Below are the first 10 and last 10 pages of uncorrected machine-read text (when available) of this chapter, followed by the top 30 algorithmically extracted key phrases from the chapter as a whole.
Intended to provide our own search engines and external engines with highly rich, chapter-representative searchable text on the opening pages of each chapter.
Because it is UNCORRECTED material, please consider the following text as a useful but insufficient proxy for the authoritative book pages.
Do not use for reproduction, copying, pasting, or reading; exclusively for search engines.
OCR for page 235
APPENDIX E
FACULTY RESEARCH SUPPORT
The names of National Science Foundation (NSF) research grant
awardees were obtained from a file maintained by the NSF Division of
Information Systems. The file provided to the committee covered all
research grant awards made in FY1978, FY1979, and FY1980 and included
the names of the principal investigator and co-principal investigators
for each award. Also available from this file was information
concerning the field of science/engineering of the research grant and
the institution with which the investigator was affiliated. This
information was used in identifying which research grant recipients
were on the program faculty lists provided by institutional
coordinators.
The names of National Institutes of Health (NIH) and Alcohol, Drug
Abuse, and Mental Health Administration (ADAMHA) research grant
recipients (principal investigators only) were obtained from the NIH
Information for Management Planning, Analysis, and Coordination
System. This system contains a detailed record of all applications
and awards in the various training and research support programs of
these agencies. For the purposes of this study, information analogous
to that available from the NSF file was extended for FY1978-80
research grant awardees and their records were matched with the
program faculty lists. Measure 13 constitutes the fraction of program
faculty members who had received one or more research grant awards
from NSF {including both principal investigators and co-principal
investigators), NIH, or ADAMHA during the FY1978-80 period.
R&D EXPENDITURES
Total university expenditures for R&D activities are available
from the NSF Survey of Scientific and Engineering Expenditures at
Universities and Colleges. A copy of the survey form appears on the
following pages.
235
OCR for page 236
236
NSf FORM 411 (Dee 1979) FORM APPROVED
OMB No. 99-R0279
NATIONAL SCI ENCE FOUNDATION
Washington, D.C. 20550
SURVEY OF SCIENTI FIC AND ENGINEERING
EXPENDITURES AT UNIVERSITIES AND COLLEGES, FY 1979
(Current and Capital Expenditures for Research,
Development, and Instruction in the Sciences and Engineering)
Organizations are requested to complete and return this Please correct if name or address has changed
form to:
NATIONAL SCIENCE FOUNDATION
~S00 G Street, N.W. (Includes aggregate data from 567
Washington, D.C. 20550 universities and colleges but ex-
This form should be returned by February 1, 1980. eludes 19 university-administered
Your cooperation in returning the survey questionnaire FFRDC's)
promptly is very important.
Financial data are requested for your institution's
1979 fiscal year.
This information is solicited under the authority of the
National Science Foundation Act of 1950, as amended.
All information you provide will be used for statistical include data for branches and all organizational units of your institution, such as
purposes only. Your response is entirely voluntary and medical schools and agricultural experiment stations. Also include hospitals or clinics
your failure to provide some or all of the information owned, operated, or controlled by universities, and integrated operationally with the
will in no way adversely affect your institution. clinical programs of your medical schools. Exclude data for federally funded research
All financial data requested on this form should be re- and development centers (FFRDC's). A separate questionnaire is included in this pack-
ported in thousands of dollars; for example, an expend- age if your institution administers an FFRDC. If you have any questions please contact
iture of $25,342 should be rounded to the nearest Jim Hoehn (202-634-4674).
thousand dollars and reported as $25
Please enter the beginning and ending dates of your institution's fiscal year for which
. . you are reporting on this form
Where exact data are not available, estimates are ac-
ceptable. Your estimates will be better than ours. through
Please note in space below:
(1 ) Any suggestions to improve the design of the survey questionnaire, (2) any suggestions to improve
the instructions, or (3) any comments on significant change in R&D in your institution.
(Attach additional sheets, if necessary.)
PLEASE TYPE O R PR I NT T AREA
NAME OF PERSON SUBMITTING THIS FORM ITLE CODE EXCH NO.
1111111111111111111 1llllllllllllllllllll 1111 111
NAME OF PERSON WHO PREPARED THIS AREA ~ ~
SUBMISSION (If different from above) TITLE CODE EXCH NO. EXT
1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1~
Please check and correct if necessary the name and address of your institution shown on the mailing label. DATE
EXT
OCR for page 237
237
ITEM 1. CURRENT EXPENDITURES FOR SEPARATELY BUDGETED RESEARCH AND
DEVELOPMENT (R&D) IN THE SCIENCES AND ENGINEERING, BY SOURCE OF
FUNDS AND BASIC RESEARCH, FY 1979 (Include indirect costs)
ITEMS 1. & 2. INSTRUCTIONS
Separately budgeted research and development (R&D) includes all funds expended for activities specifically organized to produce research outcomes
and commissioned by an agency either external to the institution or separately budgeted by an organizational unit within the institution Include
equipment purchased under research project awards as part of "current funds.'' Research funds subcontracted to outside organizations should also
be included. Exclude training grants, public service grants, demonstration projects, etc.
