 73-74, 97 C California peer review statute, 127-128 reporting system, 254-255 Cancer, 1, 26, 209

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Page 275 Cardiac arrest, 31, 37, 220-221 Cardiovascular agents, 35 Center for Patient Safety (proposed), 7-8, 69-71, 75-84, 135 funding, 7-8, 70, 76, 78-79, 83-84, 106 reporting systems, 9-10, 79, 102-103, 106, 135 Centers for Disease Control and Prevention (CRC), 99, 268 Centers for Education and Research in Therapeutics (CERTS), 77-78, 83 Cerebrovascular accident, 31, 37, 220-221, 257, 263 Challenger accident, 51, 52, 55 Checklists, 158, 171, 172, 180, 187, 194 Chemotherapy, 1, 51, 260 protocols, 164, 171, 194 Children, 79, 94, 260, 268 medication, 33-34, 38, 171, 226-227, 242-245 Clinical practice guidelines, 32, 135, 145-146, 171 see also Best practices; Protocols Cognitive processes, 147, 162-163, 181 checklists, 158, 171, 172, 180, 187, 194 cockpit resource management, 65, 72, 147, 176-177 crew resource management, 79, 97, 147, 157, 161, 162, 173, 176, 179 memory, 54, 158, 163, 170, 171, 172, 185 problem solving, 162, 163, 172, 179 simplification, 53, 60, 157, 158, 163, 164, 166, 170, 171, 172, 185, 197 vigilance, 5, 158, 164, 170, 172 see also Protocols Colorado hospital studies, 1, 26, 30-31, 36-37, 40, 248-249 reporting system, 92, 255-256 Commonwealth Fund, x Communication, 7, 22, 180-181 non-health sectors, 6-7 professional societies, 12 see also Feedback; Information systems; Reporting systems Complaints, 21 Complexity, see Systems, general Computer systems, 77, 80, 177, 178 bar coding, 175, 188, 189, 195-196 drugs, 34, 39-40, 77, 80, 171, 172, 175, 183, 184-185, 191-193, 195 errors caused by complexity of, 61, 62-63, 65 simulation training, 65, 79, 145, 163, 176-177, 178, 179 see also Databases; Internet Confidentiality, reporting systems anonymous reporting, 95, 96, 100, 111, 124, 125-126 de-identification, 97, 111, 125, 126-127, 128 mandatory, 8, 10, 92, 101, 255-264 (passim) patient data, general, 178 Privacy Act, 123 voluntary, 94, 95, 109-131, 256 Connecticut, 91, 256 Consumer Assessment of Health Plans, 20 Cost and cost-benefit factors, 29, 40-42, 248-253 ambulatory care settings, errors, 41 Center for Patient Safety (proposed), 76 drugs and drug errors, 2, 27, 30, 32, 41, 182-183, 191, 194-195, 248-253 national, 1-3, 27, 40-42 National Medical Expenditure Survey, 38, 234-235 uninsured persons, 24 see also Funding Court cases, see Litigation Critical incident analysis, see Human factors Cultural factors, 4, 146 access to care, 24 organizational, culture of safety, 12-13, 14, 155-156, 159-162, 166-168, 178, 179, 189 public opinion, 2, 29, 42-43, 70, 167 see also Attitudes

