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interim Report
Use original copy. (8 pages; shoot & strip in)
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NATIONAL RESEARCH COUNCIL
BOARD ON RADIOACTIVE WASTE MANAGEMENT
WATER SCIENCE AND TECHNOLOGY BOARD
2101 Constitution Avenue Washington, D.C. 20418
Executive Office
Mr. Mark Gilbertson
-Office of Science and Risk Policy
U.S. Department of Energy
Washington, D.C. 20585
Dear Mr. Gilbertson:
December 10, 1998
202/334-3066
At the request of the Department of Energy's (DOE's) Office of Science and Risk Policy,
the National Research Council empaneled a committee' to assist the Department in developing
a long-range science plan for subsurface contamination research sponsored bv the
Environmental Management Science Program (EMSP).~ The committee was asked by DOE to
develop an interim report- which is provided in this letterman the technical content of the
EMSP proposal call for fiscal year 1999 (FY99),3 which DOE intends to focus on subsurface
contamination problems. This interim report reflects a consensus of the committee. It has been
reviewed in accordance with the procedures of the National Research Council.4
The information used to develop this interim report was obtained from several sources.
The committee reviewed previous National Research Council reports on the EMSP.5 The
committee also held two information-gathering meetings to familiarize itself with subsurface
contamination problems at the five major DOE complex sites: Hanford, Idaho, Oak Ridge,
Rocky Flats, and Savannah River. The first meeting, which was held on September 9-10, 1998
in Washington, D.C., provided the committee with an overview of the contamination problems at
all five of these sites. The second meeting was held on November 10-12, 1998, in Augusta,
Georgia and focused on subsurface contamination problems at the Oak Ridge and Savannah
River sites. A third meeting is planned for December 15-17, 1998 to obtain additional
information on contamination problems at the Hanford, Idaho, and Nevada Test sites.
The committee also reviewed the portfolio of subsurface contamination-related research
projects supported by the EMSP since its inception in 1996.6 This information included project
'Committee on Subsurface Contamination at DOE Complex Sites:
Opportunities. The roster for this committee is given in Attachment A.
Research Needs and
ZThe committee's statement of task is given in Attachment B.
3DoE intends to publish the proposal call in the Federal Register in January 1999.
4The list of reviewers is given in Attachment C.
5Three reports were written by the Committee on Building an Environmental Management Science
Program in 1996-97. All three reports are reproduced in the report entitled Building an Effective
Environmental Management Science Program: Final Assessment (National Research Council, 1997~.
Information for this assessment was provided in two Department of Energy reports: U.S.
Department of Energy. 1998. Report to Congress on the U.S Department of Energy's Environmental
Management Science Program. DOE/EM-0357. Washington, D.C.: DOE Office of Environmental
Management; and U.S. Department of Energy. 1998. Environmental Management Science Program
Workshop. CONF-980736. Washington, D.C.: DOE Office of Environmental Management.
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titles, principal investigator names and affiliations, and project abstracts. The purpose of this
assessment was to determine the range of research problems being addressed by the program
and also to begin the process of identifying potential research gaps. This assessment was
conducted by grouping the projects into the following five subsurface contamination problem
areas defined by DOE's Subsurface Contaminants Focus Area (SCFA):7
· Locate and quantify—Detect and characterize subsurface contamination.
· Contain and stabilize Eliminate or reduce significantly the migration of
contaminants in the subsurface.
subsurface.
strategies.
Treat or destroy in situ Remediate subsurface contamination in place.
Remove hotspots Selectively remove highly contaminated zones from the
Validate performanc~Confirm the effectiveness of remediation processes or
These problem areas are being used by the SOFA to organize its subsurface
contamination technology development activities. The committee adopted this scheme for
organizing its assessment of the EMSP portfolio mainly for convenience, but also because this
scheme has the potential to provide a direct linkage between research in the EMSP and
technology development in the SOFA. The committee may decide to modify or abandon this
scheme as it continues its deliberations.
Given the limited information gathering and deliberations to date, the committee can
offer only general advice to DOE on the technical content of the FY99 proposal call. The
committee hopes that the following advice will be helpful to the Department:
1. Focus on basic research. As noted by previous National Research Council reports
(see footnote 5), the purpose of the EMSP is to foster basic research that will contribute to
successful completion of DOE's mission to cleanup the environmental contamination across the
DOE complex. The committee recommends that DOE articulate clearly the program's focus on
basic research not site-specific remediation problems in the proposal call.
2. Focus on subsurface contamination research. Although the focus of the EMSP is on
basic research, as noted above, the objective of this research program is to generate new
knowledge to support DOE's mission to remediate its contaminated sites. Some of the
Department's most significant contamination problems involve soil and groundwater that contain
DNAPLs,9 metals, and radionuclides. The Department's ability to identify and quantify
7The Subsurface Contaminants Focus Area is part of the Office of Science and Technology within
DOE's Office of Environmental Management, the latter of which has the overall responsibility for cleanup
of the weapons complex. Mr. Tom Hicks of the Subsurface Contaminants Focus Area provided the five
problem areas in a presentation at the committee's first meeting.