Under a. Federal Government. Report grants and contracts for R&D by all agencies of the Federal Government including indirect costs from these
sou roes.
Under b. State and local governments. Include funds for R&D from State, county, municipal, or other local governments and their agencies. Ir~clude
here State funds which support R&D at agricultural experiment stations.
Under c. Industry. Include all grants and contracts for R&D from profitmaking organizations, whether engaged in production, distribution, research,
service, or other activities. Do not include grants and contracts from nonprofit foundations financed by industry, which should the re-
ported under All other sources.
Under d. Institutional funds. Report funds which your institution spent for R&D activities including indirect costs from the following sources:
(1 ) General-purpose State or local government appropriations; (2) genera-purpose grants from industry, foundations, or other outside
sources; (3) tuition and fees; (4) endowment income. In addition, estimate your institution's contribution to unreimbursed indirect costs
incurred in association with R&D projects financed by outside organizations, and mandatory cost sharing on Federal and other grants.
To estimate unreimbursed indirect costs, many institutions use a university-wide negotiated indirect cost rate multiplied by the base (e.g.,
direct salaries and wages, etc.) minus actual indirect cost recoveries. If your institution now separately budgets what was previously
classified as departmental research, these data should be included in line d.
Under e. All other sources. Include foundations and voluntary health agencies grants for R&D, as well as all other sources not elsewhere classified.
Funds from foundations which are affiliated with or grant solely to your institution should be included under d. Institutional fiends.
Funds for R&D received from a health agency that is a unit of a State or local government should be reported under Stagehand local
governments. Also include gifts from individuals that are restricted by the donor to research.
Please exclude from your response any R&D expenditures in the fields of education, law, humanities, music, the arts, physical education, library
science, and all other conscience fields.
Source of funds | Hi) | Basic research
(Dollars in (Percent of
thousands) column 1)
a. Federal Government 1 110 3.431 ~ 538 73.4 %
b. State and I ocal govern men ts 1 1 25 467 311
~ Basic research is directed
c. I ndustry 1 150 19 3 794 toward an i ncrease of
knowledge; it is research
where the primary aim
d. Institutional funds 1160 of the investigator is a
716,241 fuller knowledge or un-
derstanding of the sub-
(1) Separately budgeted 1161 357 926 jeer under study rather
_ . ~ than a practical applica-
(2) Underrecovery of indirect costs and cost tion thereof.
sharing 1 162 358,315
*e. All othersources e 373,845
f. TOTAL (sum of a through e) 1100 5,182,729 68.5 %
*Combined data cell (See instructions for b and e).
Total R&D expenditures reported in line 1100 column (1) and line 1400 column (1) should be the same.
Federally financed R&D expenditures reported in line 1100column (1) and line l400 column (2) should be thesame.
CONFIDENTIALITY
Information received from
individual institutions in
lines 1161 and 1162, or es-
timates for basic research
expenditures, will not be
published or released; only
aggregate totals will appear
in publications.
OCR for page 238
238
__ ~
ITEM 2. TOTAL AND FEDERALLY FINANCED EXPENDITURES FOR SEPARATELY BUDGETED
RESEARCH AND DEVELOPMENT, BY FIELD OF SCIENCE, FY 1979 (Include indirect costs and equipment).
Field of science j Illustrativedisciplines
a. ENGINEERING
(TOTAL)
b. PHYSICAL SCIENCES (TOTAL)
__
(1) Astronomy
(2) Chemistry
1-
Aeronautical, agricultural, chemical, civil, electrical, industrial,
mechanical, metallurgical, mining, nuclear, petroleum, bio- and
I biomedical, energy, textile, architecture
L
410
1 420
1421
1422
1423
1424
1430
i 1
(3) Physics
(4) Other
c. ENVIRONMENTAL
SCI ENCES
(TOTA L)
(Dollars in thousands)
(1) TotaI
(2) Federal
Astrophysics, optical and radio, x-ray, gamma-ray, neutrino
Inorganic, organo-metallic, organic, physical, analytical, pharma-
ceutical, polymer science (exclude biochemistry)
$ 715 454
559,566
39~026
$ 474,866
448,992
26 862
? __
204,062
154,031
Acoustics, atomic and molecular, condensed matter, elementary
particles, nuclear structure, optics, plasma
_ _
Used for multidisciplinary projects within physical sciences and
for disciplines not requested separately
ATMOSPHERIC SCIENCES: Aeronomy, solar weather modifica-
tion, meteorology, extra-terrestrial atmospheres
GEOLOGICAL SCIENCES: Engineering geophysics, geology,
geodesy, geomagnetism, hydrology, geochemistry, paleomagnetism,
paleontology, physical geography, cartography' seismology, soil