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Page 276 Culture of medicine, 21-22, 179 Cytotoxics, 35 D Databases Aviation Safety Reporting System (ASRS), 72-73, 76, 91, 95-97, 104, 105-106, 125, 127 drugs, 34, 39-40, 77, 80, 171, 172, 175, 183, 184-185, 191-193, 195 HEDIS, 20, 139, 140 National Practitioner Data Bank, 121-123 patient records, general, 177, 178, 236-239 professional organizations, 147 see also Reporting systems Death, see Mortality Default mode, 62, 171, 176 Definitional issues, 4, 22, 49 accident, 52, 53(n), 210 adverse drug event, 33 adverse event, 4, 28, 29, 210 classification/standardization of adverse events, 9, 10, 28-29, 88 error, 28, 54, 55, 78, 210 glossary, 210-213 hindsight bias, 53 human factors, 63, 210 iatrogenic illness, 31 misuse, 19 negligence, 217 patient safety, 57, 155, 211 pharmaceutical safety, 57 reporting systems, 88, 99 safety, general, 4, 58 systems, general, 52, 211 underuse, 19 Denmark, 240-241 Department of Defense, 72, 82 U.S. Navy, 57, 160-162 Department of Health and Human Services (DHHS) Centers for Disease Control and Prevention, 99, 268 Health Care Financing Administration, 19-20, 82, 139, 140-141 reporting systems, 121-123 see also Agency for Health Care Research and Quality; Food and Drug Administration Department of Labor, see Bureau of Labor Statistics Department of Transportation, see Federal Aviation Administration; National Transportation Safety Board Department of Veterans Affairs National Patient Safety Partnership, 78, 81-82, 183, 191, 196 Veterans Health Administration, 80, 83, 123 Devices and equipment, 82, 184-185, 190-191, 260 affordances, 163, 171-172 default mode, 62, 171, 176 forcing functions, 158, 164, 170, 171 home care, 63 human-machine interface, 62-63, 175 infusion pumps, 50-66 (passim), 150, 171, 172, 183, 255, 257 natural mapping, 163-164, 171 outpatient care, 165 standards and standardization, 23, 62, 144, 148-151, 156, 164, 172-173, 197 see also Food and Drug Administration Diagnostic errors, 36, 79 Diphenhydramine hydrochloride, 34 Disabilities, 1-2, 30, 220-221, 261 Drugs, 1, 221 allergic reactions, 33, 192 antibiotics, 33, 171 anticoagulants, 35 antidiarrheals, 34 anti-inflammatory drugs, 35, 253-254 Centers for Education and Research in Therapeutics, 77-78, 79 chemotherapy, 1, 51, 164, 171, 194, 260

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Page 277 children, 33-34, 38, 171, 226-227, 242-245 computer tracking/databases, 34, 39-40, 77, 80, 171, 172, 175, 183, 184-185, 191-193, 195 cost of adverse effects, 2, 27, 30, 32, 41, 182-183, 191, 194-195, 248-253 errors on, 13, 14, 27, 28, 29, 32-35, 36, 37-40, 176, 182-197, 224-248 ambulatory care settings, 32-33, 34-35, 39 emergency departments, 35, 39, 238-239 hospital errors, general, 33-35, 38, 39-40, 41-42, 168, 171, 182-197, 224-253 mortality, 28, 32-33, 42, 227, 229, 233, 248-249 nursing homes, 42 surgery, 34, 40, 228-229; see also Anesthesia see also "reporting systems" infra infusion devices, 50-66 (passim), 150, 171, 172, 183, 193, 255, 257 Medication Errors Reporting (MER) program, 95, 97, 100, 125, 126-127, 194 MedMARx, 95, 100, 126 MedWatch, 99, 123, 148-149 mortality, 28, 32-33, 42, 227, 229, 233, 248-249 naloxone hydrochloride, 34 names of, 29, 37, 136, 148, 149, 151, 184, 231 National Patient Safety Pannership, 82 nursing homes, 42 order entry systems, 33, 40, 62, 80, 172, 175, 183, 184, 185, 188-189, 190, 191-192 organizational factors, 13, 14, 157-158, 168, 171, 172, 174, 175, 177, 182-197 packaging and labeling, 13, 64, 136, 148, 151, 185, 187, 193 bar coding, 175, 188, 189, 195-196 patient compliance, 35, 37, 39, 174, 236-237 pharmacies, 2, 27, 32, 51, 183, 186-187, 192-193 pharmacists, 2, 13, 27, 34, 39, 145, 183, 186-187, 193, 194-195, 224-225, 230-233, 236-237, 240-245 potassium chloride, 171, 187, 194 prescription writing, 33, 37-39, 54, 183, 184, 190, 231, 241 protocols, 6, 77, 92, 141, 158, 164, 171, 173, 177, 183, 186, 187, 193-194 chemotherapy, 164, 171, 194 reporting systems, 34, 93, 95, 98-99, 100 FDA, 93, 95, 98-99, 100, 104, 105, 123, 148-149 selected states, descriptions, 255, 257, 261 standards and standardization, 13, 14, 23, 29, 171, 183, 184-185, 190-191 surgery, 34, 40, 228-229; see also Anesthesia unit dosing, 183, 184-185, 193 see also Food and Drug Administration E Economic factors ambulatory care, 165 incentives, 18, 19-20, 21 market-based initiatives, 6, 17, 19-20, 21 uninsured persons, 24 worker productivity losses, 2-3 see also Cost and cost-benefit factors; Employment factors; Funding: Insurance; Purchasers Education, see Patient education; Professional education; Public education E.I. du Pont de Nemours and Company, 159-160