Research that "creates new knowledge; is generic, non-appropriable, and openly available; is often
done with no specific application in mind; requires a long-term commitment." (Allocating Federal Funds
for Basic Research, National Research Council, 1995, p. 6~.
9DNAPEs, or dense non-aqueous phase liquids, are chlorinated organic solvents such as
perchloroethylene and trichloroethylene.
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contaminant sources, predict and monitor contaminant fate, and carry out appropriate
remediation remains elusive at many sites across the DOE complex. The Department has
published several reports that highlight subsurface contamination as a significant long-term
problem.~° Moreover, the EMSP portfolio is well represented by research projects focused on
subsurface contamination problems. Thus, DOE's plan to focus the proposal call on subsurface
contamination problems seems prudent to the committee in light of the scope of these problems
across the complex.
Restricting the proposal call to subsurface contamination problems also seems prudent
to the committee in view of the limited funding available to the EMSP. About $10 million will be
available to the program in FY99, which will be sufficient to support between 20 and 30 three-
year projects., By restricting the proposal call, the Department may be able to approach a
"critical mass" of projects in its subsurface contamination research portfolio and thereby make a
significant contribution to solving difficult and costly problems at its sites.
3. Complex-wide focus. It is apparent to the committee that DOE still faces significant
subsurface contamination problems at all five of its major sites. Some problems, like DNAPL
and tritium contamination in groundwater, are common to all five sites, whereas other problems,
such as mercury contamination in soil, appear to be less common across the complex.
Moreover, all five sites have different geological, hydrological, and climatic conditions and, thus,
are in some senses unique. If the EMSP is to make a significant long-term contribution to the
Department's mission to cleanup all of its sites, the proposal call should encourage the
submission of research ideas that address significant subsurface contamination problems
across the complex. That is, the proposal call should encourage the submission of proposals
that tackle significant science problems that are relevant to any DOE site.
A proposal call with a complex-wide focus would have at least one practical benefit for
the EMSP namely, it likely would increase the quality of the proposal pool. A complex-wide
call likely would generate a better selection of proposals from researchers across the nation.
The Department could then use its merit and relevance review processes to select for funding
those projects that are likely to have highly significant impacts on both science and the cleanup
mission as a whole. A more restricted proposal call likely would attract only proposals from
researchers who happened to be acquainted with problems at the sites covered in the call. A
proposal call with a complex-wide focus would increase competition among research ideas and
thereby increase the overall quality of the EMSP research portfolio.
Although the committee recommends a complex-wide focus for the proposal call, it also
believes that researchers should be encouraged to demonstrate a linkage between their
research projects and significant contamination problems at DOE sites. Researchers could
'°See, for example, U.S. Department of Energy. 1997. Linking Legacies: Connecting the Cold War
Nuclear Weapons Production Processes to Their Environmental Consequences. DOE/EM-0319.
Washington, D.C.: DOE Office of Environmental Management; and U.S. Department of Energy. 1998.
Accelerating Cleanup: Paths to Closure. DOE/EM-0362. Washington, D.C.: DOE Office of Environmental
Management.
"Information received from Mark Gilbertson, Director of the Office of Science and Risk Policy, at the
committee's second meeting.
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establish this linkage in a variety of ways for example, by elucidating the scientific problems to
be addressed by the proposed research and explaining how the solution of these problems
could improve remediation capabilities. Of course, given the nature of basic research, there will
not always be a clear pathway between research results and application to site remediation.
Nevertheless, the committee believes that this linkage exercise will help researchers focus their
proposals on those key scientific problems that have significant implications for site remediation
and, moreover, that the linkage information provided in the proposals will help the Department
assess project relevance.
4. Science problems in the proposal call. Although the committee concurs with DOE's
plan to focus the proposal call on subsurface contamination problems, as noted previously, the
committee is not yet ready to make specific recommendations on a science plan for subsurface
contamination research that plan will be the subject of the committee's final report. Therefore,
the committee believes that the call should be written to encourage the submission of new and
innovative basic research ideas that address science problems relevant to all five of the
subsurface contamination problem areas described above.
In its preliminary assessment of the EMSP portfolio, the committee has observed that
there are relatively few basic research projects in the validate performance and possibly the
remove hotspots problem areas, although the committee's assessment of the latter category is
continuing. In the context of the EMSP, validate performance concerns the ability to confirm the
performance or behavior of a physical, chemical, or biological process or a technology at a
contaminated site. Basic science can contribute to performance validation through the
investigation and development of new or improved tools and methodologies for confirming
behavior or performance in the field. There are a number of underlying theoretical and
experimental issues of interest—for example, understanding the pre-remediation conditions at a
contaminated site and the fundamental hydrogeological, chemical, and biological controls on
site or contaminant behavior, how these change during site remediation, and which tests or
measurements are sensitive to the behaviors of concern.
