Intended to provide our own search engines and external engines with highly rich, chapter-representative searchable text on the opening pages of each chapter. Because it is UNCORRECTED material, please consider the following text as a useful but insufficient proxy for the authoritative book pages.
Do not use for reproduction, copying, pasting, or reading; exclusively for search engines.
OCR for page 1
Page 1 Executive Summary Institute of Medicine Study on the Elimination of Tuberculosis in the United States STATEMENT OF TASK The study will review the current state of tuberculosis mortality, morbidity, and prevention/control efforts in the United States, with special emphasis on regional and other variations; assess special challenges and solutions for the high proportion of U.S. cases of TB [tuberculosis] in foreign-born persons; and review the current state of research and development in the United States on new diagnostics and therapeutics for TB prevention, control, and elimination; review the extent of multidrug-resistant tuberculosis and analyze factors that contribute to its development; and examine the role of the United States in international efforts at tuberculosis control. The committee will develop conclusions and recommendations regarding: a framework to guide a national campaign to eliminate TB in the United States; region-specific action steps required to work towards that goal; research needs and priorities for national TB elimination; information for health care providers and the public regarding the importance of vigilant and continued attention to TB control; health plan (fee-for-service and managed care) responsibilities for TB prevention and control; federal, state, and local public health policy maker's responsibilities and options regarding infrastructure needs; and strategies for U.S. contributions to worldwide TB prevention and control, leading to worldwide TB elimination.
OCR for page 2
Page 2 Tuberculosis, an infectious disease caused by Mycobacterium tuberculosis, has plagued humanity since before recorded history and, globally, is still the leading infectious cause of death. As social and economic conditions began to improve in Europe and North America in the late 19th century, tuberculosis rates began to decline in the late 1800s and early 1900s and in the 1930s public health experts began to speculate about the possibility of elimination of this dread disease. Later, with the discovery of antimicrobial agents effective for the treatment of tuberculosis, the elimination of the disease seemed achievable. Plans for tuberculosis elimination were advanced, first to take advantage of the closing of no-longer-needed tuberculosis hospitals and sanatoriums to fund an aggressive drive against tuberculosis in the 1960s and then to take advantage of the retreat of tuberculosis into focal pockets in the United States and strive for elimination in the 1980s. None of these calls for elimination was heeded, and, to the contrary, categorical federal funding for tuberculosis was eliminated in 1972. The price of the neglect reflected in the funding reductions was a resurgence of tuberculosis throughout the United States. This increase in tuberculosis incidence was greatest in places where the tuberculosis and human immunodeficiency virus epidemics overlapped and where new immigrants from countries with high rates of tuberculosis tended to settle. However, without question the major reason for the resurgence of tuberculosis was the deterioration of the public health infrastructure essential for the control of tuberculosis. It has been estimated that the monetary costs of losing control of tuberculosis were in excess of $1 billion in New York City alone. Not only was the increase in the number of cases of tuberculosis great concern, but also of rising concern was the specter of multidrug-resistant tuberculosis, a form of the disease that requires treatment with less effective, toxic, and expensive drugs and that is often fatal. In the past 6 to 7 years the decline in number of cases of tuberculosis has resumed, and all-time lows in both the number and incidence of cases have been achieved, clearly a laudable achievement. The question now confronting the United States is whether another cycle of neglect will be allowed to begin or whether, instead, decisive action will be taken to eliminate the disease. At a minimum, strategies for tuberculosis control will have to adapt to a declining incidence and the changing health care environment. For example, the private sector is becoming increasingly involved in both tuberculosis treatment and tuberculosis prevention, which will require effective programs of training and education for private sector clinicians, patients, and targeted segments of the general public. The increasing reliance on managed care will require changes in approaches to tuberculosis treatment but will also offer opportunities to ensure quality of care through effective contracts and clinical standards. Health departments will need to develop approaches to integrating tu
OCR for page 3
Page 3 berculosis control with other public health programs while maintaining the capacity and focus to ensure program effectiveness. The changes outlined above will enable a continuation of the decline in the number and rates of tuberculosis; however, because they fall well short of the goal of elimination, the nation will continue to be susceptible to another resurgence when interest inevitably wanes or perturbations in epidemiological circumstances occur. To begin advancing toward the elimination of tuberculosis, aggressive new efforts must be implemented to identify those who are at the greatest risk of disease through targeted programs of tuberculin skin testing coupled with treatment for latent tuberculosis infection. The highest priority is the identification and treatment of infected contacts of individuals with infectious cases of active tuberculosis. In many parts of the country foreign-born individuals from countries with high rates of tuberculosis also make up a high-priority group; however, because the epidemiology of the disease varies from place to place within the United States, other high-risk groups must be identified locally. Prevention of tuberculosis in foreign-born immigrants from countries with high rates of tuberculosis presents a challenge. The proportion of U.S. cases among individuals in this group is steadily increasing, and soon more than half of all cases of tuberculosis in the United States will be among foreign-born individuals. To address the disease among some foreign-born individuals with tuberculosis, those applying for immigrant visas could be required to undergo tuberculin skin testing as part of the medical examination already required for immigrants to the United States and could be required to complete examination and treatment for