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Page 278 Elderly persons, 79, 234-235, 250-251 see also Medicare; Nursing homes Emergency departments, 36-37, 60, 79, 165 adverse drug events, 35, 39, 238-239 Employment factors worker productivity losses, 2-3 workload, 24, 42, 60 see also Occupational health Equipment, see Devices and equipment Error, general active errors, 55-56, 65-66, 181 defined, 28, 54, 55, 78, 210 latent errors, 55-56, 65, 66, 155, 181-182 national reduction goals, 7, 70, 78 near-misses, 28, 87, 96, 101, 110, 127, 160, 177, 190 pathophysiology of error, 162-163 Error analysis, 4, 10, 32, 87, 181 active errors, 55-56, 65-66, 181 critical incident analysis, 63-64 latent errors, 55-56, 65, 66, 155, 181-182 literature review, 21-22, 26-48, 205, 206, 215-253 naturalistic decision-making, 64 organizational factors, 8, 10, 166, 168 systems approach, 49, 50, 52-66 see also Reporting systems Evidence-Based Practice Centers, 83 F Fatigue, 24, 42, 60, 163 Fear, 22, 42, 111, 125, 127, 157, 160, 163, 167, 189 see also Punitive responses Federal Aviation Administration, 72-73, 96, 125 Feedback, 58-59, 62, 143, 176, 177, 178, 181-182, 189 autopsies, 269 reporting systems, 90, 98, 99, 100, 105 see also Learning environment Flight Safety Foundation, 72 Florida, 92, 115, 257 Food and Drug Administration (FDA), 13, 71, 79, 82 Centers for Education and Research in Therapeutics, 77-78, 83 MedWatch, 99, 123 Office of Post-Marketing Drug Risk Assessment (OPDRA), 149, 150 reporting systems, 93, 95, 98-99, 100, 104, 105, 123, 148-149 standards, 13, 136, 148-151 Forcing functions, 158, 164, 170, 171 Foreign countries, see specific countries Freedom of Information Act, 123 Free flow, medication, 51-66 (passim), 171, 172 Funding, 82-83 Aviation Safety Program, 83 Aviation Safety Reporting System (ASRS), 72-73 Center for Patient Safety (proposed), 7-8, 70, 76, 78-79, 83-84, 106 NIH, 82 NIOSH, 83 organizational safety environment, 166, 168 reporting systems, 9, 10, 72-73, 88, 89, 106 study at hand, x H Harvard Medical Practice Study, 5, 30 Health Care Financing Administration, 19-20, 82, 139, 140-141 Health Care Quality Improvement Act, 121-122, 129 Health insurance, see Insurance Health Insurance Portability and Accountability Act (HIPAA), 104 Health maintenance organizations (HMOs), 39, 99 Health Plan Employer Data and Information Set (HEDIS), 20, 139, 140

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Page 279 Health Resources and Services Administration National Practitioner Data Bank, 121-123 High-reliability theory, 57 High-risk industries, 5, 13, 22, 57, 60, 80, 159-162, 166 see also Aviation; National Aeronautics and Space Administration; Nuclear power industry Hindsight bias, 53 Home care, 2, 29, 51, 254 Hospitals, 1, 26, 29, 165, 168 adverse events, 30-31, 36-37, 40-42, 216-223 drugs, 32, 33-35, 38, 39-40, 41-42, 168, 171, 182-197, 224-253 costs of adverse effects, 2, 27, 30, 248-253 licensure and accreditation, 71, 103, 137-139, 151, 152, 168, 266 Joint Commission on Accreditation of Healthcare Organizations, 71, 91, 93-94, 104-105, 116, 125, 128, 138, 193, 194, 266 reporting systems described, selected states, 255-265 (passim) occupational safety in, 168 reporting systems, 9, 87-88, 91, 105, 124, 254-265 (passim) see also Autopsies; Emergency departments; Infections and infection control; Intensive care units; Life Safety Code; Operating rooms; Risk management Hours of work, see Workload Human factors, 22, 53-54, 63-66, 145, 162-166, 170-173 aviation, 72 critical incident analysis, 63-64 defined, 63, 210 fatigue, 24, 42, 60, 163 human-machine interface, 62-63, 175 infusion pumps, case study, 50-66 naturalistic decision-making, 64 vigilance, 5, 158, 164, 170, 172 see also Cognitive processes; Error, general; Error analysis; Incompetent practitioners; Organizational factors I Incompetent practitioners, 30, 36-37 negligent adverse events, 28, 30, 37, 114-131 organizational safety environment, 166, 169 public opinion, 42, 43 standards, 134, 142, 261 systems approach, 49 unlicensed, 261 see also Malpractice Infections and infection control, 30, 35, 42, 165, 267-268 Infectious diseases, 267-268 Information systems, 7, 74-75, 80-81, 177-178, 180-181, 188-189, 195-196 clinical, 3 Internet, 92, 134 performance standards, 134, 138-139 role in errors, 61, 65 see also Computer systems; Confidentiality, reporting systems; Feedback; Media; Professional education; Public education; Reporting systems Infusion pumps, 50-51, 55-66 (passim), 150, 171, 172, 183, 193, 255, 257 Institute for Healthcare Improvement, 183 Institute for Safe Medication Practices (ISMP), 95, 104 Insurance, 2, 6, 139 HMOs, 39, 99 organizational performance standards, 3, 139-141 malpractice, 164 managed care, general, 168 Medicaid, 139, 141, 142, 252-253 Medicare, 39, 128, 138, 140, 141, 142

