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APPENDI X C
LETTER TO EVALUATORS
COMMITTEE ON AN ASSESSMENT OF QUALITY-RELATED CHARACTERISTICS
OF RESEARCH-DOCTORATE PROGRAMS IN THE UNITED STATES
Established by the Co'~fere'zce Board of Associated Research Councils
Office of the Staff Director / Natiorsal Research Council / 2101 Constitution Avenue, N.W. / Washington, D.C. 20418
April 14, 1981
Dear
As you may already know, our committee has undertaken an assessment
of research-doctorate programs in U.S. universities. The study is exam-
ining approximately 2,650 programs in 31 fields in the arts and humanities,
biological sciences, engineering, physical and mathematical sciences, and
social sciences. A study prospectus is provided on the reverse of this
page. You have been selected from a faculty list furnished by your institu-
tion to evaluate programs offering research-doctorates in the field of
English Language and Literature.
On the first page of the attached form is a list of the 145 programs
that are being evaluated in this field. These programs produce more than 90
percent of the doctorate recipients in the field. In order to keep the task
manageable, you are being asked to consider a randomly selected subset of
50 of these programs. These are designated with an asterisk in the list on
the next page and are presented in random sequence on the evaluation sheets
that follow. Please read the accompanying instructions carefully before
attempting your evaluations.
We ask that you complete the attached survey~form and return it in the
enclosed envelope within the next three weeks. The evaluations you and
your colleagues render will constitute an important component of this study.
Your prompt attention to this request will be very much appreciated by our
committee.
Sincerely,
~£~,:
~~ ~~
Lyle Jones
For the Study Committee
Enclosures
COMMITTEE MEMBERS Marcus Alexis Winfred P. Lehmann Kumar Patel
Robert M. Bock Saunders Mac Lane Michael J. Pelczar, Jr.
Lyle V. Jones, Co-Chairman Philip E. Converse Nancy S. Milburn Jerome B. Schneewind
Gardner Lindzey, Co-Chairman James H. M. Henderson Lincoln E. Moses Duane C. Spriestersbach
Paul A. Albrecht Ernest S. Kuh James C. Olson Harriet A. Zuckerman
231
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232
RESEARCH-DOCTORATE PROGRAMS IN THE FIELD OF ENGLISH LANGUAGE AND LITERATURE
(a DESIGNATES THE PROGRAMS WHICH YOU ARE ASKED TO EVALUATE ON THE FOLLOWING PAGES.)
INSTITUTION - DEPARTMENT/ACADEMIC UNIT
AMERICAN UNIVERSITY - LITERATURE
ARIZONA STATE UNIVERSITY, TEMPE - ENGLISH
UNIVERSITY OF ARIZONA, TUCSON - ENGLISH
UNIVERSITY OF ARKANSAS, FAYETTEVILLE - ENGLISH
AUBURN UNIVERSITY - ENGLISH
BALL STATE UNIVERSITY - ENGLISH
BOSTON COLLEGE - ENGLISH
BOSTON UNIVERSITY - ENGLISH
BOWLING GREEN STATE UNIVERSITY - ENGLISH
BRANDEIS UNIVERSITY - ENGLISH AND AMERICAN LITERATURE
BROWN UNIVERSITY - ENGLISH
BRYN MAWR COLLEGE - ENGLISH
UNIVERSITY OF CALIFORNIA, BERKELEY - ENGLISH
UNIVERSITY OF CALIFORNIA, DAVIS - ENGLISH
UNIVERSITY OF CALIFORNIA, IRVINE - ENGLISH
UNIVERSITY OF CALIFORNIA, LOS ANGELES - ENGLISH
UNIVERSITY OF CALIFORNIA, RIVERSIDE - ENGLISH
UNIVERSITY OF CALIFORNIA, SAN DIEGO - LITERATURE
UNIVERSITY OF CALIFORNIA, SANTA BARBARA - ENGLISH
CASE WESTERN RESERVE UNIVERSITY - ENGLISH
CATHOLIC UNIVERSITY OF AMERICA - ENGLISH
UNIVERSITY OF CHICAGO - HUMANITIES
CUNY, THE GRADUATE SCHOOL - ENGLISH
CLAREMONT GRADUATE SCHOOL - ENGLISH
UNIVERSITY OF COLORADO, BOULDER - ENGLISH
COLUMBIA UNIV-GRAD SCHOOL OF ARTS ~ SCI - ENGLISH AND COMPARATIVE LITERATURE