tuberculosis or latent tuberculosis infection (when indicated) before receiving documents for permanent U.S. residency. This takes advantage of procedures already required at the time of immigration and identifies individuals during their period of highest risk for tuberculosis, the immigrant's first 5 years in the United States. Unquestionably, such a policy will be difficult to implement. New resources will be required for health departments to review or conduct medical examinations for newly arrived immigrants and to ensure that treatment is appropriately prescribed and supervised. The Centers for Disease Control and Prevention (CDC) and the Immigration and Naturalization Service (INS) will also require new resources to provide the training and quality assurance necessary to conduct the overseas screening and to ensure the efficient flow of information to health departments. Approaches to implementation of this program should proceed in a stepwise fashion through a series of pilot studies, with each demonstrating effective implementation procedures. Despite the recognized difficulty, an analysis of the effect of this approach demonstrates that it is likely to have a substantial impact on the decline in the rate of tuberculosis in the United States. Not only will screening and treatment of foreign-
OCR for page 4
Page 4 born individuals target an epidemiologically important group in the United States, but it also will develop and promote the infrastructure needed for aggressive programs of prevention for other high-risk populations already in the United States. However, even these efforts will not lead to the elimination of tuberculosis. Elimination of tuberculosis will require continued research and the development of new tools. The past decade has seen increased resources for tuberculosis research. Recently, the complete genome of M. tuberculosis has been sequenced, providing a wealth of information and setting the stage for truly meaningful and important advances in tuberculosis prevention, diagnosis, and treatment. Globally, the focus has been on the development of a vaccine. However, for the United States the greater needs are for better tests for the diagnosis of latent tuberculosis infection and the identification of individuals who are at the greatest risk of developing active tuberculosis. Advances such as these, together with more effective treatment of latent infection, will lead to the elimination of tuberculosis in the United States. Elimination of tuberculosis in the United States will also require that the global pandemic of tuberculosis be addressed effectively. As noted earlier, tuberculosis is a leading cause of death worldwide, even though it is a readily treatable and preventable disease. Moreover, the World Bank has identified treatment of tuberculosis as highly cost-effective. The United States must increase its engagement in the global effort to control tuberculosis through participation in multilateral efforts, such as the Stop TB Initiative, and through bilateral initiatives with countries where the rates of tuberculosis are high and that present special circumstances, such as Mexico, which shares a large land border with the United States. The key to achieving tuberculosis elimination will be through social mobilization and maintaining the public interest and commitment necessary to provide sufficient resources for the effort. The tendency to shift attention and resources away from the elimination of tuberculosis will increase as the number of cases decreases. Only an aggressive effort aimed at building political commitment can prevent the elimination of funding for tuberculosis research and before the elimination of the disease, leading to yet another period of neglect. The committee agrees with the current policy, advocated by the Advisory Council for the Elimination of Tuberculosis, of committing to the goal of eliminating tuberculosis in the United States, defined as a case rate of less than 1 per 1 million population per year. This plan was updated in a 10-year review published by the Council in 1999 in the Morbidity and Mortality Weekly Report (MMWR) and this report supports their conclusions. The magnitude of this task is clear. Even if intensified tuberculosis
OCR for page 5
Page 5 control efforts increase the annual rate of decline from the current 7.5 percent to a 10 percent rate of decline for the next 10 years new tools are developed during that time and those new tools result in a doubling of the annual rate of decline to 20 percent thereafter, it will still take until 2035 to reach the target for tuberculosis elimination. To achieve the goal of tuberculosis elimination in the United States the committee recommends steps that fall into five main categories: 1. Maintaining control of tuberculosis while adapting to a declining incidence of disease and changing systems of health care financing and management. 2. Speeding the decline of tuberculosis and advance toward the elimination of tuberculosis through increased efforts related to targeted tuberculin skin testing and treatment of latent infection. 3. Developing the tools needed for the ultimate elimination of tuberculosis, new diagnostic tests, particularly for diagnosis of infection, new treatments, and an effective vaccine. 4. Increasing U.S. engagement in global efforts to control elimination. 5. Mobilizing support for elimination and regularly measuring progress toward that goal. MAINTAINING CONTROL The control of tuberculosis requires the ability to identify and cure individuals with active tuberculosis. The current decline in the number of cases and rates of tuberculosis would indicate that most jurisdictions in the United States are achieving this objective, usually by using a patient-centered approach to therapy and ensuring that patients complete treatment. However, as the numbers of cases decline it will become increasingly difficult to maintain expertise in tuberculosis control and provide a focus within the public health system for the surveillance and management of infectious individuals. These challenges, however, are occurring at the same time that systems of health care financing are changing, including an increasing reliance on managed care organizations and private providers for the delivery of medical services. Those with tuberculosis are eligible for Medicaid, and many health departments are taking advantage of this to fund a variety of services, including directly observed therapy. In addition, tuberculin skin testing and treatment of latent infection are eligible for Medicaid reimbursement. Medicaid, Medicare, and other insurance plans could be important sources of funds for expanded tuberculosis prevention programs. An important aspect of Medicaid funding is that, as an entitlement, the funding provided grows with the number of patients served and is theoretically unlimited.