The inability to confirm such behavior or performance at a contaminated site is one of
the primary reasons for the Department's difficulty in prescribing appropriate and cost-effective
remediation and monitoring strategies. Moreover, once a remediation action is underway, the
Department often lacks methods to measure and confirm the efficacy of the approach.
Deployment of new remediation technologies may depend to a great extent on the Department's
ability to validate their effectiveness—and provide evidence of remediation efficacy to regulators
and other stakeholders.
The committee views the basic science issues underlying the validate performance
problem area as a research opportunity for the EMSP. This problem area is under-represented
in the current EMSP portfolio, and new knowledge obtained through the program could lead to
significant improvements in remediation capabilities.
42The idea that lack of process validation can limit technology application also is discussed in the
National Research Council report entitled Innovations in Ground Water and Soil Cleanup (National
Research Council, 1997~.
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Although the committee recommends that the call focus on new and innovative research
proposals on the entire spectrum of subsurface contamination problems, the committee
suggests that the call also indicate DOE's receptiveness to the submission of new research
ideas that address the basic science aspects of performance validation.
Sincerely,
-
Jew
Attachment A: Roster of Committee Members
Attachment B: Statement of Task
Attachment C: List of Reviewers
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Jane C.~. Long, Chair
James K. Mitchell, Vice-Chair
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Mr. Mark Gilbertson
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Attachment A
ATTACHMENT A
COMMITTEE ROSTER
COMMITTEE ON SUBSURFACE CONTAMINATION AT DOE COMPLEX SITES:
RESEARCH NEEDS AND OPPORTUNITIES
JANE C.S. LONG, CHAIR, Mackay School of Mines, University of Nevada, Reno
JAMES K. MITCHELL, VICE CHAIR, Virginia Polytechnic Institute and State University,
Blacksburg
RANDALL J. CHARBENEAU, University of Texas, Austin
JEFFREY J. DANIELS, The Ohio State University, Columbus
JACK N. FISCHER, Hydrologic Consultant, Oakton, Virginia
TISSA H. ILLANGASEKARE, Colorado School of Mines, Golden
MRON L. MILLS, University of Virginia, Charlottesville
DONALD T. REED, Argonne National Laboratory, Illinois
JEROME SACKS, National Institute for Statistical Sciences, Research Triangle Park, North
Carolina
BRIDGET R. SCANLON, Bureau of Economic Geology, University of Texas, Austin
LEON T. SILVER, California Institute of Technology, Pasadena
CLAIRE WELTY, Drexel University, Philadelphia, Pennsylvania
Staff
KEVIN D. CROWLEY, Study Director and Director, Board on Radioactive Waste Management
STEPHEN D. PARKER, Director, Water Science and Technology Board
SUSAN B. MOCKLER, Research Associate, Board on Radioactive Waste Management
PATRICIA A. JONES, Senior Project Assistant, Board on Radioactive Waste Management
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Attachment B
ATTACHMENT B
STATEMENT OF TASK
COMMITTEE ON SUBSURFACE CONTAMINATION AT DOE COMPLEX SITES:
RESEARCH NEEDS AND OPPORTUNITIES
The objective of this study is to develop a science plan for subsurface contamination
research sponsored by DOE's EM Science Program. This science plan will describe the
significant subsurface contamination problems at DOE sites that cannot be addressed with
current technologies, identify the knowledge gaps relevant to these problems, and develop a
research plan to fill these gaps. This plan will take account of research being sponsored by
other federal and state agencies and will identify those areas of research where the EM Science
Program can make significant contributions to addressing DOE's problems and adding to
scientific knowledge generally.
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Attachment C
ATTACHMENT C
LIST OF REVIEWERS
This letter report has been reviewed in draft form by individuals chosen for their diverse
perspectives and technical expertise, in accordance with procedures approved by the NRC's
Report Review Committee. The purpose of this independent review is to provide candid and
critical comments that will assist the institution in making the published report as sound as
possible and to ensure that the report meets institutional standards for objectivity, evidence,
and responsiveness to the study charge. The review comments and draft manuscript remain
confidential to protect the integrity of the deliberative process. We wish to thank the following
individuals for their participation in the review of this report:
John F. Ahearne, Sigma Xi, The Scientific Research Society and Duke University,
Research Triangle Park, North Carolina
Richelle Allen-King, Washington State University, Pullman
George M. Hornberger, University of Virginia, Charlottesville
Richard G. Luthy, Carnegie Mellon University, Pittsburgh, Pennsylvania
Norine E. Noonan, U.S. Environmental Protection Agency, Washington, D.C.
While the individuals listed above have provided constructive comments and suggestions, it
must be emphasized that responsibility for the final content of this report rests entirely with the
authoring committee and the institution.
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