UNIVERSITY OF CONNECTICUT, STORRS - ENGLISH
CORNELL UNIVERSITY, ITHACA - ENGLISH LANGUAGE AND LITERATURE
UNIVERSITY OF DELAWARE, NEWARK - ENGLISH
UNIVERSITY OF DENVER - ENGLISH
DUKE UNIVERSITY - ENGLISH
EMORY UNIVERSITY - ENGLISH
FORDHAM UNIVERSITY - ENGLISH LANGUAGE AND LITERATURE
GEORGIA STATE UNIVERSITY, ATLANTA - ENGLISH
UNIVERSITY OF GEORGIA, ATHENS - ENGLISH
HARVARD UNIVERSITY - ENGLISH AND AMERICAN LITERATURE AND LANGUAGE
UNIV OF ILLINOIS AT URBANA-CHAMPAIGN - ENGLISH
INDIANA UNIVERSITY, BLOOMINGTON - ENGLISH
UNIVERSITY OF IOWA, IOWA CITY - ENGLISH
JOHNS HOPKINS UNIVERSITY - ENGLISH
KANSAS STATE UNIVERSITY, MANHATTAN - ENGLISH
UNIVERSITY OF KANSAS - ENGLISH
KENT STATE UNIVERSITY - ENGLISH
UNIVERSITY OF KENTUCKY - ENGLISH
LEHIGH UNIVERSITY - ENGLISH
LOUISIANA STATE UNIVERSITY, BATON ROUGE - ENGLISH
LOYOLA UNIVERSITY OF CHICAGO - ENGLISH
MARQUETTE UNIVERSITY - ENGLISH
UNIVERSITY OF MARYLAND, COLLEGE PARK - ENGLISH LANGUAGE AND LITERATURE
UNIVERSITY OF MASSACHUSETTS, AMHERST - ENGLISH
MICHIGAN STATE UNIVERSITY, EAST LANSING - ENGLISH
UNIVERSITY OF MICHIGAN, ANN ARBOR - ENGLISH LANGUAGE AND LITERATURE
UNIVERSITY OF MINNESOTA - ENGLISH
UNIVERSITY OF MISSISSIPPI, OXFORD - ENGLISH
UNIVERSITY OF MISSOURI, COLUMBIA - ENGLISH
UNIVERSITY OF NEBRASKA, LINCOLN - ENGLISH
UNIVERSITY OF NEW MEXICO, ALBUQUERQUE - ENGLISH
NEW YORK UNIVERSITY - ENGLISH
UNIVERSITY OF NORTH CAROLINA, CHAPEL HILL - ENGLISH
UNIVERSITY OF NORTH DAKOTA, GRAND FORKS - ENGLISH
NORTHERN ILLINOIS UNIVERSITY, DE KALB - ENGLISH
NORTHWESTERN UNIVERSITY - ENGLISH
UNIVERSITY OF NOTRE DAME - ENGLISH
OHIO STATE UNIVERSITY - ENGLISH
OHIO UNIVERSITY - ENGLISH LANGUAGE AND LITERATURE
OKLAHOMA STATE UNIVERSITY, STILLWATER - ENGLISH
UNIVERSITY OF OKLAHOMA - ENGLISH
UNIVERSITY OF OREGON, EUGENE - ENGLISH LANGUAGE AND LITERATURE
PENNSYLVANIA STATE UNIVERSITY - ENGLISH
UNIVERSITY OF PENNSYLVANIA - ENGLISH
UNIVERSITY OF PITTSBURGH - ENGLISH
PRINCETON UNIVERSITY - ENGLISH
PURDUE UNIVERSITY, WEST LAFAYETTE - ENGLISH
*
(CONTINUED ON REVERSE)
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233
*
*
*
*
UNIVERSITY OF RHODE ISLAND - ENGLISH
RICE UNIVERSITY - ENGLISH
UNIVERSITY OF ROCHESTER - ENGLISH
RUTGERS UNIVERSITY, NEW BRUNSWICK - ENGLISH
SAINT LOUIS UNIVERSITY - ENGLISH
UNIVERSITY OF SOUTH CAROLINA, COLUMBIA - ENGLISH
UNIVERSITY OF SOUTHERN CALIFORNIA - ENGLISH
SOUTHERN ILLINOIS UNIVERSITY, CARBONDALE - ENGLISH
STANFORD UNIVERSITY - ENGLISH
UNIVERSITY OF FLORIDA, GAINESVILLE - ENGLISH
FLORIDA STATE UNIVERSITY, TALLAHASSEE - ENGLISH
SUNY AT BINGHAMTON - ENGLISH, GENERAL LITERATURE, AND RHETORIC
SUNY AT BUFFALO - ENGLISH
SUNY AT STONY BROOK - ENGLISH
SYRACUSE UNIVERSITY - ENGLISH
TEMPLE UNIVERSITY - ENGLISH
UNIVERSITY OF TENNESSEE, KNOXVILLE - ENGLISH
TEXAS A&M UNIVERSITY - ENGLISH
TEXAS TECH UNIVERSITY, LUBBOCK - ENGLISH
UNIVERSITY OF TEXAS, AUSTIN - ENGLISH
TUFTS UNIVERSITY - ENGLISH
TULANE UNIVERSITY - ENGLISH
UNIVERSITY OF TULSA - MODERN LETTERS
UNIVERSITY OF UTAH, SALT LAKE CITY - ENGLISH
VANDERBILT UNIVERSITY - ENGLISH
UNIVERSITY OF VIRGINIA - ENGLISH
WASHINGTON STATE UNIVERSITY, PULLMAN - ENGLISH
WASHINGTON UNIVERSITY (ST LOUIS) - ENGLISH AND AMERICAN LITERATURE
UNIVERSITY OF WASHINGTON, SEATTLE - ENGLISH
WAYNE STATE UNIVERSITY - ENGLISH
UNIVERSITY OF WISCONSIN, MADISON - ENGLISH
UNIVERSITY OF WISCONSIN, MILWAUKEE - ENGLISH
YALE UNIVERSITY - ENGLISH LANGUAGE AND LITERATURE
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234
INSTRUCTIONS
At the top of the next page please provide the 1nformat10n requested on the