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Page 280 preferred provider organizations (PPOs), 139 uninsured persons, 24 see also Purchasers Intensive care units, 31, 79, 105, 228-229 neonatal and pediatric, 34 Interdisciplinary approaches, 14, 135-136 practice guidelines, 145-146 professional conferences, 146 see also Teams International perspectives, see specific countries Internet, 206 patient care, 175, 177 reporting systems, 92, 95, 258, 259 standards, 134 J Job design, 61, 62-63, 70, 170, 171, 172-173, 176-177 Joint Commission on Accreditation of Healthcare Organizations (JCAHO), 71, 91, 93-94, 104-105, 116, 125, 128, 138, 193, 194, 266 K Kansas, reporting system, 257-258 L Labeling, see Packaging and labeling, drugs Latent error, 55-56, 65, 66, 155, 181-182 Leadership, 69, 138, 156-157, 162, 166, 167, 168, 180-181, 197 authority gradient, 178, 180-181 committee recommendations, 6, 14, 69 see also Center for Patient Safety (proposed) Learning environment, 8, 23, 57, 62, 166, 178-182, 197 team training, 14, 79, 156, 170, 173-174, 176-177, 179, 189, 197 see also Professional education Legal issues, 23 negligent adverse event, 28, 30, 37 see also Confidentiality, reporting systems; Liability issues; Litigation; Malpractice Legislation, in force Agency for Health Care Research and Quality, 78 Freedom of Information Act, 123 Health Care Quality Improvement Act, 121-122, 129 Health Insurance Portability and Accountability Act (HIPAA), 104 model of environmental factors, 17, 18, 19, 21 Occupational Safety and Health Act, 73, 136 Privacy Act, 123 Safe Medical Device Act, 150-151 state reporting systems, 113-121, 254-265 (passim) see also Regulatory issues Legislation, proposed, x, 6 Center for Patient Safety (proposed), 7-8, 69-71 peer review, 10, 111 reporting, 104, 111-112, 128 Leukopenia, 34 Liability issues, 3, 10, 22, 43, 167 enterprise liability and no-fault compensation, 111 model of environmental factors, 19 see also Litigation; Malpractice Licensure and accreditation, 19, 23, 71, 79, 133, 134, 135 organizations, 71, 103, 137-139, 151, 152, 168, 266 Joint Commission on Accreditation of Healthcare Organizations, 71, 91, 93-94, 104-105, 116, 125, 128, 138, 193, 194, 266