sciences
OCEANOGRAPHY Chemical, geological, physical, marine geo-
physics, marine biology, biological oceanography
275, 680
236, 872
40, 798
429, 129
1
d. MATH EMATICAL AND COMPUTER SCI ENCES (TOTAL) 1440 1 145 08 7
_ _ __ .. _ ,
(1) Mathematics _ AInahr:~ :~n~lvoie ar~r~~;~l rno~l~ ~;_~ 4~ :~ - and:_
(2) Computer sciences
e. LIFE SCIENCES (TC TAL)
Algebra, analysis, applied mathematics, foundations and logic,
geometry, numerical analysis, statistics, topology
. _-
Design, development, and application of computer capabilities to
data storage and manipulation, information science
-
(1) Biological
sciences
Anatomy, biochemistry, biophysics, biogeography, ecology,
embryology, entomology, genetics, immunology, microbiology,
nutrition, parasitology, pathology, pharmacology, physical
anthropology, physiology, botany, zoology
(2) Agricultural
Agricultural chemistry, agronomy, animal science, conservation,
dairy science, plant science, range science, wildlife
A nesthesiology, card iology, endocri nol ogy gast roenterol ogy,
hematology, neurology, obstetrics. opthalmology, preventive
medicine and community health, psychiatry, radiology. surgery,
veterinary medicine, dentistry, pharmacy
Used for multidisciplinary projects within life sciences 1454
Animal behavior, clinical, educational, experimental, human
development and personality, social
(3) Medical
-
(4) Other
f. PSYCHOLOGY
(TOTAL)
-
9. SOCIAL SCI ENCES (TOTAL)
( 1 ) Econom ics
1441
1442
1450
1 451
1 452
1453
Econometrics, international, industrial, labor, agriculture', public
finance and fiscal pal icy
Regional studies, comparative government, international relations,
legal systems, political theory, public administration
Comparative and historical, complex organizations, culture and
social structure, demography, group interactions, social problems
and welfare theory
,, _ _
History of science, cultural anthropology, linguistics, socio-
economic geography
(2) Political science
(3) Sociology
(4) Other
h. OTHER SCIENCES,
n.~.c. (TOTAL) ~
To be used when the multidisciplinary and interdisciplinary
aspects make the classification under one primary field impossible
i. TOTAL (SUM of a through h) Check to insure that column totals are identical with
data reported in item 1.
31,227
307,493
94 534
_ . _,
1 65 637
,
79,450 _
2.814~ 824 _
949,993
565,697 _
_ 1460 .
_ 1470 _
_-
1471
_ . _
1 472
_
473
1474 1
480;
1
1400
1,214,442
84,692
99 732
290 057
,
85,415
39,029
72,669
92,944
128,880
5,182,729
49 043
45,491
1 810 729
. .
690,805
168,849
890,612
60,463
72.256
153~674
40,641
18,452
46,739
47,842
68,994
.431,538 1
PLEASE EXCLUDE FROM YOUR RESPONSE ANY R&D EXPENDITURES IN THE FIELDS OF EDUCATION, LAtY, HUMANITIES,
MUSIC, THE ARTS, PHYSICAL EDUCATION, LIBRARY SCIENCE, AND ALL OTHER NONSCIENCE FIELDS.
OCR for page 239
239
ITEM 3. CAPITAL EXPENDITURES FOR SCIENTIFIC AND ENGINEERING FACILITIES AND
EQUIPMENT FOR RESEARCH, DEVELOPMENT, AND INSTRUCTION,
BY FIELD OF SCIENCE AND SOURCE OF FUNDS, FY 1979
ITEM 3. INSTRUCTIONS
Report funds for facilities which were in process or completed during FY 1979. Expenditures for administration buildings, steam plants, residence
halls, and other such facilities should be excluded unless utilized principally for research, development, or instruction in engineering or in the sci-
ences. Land costs should be excluded. Exclude small equipment items in your current fund account costing approximately $300 or less per unit or
as recommended by the Joint Accounting Group (JAG) or as determined by your institutional policy; these are to be reported under items 1 and 2.
Facilities and equipment expenditures include the following: (a) Fixed equipment such as built-in equipment and furnishings; (b) movable scientific
equipment such as oscilloscopes and pulse-height analyzers; (c) movable furnishings such as desk; (d) architect's fees, site work, extension of utilities,
and the building costs of service functions such as integral cafeterias and bookstores of a facility; (e) facilities constructed to house separate com-
ponents such as medical schools and teaching hospitals; and (f) special separate facilities used to house scientific apparatus such as accelerators,
oceanographic vessels, and computers.
(Dollars in thousands)
Field of science
Total
(1)
Federal
(2)
All
other sources
(3)
a.
b.
c.
d. Mathematical and computer sciences .
e. Life sciences .
f. Psychology .
9. Social sciences
h. Other sciences, n.e.c.
Engineering
Physical sciences.
Environmental sciences.
1710
1 720
1 730
1 740
1750
1 760
1 770
1 780
1700
$ 95,399
64,551
25,293
27,465
456 477
7.803
20,932
$ 22,060
32,439
8,970
3,044
92.567
1.767
2,069
31,984 5,054
$ 729.904 1$ 167~975
$ 73,334
32,112
16,323
74,41 h
363.910
6.036
18,863
26,930
$ 561.929
i. Total (sum of a through h) .
Representative terms from entire chapter:
indirect costs