highest degree you hold and your current field of specialization. You may be assured
that all information you furnish on the survey form is to be used for purposes of
statistical description only and that the confidentiality of your responses w111 be
protected.
On the pages that follow you are asked to judge 50 programs (presented in
random sequence) that offer the research-doctorate. Each program is to be evaluated
in terms of: (1) scholarly quality of program faculty; (2) effectiveness of program
in educating research scholars/scientists; and (3) change in program quality in the
last five years (see below). Although the assessment is limited to these factors,
our committee recognizes that other factors are relevant to the quality of doctoral
programs, and that graduate programs serve important purposes in addition to that
of educating doctoral candidates.
A 11st of the faculty members significantly involved in each program, the name
of the academic unit in which the program is offered, and the number of doctorates
awarded in that program during the last five years have been printed on the survey
form (whenever available). Although this 1nformat ton has been furnished to us
by the institution and is believed to be accurate, it has not been verified by our
study committee and may have a few omissions, misspellings, or other errors.
Before marking your responses on the survey form, you may find it helpful to
look over the full set of programs you are being asked to evaluate. In making your
Judgments about each program, please keep in mind the following instructions:
(1) Scholariv Oualitv of Program Facultv. Check the box next to
the term that most closely corresponds to your Judgment of the
quality of faculty in the research-doctorate program described.
Consider only the scholarly competence and achievements of the
faculty. It is suggested that no more than five programs be
Designated "distinguished."
(2) Effectiveness of Program in Educating Research Scholars/Scient1sts.
Check the box next to the term that most closely corresponds
to your Judgment of the doctoral progr~m's effectiveness in
educating research scholars/sc1ent1sts. Consider the access-
1bil1ty of the faculty, the curricula, the instruct10nal and
research facilities, the quality of graduate students, the
performance of the graduates, and other factors that contribute
to the effectiveness of the research-doctorate program.
(3) Change in Program Oualitv in Last Five Years. Check the box
next to the term that most closely corresponds to your esti-
mate of the change that has taken place in the research-
doctorate program in the last five years. Consider both the
scholarly quality of the program faculty and the effectiveness
of the program in educating research scholars/scientists. Com-
pare the quality of the program today with its quality five years
ago--not the change in the program's relative standing among
other programs in the field.
In assessing each of these factors, mark the category "Don't know well enough
to evaluate" if you are unfamiliar with that aspect of the program. It is quite
possible that for some programs you may be knowledgeable about the scholarly quality
of the faculty, but not about the effectiveness of the program or change in program
quality.
For each of the programs identified, you are also asked to 1nd1cate the extent
to which you are familiar with the work of members of the program faculty. For example,
if you recognize only a very small fraction of the faculty, you should mark the
category "Little or no familiarity."