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Page 281 reporting systems described, selected states, 255-265 (passim) professionals, 3, 10-12, 134, 141-144, 151-152 malpractice, 12, 43, 113-117, 142, 169, 262 unlicensed, 261 reporting systems, 91, 93-94, 103, 255-265 (passim) Life Safety Code, 267 Litigation mandatory reporting, 262 voluntary reporting, 23, 109-131 Long-term care, 209 see also Nursing homes Louisiana, 142 M Malpractice, 12, 43, 113-117, 142, 164, 169, 262 see also Incompetent practitioners; Litigation Managed care, 168 HMOs, 39, 99 PPOs, 139 Massachusetts, 39, 183, 224-225, 232-233, 246-251 reporting system, 258-259 Media, 20, 43 specific incidents, 1, 3, 51 Medicaid, 139, 141, 142, 252-253 Medical devices and equipment, see Devices and equipment Medicare, 39, 128, 138, 140, 141, 142 Medication and medication safety, see Drugs Medication Errors Reporting (MER) program, 95, 97, 100, 125, 126-127, 194 MedMARx, 95, 100, 126 MedWatch, 99, 123, 148-149 Memory, 54, 158, 163, 170, 171, 172, 185 checklists, 158, 171, 172, 180, 187, 194 simplification, 53, 60, 157, 158, 163, 164, 166, 170, 171, 172, 185, 197 see also Protocols Mississippi, reporting system, 259 Models and modeling environmental influences on quality, 17-21 reporting hierarchy, 101 Mortality, x, 30, 31-32, 37, 221-223, 248-249, 269 airline fatality rates, 5 anesthesia, 164, 222-225 drug errors, 28, 32-33, 42, 227, 229, 233, 248-249 infectious disease, 267-268 national, 1-2, 26, 27, 31, 248-249 reporting systems, 93, 96, 98, 101, 257, 258, 260, 262, 264 suicide, 35, 94, 257, 260, 262 Motivation, see Attitudes Multidisciplinary approaches, see Interdisciplinary approaches N Naloxone hydrochloride, 34 National Academy for State Health Policy, x, 92-93 National Aeronautics and Space Administration, 72, 96 Ames Research Center, 65, 73 Aviation Safety Reporting System (ASRS), 72-73, 76, 91, 95-97, 104, 105-106, 125, 127 Challenger accident, 51, 52, 55 National Cancer Policy Board, 209 National Committee for Quality Assurance, 20, 138, 139 National Coordinating Council for Medication Error Reporting and Prevention, 183 National Fire Prevention Association, 267 National Forum for Health Care Quality Measurement and Reporting, 9, 10, 88, 89, 101, 103-104 National Institute for Occupational Safety and Health (NIOSH), 73, 74, 82 National Institute of Standards and Technology, 178

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Page 282 National Institutes of Health (NIH), 74, 77 National Medical Expenditure Survey, 38, 234-235 National Occupational Research Agenda, 74 National Patient Safety Foundation, 6, 57, 70, 71, 76, 81, 147, 193 National Patient Safety Partnership, 78, 81-82, 183, 191, 196 National Practitioner Data Bank, 121-123 National Roundtable on Health Care Quality, 208-209 National Transportation Safety Board, 72, 76, 96 Naturalistic decision-making, 64 Natural mapping, 163-164, 171 Navy, see U.S. Navy Near-misses, 28, 87, 96, 101, 110, 127, 160, 177, 190; see also Errors, general New Jersey, reporting system, 260 New York State hospital studies, 1, 26, 30, 220-221, 238-239 outpatient surgery, 165 reporting system, 92, 124, 260-261 Norman, Donald, 163 Nuclear power industry, 60 Three Mile Island, 51, 52, 55 Nurses error studies, 216-217, 228-229, 232-237, 243-245 infusion pumps, 50-51, 56 organizational accreditation, 138 professional accreditation, 143-144 reporting, 34, 256 Nursing homes, 2, 91, 209, 250-251, 254, 256 drug errors, 42 O Occupational health, 6-7, 24, 27, 73-74, 80, 159-162, 168 HEDIS, 20, 139, 140 National Occupational Research Agenda, 74 NIOSH, 73, 74, 82 patient safety and, 155-156 worker productivity losses, 2-3 workload, 24, 42, 60 Occupational Safety and Health Act, 73, 136 Occupational Safety and Health Administration, 73-74, 76, 90, 91, 97-98 Office of Post-Marketing Drug Risk Assessment (OPDRA), 149, 150 Ohio, 261-262 Oklahoma, 128 Operating rooms, 31, 36, 50, 52, 56, 79, 157 Order entry systems, 33, 40, 62, 80, 172, 175, 183, 184-185, 188-189, 190, 191-192 Organizational factors, 3, 6-7, 13-14, 17, 22, 23, 60, 155-201, 266-271 access to health care, 24 accountability, 8, 13, 101, 166, 167, 168, 205 authority gradient, 178, 180-181 culture of medicine, 21-22, 179 culture of safety, 12-13, 14, 155-156, 159-162, 166-168, 178, 179, 189 design for recovery, 176-177 drugs, 13, 14, 157-158, 168, 171, 172, 174, 175, 177, 182-197 error analysis, 8, 10, 166, 168 high reliability theory, 57 job design, 61, 62-63, 70, 170, 171, 172-173, 176-177 licensure and accreditation, 71, 103, 137-139, 151, 152, 168, 266 Joint Commission on Accreditation of Healthcare Organizations, 71, 91, 93-94, 104-105, 116, 125, 128, 138, 193, 194, 266 reporting systems described, selected states, 255-265 (passim) peer review, 10, 111, 112, 119-121, 126-128, 140-141, 143, 234-235, 263-264

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Page 283 performance standards, 3, 14, 23, 132-134, 136-141, 143-144, 157, 162, 166, 172-173, 254-265 professional organizations, 6, 12, 20, 79, 135-136, 144-148, 152, 167, 181, 183-184; see also specific organizations reporting systems, 9, 87-88, 91, 105, 124, 156, 160, 166, 254-265 staffing, 138, 165, 166, 167, 170, 172, 175-176, 190 see also Center for Patient Safety (proposed); Interdisciplinary approaches; Leadership; Staffing; Systems, general; Teams Oryx system, 138-139 Outpatient treatment, see Ambulatory health care settings P Packaging and labeling, drugs, 13, 64, 136, 148, 151, 185, 187, 193 bar coding, 175, 188, 189, 195-196 see also Food and Drug Administration Pathophysiology of error, 162-163 Patient education, 183, 188-189, 196-197 Patient safety, definition of, 57, 155, 211 Patients, role in reducing errors, 174 drug therapy, 35, 37, 39, 174, 236-237 Peer review, 234-235 organizations, 140-141 professional performance standards, 143; see also American Medical Accreditation Program Association reporting systems, 10, 111, 112, 119-121, 126-128, 263-264 Pennsylvania, 262-263 Perrow, Charles, 51-52, 57, 60 Pew Health Professions Commission, 144 Pharmaceuticals, see Drugs Pharmacies, 2, 27, 32, 51, 183, 186-187, 192-193 Pharmacists, 2, 13, 27, 39, 145, 183, 186-187, 193, 194-195, 224-225, 230-233, 236-237, 240-245 reporting, 34 Physician order entry, see Order entry systems Physicians Desk Reference, 177 Phytonadione, 34 Pneumonia, 31, 220-221 Point-of-service plans, 139 Potassium chloride, 171, 187, 194 Practice guidelines, see Clinical practice guidelines Preferred provider organizations (PPOs), 139 Prescription writing, 33, 37-39, 54, 183, 184, 190, 231, 241 Preventable adverse events, 4, 5, 7, 35-37, 39, 41, 182, 191 children, 34 defined, 28 studies of, 1-2, 26, 27, 30-31, 216-225, 228-229, 234-237, 246-249 Preventive interventions design for recovery, 176-177 errors in, 36 Privacy, see Confidentiality, reporting systems Privacy Act, 123 Problem solving, 162, 163, 172, 179 simplification, 53, 60, 157, 158, 163, 164, 166, 170, 171, 172, 185, 197 Professional education, 12, 15, 57, 60, 134, 146-147, 161 ambulatory care, 165 Center for Patient Safety (proposed), 70, 76, 79, 82 culture of medicine, 179 curricula on patient safety, 12, 134, 146-147 National Patient Safety Foundation, 71 reporting systems, 99 simulation training, 65, 79, 145, 163, 176-177, 178, 179 standards, 12, 142-143