Please be certain that you have provided a set of responses for each of the
programs identified on the following pages. The fully completed survey form should
be returned in the enclosed envelope to:
Committee on an Assessment of Ouality-Related
Characteristics of Research-Doctorate Programs
National Research Council, UH-638
2101 Constitution Avenue, N.W.
Washington, D.C. 20418
Our committee will be most appreciative of your thoughtful assessment of these research-
doctorate programs. We welcome any comments you may wish to append to the completed
survey form.
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235
PLEASE PROVIDE THE FOLLOWING INFORMATION:
HIGHEST DEGREE YOU HOLD: ( ) PH.D. ( ) OTHER (PLEASE SPECIFY)
YEAR Of HIGHEST DEGREE:
INSTITUTION OF HIGHEST DEGREE:
1
YOUR CURRENT FIELD OF SPECIALIZATION (CHECK ONLY ONE):
A. ( ) ENGLISH LANGUAGE AND LITERATURE
B. ( ) OTHER (PLFASE SPECIFY):
FORM NO . 2 116 -57
INSTITUTION: HARVARD UNIVERSITY
DEPARTMENT/ACADEMIC UNIT: ENGLISH AND AMERICAN LITERATURE AND LANGUAGE
TOTAL DOCTORATES AWARDED 1976-80: 34
FORM NO. 2116-01
PROFESSORS: Daniel AARON, William ALFRED, Herschel BAKER, W. U. BATE, Larry D. BENSON,
Warner BERTHOFF, Morton W. BLOOMFIELD, William H. BOND, Robert BRUSTEIN, Jerome H. BUCKLEY
John M. BULLITT, Stanley CAVELL, Robert H. CHAPMAN, Charles W. DUNN, Monroe ENGEL,
G. Blakemore EVANS, Robert S. FITZGERALD, Alan HEIMERT, Walter J. KAISER, John V. KELLEHER
Robert J. KIELY, Harry LEVIN, David PERKINS, Joel PORTE
ASSOCIATE PROFESSORS : James T. ENGELL
ASSISTANT PROFESSORS: Ronald BUSH, John KLAUSE, Heather MCCLAVE, Elizabeth R. MCKINSEY,
James MILLER, Albert J. VONFRANK, Robert N. WATSON
OTHER STAFF: Richard C. MARIUS
SCHOLARLY QUALITY OF PROGRAM FACULTY
EFFECTIVENESS OF PROGRAM IN EDUCATING RESEARCH
SCHOLARS/SCI ENTISTS
1. ( ) DISTINGUISHED
2. ( ) STRONG 1. ( ) EXTREMELY EFFECTIVE
3. ( ) GOOD 2. ( ) REASONABLY EffECTIVE
4. ( ) ADEQUATE 3. ( ) MINIMALLY EffeCTIYE
S. ( ) MARGINAL 4. ( ) NOT EffECTIVE
6. ( ) NOT SUffICIENT fOR DOCTORAL EDUCATION
O. ( ) DON'T KNOW WELL ENOUGH TO EVALUATE
O. ( ) DON'T KNOW WELL ENOUGH TO EVALUATE
FAMI LIARITY WITH WORK OF PROGRAM FACULTY
1. ( )
2. ( )
3. ( )
CONSIDERABLE FAMILIARITY
SOME FAMILIARITY
LITTLE OR NO fAMILIARITY
CHANGE IN PROGRAM QUALITY IN LAST FIVE YEARS
( ) BETTER THAN fIVE YEARS AGO
(.) LITTLE OR NO CHANGE IN LAST FIVE YEAR
( ) POORER THAN fIVE YEARS AGO
( ) DON'T KNOW WELL ENOUGH TO EVALUATE
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236
INSTITUTION: SUNY AT STONY BROOK FORM NO. 2116-02
DEPARTMENT/ACADEMIC UNIT: ENGLISH
TOTAL DOCTORATES AWARDED 1976-80: 69
PROFESSORS: Thomas U. J. ALTIZER, David V. ERDMAN, Thomas FLANAGAN, Donald FRY, Homer GOLDBERG,