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Page 284 team training, 14, 79, 146, 156, 170, 173-174, 176-177, 179, 189, 197 see also Feedback; Learning environment; Licensure and accreditation Professional organizations, 6, 12, 20, 79, 135-136, 144-148, 152, 167, 181, 183-184 see also specific organizations Protocols, 6, 77, 92, 141, 158, 171, 173, 177, 183, 186, 187, 193-194 checklists, 158, 171, 172, 180, 187, 194 chemotherapy, 164, 171, 194 clinical practice guidelines, 32, 135, 145-146, 171 Public education, 15 Center for Patient Safety (proposed), 70, 76, 79, 82 committee mission, xi, 205 patient education, 183, 188-189, 196-197 see also Media Public opinion, 2, 29, 42-43, 70, 167 Punitive responses, 56, 157, 180, 197 Purchasers, 2, 3, 6, 11, 19-20, 23, 79, 152, 167, 206 organizational performance standards, 3, 139-141 reporting systems, 89 see also Health Care Financing Administration; Insurance Q Quality Improvement Organizations (QIOs), 123; see also Peer review, organizations Quality Interagency Coordinating Committee, 78 R Reason, James, 4, 52, 54, 58, 60, 162 Redundancy, 57, 60, 158, 161-162 Regulatory issues, x, 6, 17, 18, 75 committee recommendations, 10-11 mandatory reporting systems, 6, 8, 9, 10, 79, 86, 87-88, 90, 91-93, 97-98, 102-104, 166 confidentiality, 8, 10, 92, 101, 255-264 (passim) descriptions, selected states, 255-265 model of environmental factors, 17, 18, 19, 20-21 see also Food and Drug Administration; Licensure and accreditation; Standards and standardization Reporting systems, 8-9, 14, 22-23, 32, 86-131, 270 ambulatory care settings, 88, 257 anesthesia errors, 255, 256, 258 Aviation Safety Reporting System (ASRS), 72-73, 76, 91, 95-97, 104, 105-106, 125, 127 autopsies, 269 best practices, 9, 88, 93, 102-103 Center for Patient Safety (proposed), 9-10, 79, 102-103, 106, 135 confidentiality, 8, 10, 92, 94, 95, 96, 97, 100, 101, 109-131 anonymous reporting, 95, 96, 100, 111, 124, 125-126 de-identification, 97, 111, 125, 126-127, 128 descriptions, selected states, 255-265 (passim) mandatory systems, 8, 10, 92, 101, 255-264 (passim) voluntary systems, 94, 95, 109-131, 256 DHHS, 9, 73-74, 88, 121-123 drug errors, 34, 93, 95, 98-99, 100 FDA, 93, 95, 98-99, 100, 104, 105, 123, 148-149 selected states, descriptions, 255, 257, 261 external, 8, 91-93

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Page 285 feedback, 90, 98, 99, 100, 105 Internet, 92, 95, 258, 259 JCAHO, 91, 93-94, 104-105, 116, 125, 128 legislation, in force, 113-121, 254-265 (passim) proposed, 104, 111-112, 128 licensure and accreditation, 91, 93-94, 103, 255-265 (passim) mandatory, 6, 8, 9, 10, 79, 86, 87-88, 90, 91-93, 97-98, 102-104, 166 confidentiality, 8, 10, 92, 101, 255-264 (passim) descriptions, selected states, 255-265 Medication Errors Reporting (MER) program, 95, 97, 100, 125, 126-127, 194 MedMARx, 95, 100, 126 MedWatch, 99, 123, 148-149 mortality, 93, 96, 98, 101, 257, 258, 260, 262, 264 National Forum for Health Care Quality Measurement and Reporting, 9, 10, 88, 89, 101, 103-104 National Practitioner Data Bank, 121-123 nationwide, 9, 10, 87-88, 89, 101, 103-106, 121-123 near misses, 87, 96, 101, 110, 127, 160 nurses, 34, 256 occupational health, 73-74 organizational factors, 9, 87-88, 91, 105, 124, 156, 160, 166, 254-265 peer review, 10, 111, 112, 119-121, 126-127 punitive responses for reporting failures, 255, 258 sentinel events, 93-94, 104-105, 119-120, 125, 128, 194 standards and standardization, 9, 28-29, 73, 88-89, 99, 101-102, 104 state reporting systems, 254-265 surgery, 257, 263 voluntary, 8, 9-10, 23, 41-42, 79, 87, 89-90, 93-97, 98, 99, 102, 104-106, 178, 179-180, 182, 188-189 confidentiality, 94, 95, 109-131, 256 litigation, 23, 109-131 Rhode Island, reporting system, 263-264 Risk management, general, 57, 58-59, 112, 137, 149, 270 see also High-risk industries S Safe Medical Device Act, 150-151 Sentinel events, 93-94, 104-105, 119-120, 125, 128, 194 Simplification, 53, 60, 157, 158, 163, 164, 166, 170, 171, 172, 185, 197 see also Protocols Simulation training, 65, 79, 145, 163, 176-177, 178, 179 Software, see Computer systems South Dakota, reporting system, 264-265 Special Initiative on Health Care Quality, 208 Specialists and specialization, 3, 12, 20, 36, 58-59, 80, 142-143, 146, 148, 173 see also Anesthesia; Emergency departments; Intensive care units; Surgery; Teams Staffing, 138, 166, 167, 170, 172, 175-176, 190 ambulatory care, 165 Standards and standardization, 6, 9 adverse events taxonomies, 9, 10, 28-29, 88 best practices, 9, 18, 32, 77, 79, 88, 93, 102-103, 145, 152, 182, 193 design for recovery, 176 devices and equipment, 23, 62, 144, 148-151, 156, 164, 172-173, 197 drugs, 13, 14, 23, 29, 171, 183, 184-185, 190-191 environmental influences model, 19

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Page 286 information systems, 134, 138-139 insurance, organizational performance, 3, 139-141 Life Safety Code, 267 organizational, 3, 14, 23, 132-134, 136-141, 143-144, 157, 162, 166, 172-173, 254-265 patient records, 178 performance, 10-12, 132-154 professional, 23, 132, 133, 134-136, 141-148 professional education, 12, 142-143 reporting systems, 9, 28-29, 73, 88-89, 99, 101-102, 104 classification/standardization of, 9, 10, 28-29, 88 see also Clinical practice guidelines; Food and Drug Administration; Licensure and accreditation; Protocols State government, x, 5 hospital studies, 1, 26, 30-31, 36-37, 40, 238-239, 248-249 reporting systems, 9, 79, 87-88, 91-93, 94, 102-103, 111, 113-114, 118, 119, 123, 124, 126-127 descriptions, selected states, 254-265 see also Licensure and accreditation; specific states State-level data, 1, 26, 30-31, 36-37, 40 see also specific states Suicide, 35, 94, 257, 260, 262 Surgery, 2, 35, 79, 218-219, 232-233, 269, 270 complexity, 36 drug errors, 34, 40, 228-229; see also Anesthesia infusion pumps, 50-66 (passim), 150, 171, 172 operating rooms, 31, 36, 50, 52, 56, 79, 157 outpatient, 2, 165 postsurgical complications, 31-32 reporting systems, 257, 263 Switzerland, 177 Systems, general, 49, 50, 56-66, 71, 157, 158, 188-189, 190 aviation, 71-72 complex systems, 2, 36, 39, 53, 58-60, 61, 62-63, 65, 182-183 critical incident analysis, 63-64 defined, 52, 211 drugs, 182-183 redundancy, 57, 60, 158, 161-162 tightly coupled systems, 58-60, 161, 179 see also Error analysis; Feedback; Models and modeling; Organizational factors; Teams T Teams crew resource management, 79, 97, 147, 157, 161, 162, 173, 176, 179 patient as part of, 174 risk management, 270 technology as part of, 62-63 training in, 14, 79, 156, 170, 173-174, 176-177, 179, 189, 197 working in, 37, 50, 51, 56-57, 59, 60, 62-63, 64, 146-147, 166, 170, 197 Technological factors, 61-62, 80, 144, 159 anticipating new errors, 174-175 complexity, 36, 61, 62-63, 65 human-machine interface, 62-63, 175 professional licensing and, 135 protocols, updating of, 171 see also Computer systems; Devices and equipment; High-risk industries; Information systems Texas, 126-127 Three Mile Island, 51, 52, 55 Tiger teams, 175 Time-series measures, 182 see also Benchmarking Training, see Professional education

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Page 287 U Unit dosing, 183, 184-185, 193 United Kingdom, 32, 38-39, 226-227, 244-245 University of Southern California, 72 User-centered design, 62, 78, 89, 150, 159, 163, 164, 171, 192 User Liaison Program, 78 U.S. Navy, 160-162 U.S. Pharmacopeia, 95, 104, 194 Medication Errors Reporting (MER) program, 95, 97, 100, 125, 126-127, 194 Utah, hospital studies, 1, 26, 30-31, 36-37, 40, 238-239, 248-249 V Veterans Health Administration, 80, 83, 123 Vigilance, 5, 158, 164, 170, 172 Virginia, 142 W Workload, 24, 42, 60 World Wide Web, see Internet Wristbands, 177, 195 Y Y2K issues, 82

Representative terms from entire chapter:

national patient