Harvey GROSS, Jan KOTT, Thomas KRANIDAS, Richard LEVIN, Richard LEVINE, Jack LUDWIG,
Thomas MARESCA, Ruth MILLER, Louis SIMPSON, Judah STAMPFER, John THOMPSON, Herbert WEISINGER
ASSOCIATE PROFESSORS: Paul DOLAN, Edward FEISS, Clifford HOFFMAN, Aaron LIPTON, Joseph PEQUIGNEY,
Thomas ROGERS, Walter SCHEPS, Sallie SEARS, Peter SHAW, Alice WILSON, Rose ZIMBARDO
ASSISTANT PROFESSORS: Bruce BASHFORD, Diane FORTUNA, William HARRIS, David LAURENCE, Paul NEWLIN,
David SHEEHAN, Setphen SPECTOR, Susan SQUIER
SCHOLARLY QUALITY OF PROGRAM FACULTY
1. ( ) DISTINGUISHED
2. ( ) STRONG
3. ( ) GOOD
4. ( ) ADEQUATE
5. ( ) MARGINAL
6. ( ) NOT SUFFICIENT FOR DOCTORAL EDUCATION
O. ( ) DON'T KNOW WELL ENOUGH TO EVALUATE
FAMILIARITY WITH WORK OF PROGRAM FACULTY
1. ( ) CONSIDERABLE FAMILIARITY
2. ( ) SOME FAMILIARITY
3. ( ) LITTLE OR NO fAMILIARITY
EFFECTIVENESS OF PROGRAM IN EDUCATING RESEARCH
SCHOLARS/SCIENTISTS
1. ( ) EXTREMELY EFFECTIVE
2. ( ) REASONABLY EFFECTIVE
3. ( ) MINIMALLY EFFECTIVE
4. ( ) NOT EFFECTIVE
O. ( ) DON'T KNOW WELL ENOUGH TO EVALUATE
CHANGE IN PROGRAM QUALITY IN LAST FIVE YEARS
1. ( ) BETTER THAN FIYE YEARS AGO
2. ( ) LITTLE OR NO CHANGE IN LAST FIYE YEAR
3. ( ) POORER THAN FIYE YEARS AGO
O. ( ) DON'T KNOW WELL ENOUGH TO EVALUATE
INSTITUTION: PRINCETON UNIVERSITY FORM NO. 2116-03
DEPARTMENT/ACADEMIC UNIT: ENGLISH
TOTAL DOCTORATES AWARDED 1976-80: 50
PROFESSORS: Hans C. AARSLEFF, Lawrence N. DANSON, Margatet A. DOODY, John V. FLEMING,
Michael P. GOLDMAN, Samuel HYNES, Edmund KEELEY, Alvin B. KERNAN, Ulrich C. KNOEPFLMACHER,
A. Walton LITZ Jr, Richard M. LUDWIG, Thomas MCFARLAND, Henry K. MILLER, Earl MINER,
Thomas P. ROCHE Jr, Theodore R. WEISS
ASSOCIATE PROFESSORS: Maria A. DIBATTISTA, Emory ELLIOTT, William L. HOWARTH
ASSISTANT PROFESSORS: James H. AVERILL, David BROMWICH, Andrew FIGHTER, Gail GIBSON, Dorothy KLOPF
Lee C. MITCHELL, Carol ROSEN, Harry J. SOLO
SCHOLARLY QUALITY OF PROGRAM FACULTY
1. ( ) DISTINGUISHED
2. ( ) STRONG
3. ( ) GOOD
4. ( ) ADEQUATE
5. ( ) MARGINAL
6. ( ) NOT SUFFICIENT FOR DOCTORAL EDUCATION
O. ( ) DON'T KNOW WELL ENOUGH TO EVALUATE
FAMILIARITY WITH WORK OF PROGRAM FACULTY
J. ( ) CONSIDERABLE FAMILIARITY
2. ( ) SOME FAMILIARITY
3. ( ) LITTLE OR NO FAMILIARITY
EFFECTIVENESS OF PROGRAM IN EDUCATING RESEARCH
SCHOLARS/SCIENTISTS
1. ( ) EXTREMELY EFFECTIVE
2. ( ) REASONABLY EFFECTIVE
3. ( ) MINIMALLY EFFECTIVE
4. ( ) NOT EFFECTIVE
O. ( ) DON'T KNOW WELL ENOUGH TO EVALUATE
CHANGE IN PROGRAM QUALITY IN LAST FIVE YEARS
1. ( ) BETTER THAN FIVE YEARS AGO
2. ( ) LITTLE OR NO CHANGE IN LAST FIVE YEAR
3. ( ) POORER THAN FIVE YEARS AGO
O. ( ) DON'T KNOW WELL ENOUGH TO EVALUATE