OCR for page 6
Page 6 The loss of categorical funding for tuberculosis was a major factor in the decline in the tuberculosis control infrastructure and the subsequent resurgence of tuberculosis in the 1980s and 1990s. Categorical funding will ensure that support for tuberculosis control is not neglected again and can also be justified on the basis of the fact that tuberculosis is a serious, infectious disease spread through casual contact and requires a national approach for its control. However, as the number of cases declines, increased integration of tuberculosis with other public health activities will be required in some areas. Bureaucratic obstacles to shared resources (e.g., use of cofunding for personnel or facilities with funds from multiple programs) need to be identified and eliminated to allow the more efficient use of financial and other resources. It is also important to maintain funding to maintain activities at their current levels. Level funding for tuberculosis control programs can result in de facto cuts in funding because of the high rates of inflation associated with medical services and can put the current decline in the numbers of cases at risk. (Note: The first digit in the recommendation number refers to the chapter in the report that contains the recommendation and supporting information.) Recommendation 3.1 To permanently interrupt the transmission of tuberculosis and prevent the emergence of multidrug-resistant tuberculosis, the committee recommends that All states have health regulations that mandate completion of therapy (treatment to cure) for all patients with active tuberculosis. All treatment be administered in the context of patient-centered programs that are based on individual patient characteristics. Such programs must be the standard of care for patients with tuberculosis in all settings. Recommendation 3.2 To ensure the most efficient application of existing resources, the committee recommends that New program standards be developed and used by CDC and state and local health departments to evaluate program performance. Standardized, flexible case management systems be developed to provide the information needed for the evaluation measurements. These systems should be integrated with existing case management systems and other automated public health data systems whenever possible.
OCR for page 7
Page 7 Recommendation 3.3 To make further progress toward the elimination of tuberculosis in regions of the country experiencing low rates of disease, the committee recommends that Tuberculosis elimination activities be regionalized through a combination of federal and multistate initiatives to provide better access to and more efficient utilization of clinical, epidemiological, and other technical services. • Protocols and action plans be developed jointly by CDC and the states for use by state and local health departments to enable planning for the availability of adequate resources. State and local health departments develop case management plans to ensure a uniform high quality of care for patients with tuberculosis and tuberculosis infection in their jurisdictions. Recommendation 3.4 To maintain quality in tuberculosis care and control services in an era of increased use of managed care systems and privatization of services, the committee recommends that When it is determined that tuberculosis diagnosis and treatment services can be provided more efficiently outside of the public health department, the delivery of such services be governed by well-designed contracts that specify performance measures and responsibilities. Federal categorical funding for tuberculosis control be retained. Funding at the local level should provide sufficient dedicated resources for tuberculosis control but should be structured to provide maximum flexibility and efficiency. Both public and private health insurance programs be billed for tuberculosis diagnostic and treatment services whenever possible but tuberculosis services should never be denied due to a patient's inability to make a co-payment. Recommendation 3.5 To promote a well-trained medical (in a broad sense) workforce and educated public, the committee recommends that The Strategic Plan for Tuberculosis Training and Education, which contains the blueprint that addresses the training and educational needs for tuberculosis control, be fully funded. Programs for the education of patients with tuberculosis be developed and funded. Funding be provided for government, academic, and nongovernmental agencies to work in collaboration with international partners to develop training and educational materials.
OCR for page 8
Page 8 SPEEDING THE DECLINE After ensuring the control of tuberculosis through the provision of adequate treatment of individuals with active tuberculosis, the second priority is targeted tuberculin skin testing and treatment of latent infection, which includes the identification and treatment of contacts. This measure serves to protect the health of the individual and will accelerate the decline in tuberculosis case rates. Previously, tuberculosis was believed to be largely transmitted through prolonged, close exposure, such as in the household. Recent experience has demonstrated, however, that there are many instances of M. tuberculosis transmission occurring outside the household, in a variety of environments. Therefore, the search for persons newly infected with M. tuberculosis (contact investigation) must be broadened. The proportion of new tuberculosis cases in the United States among foreign-born individuals has been steadily increasing. The period of greatest risk of tuberculosis for individuals who immigrate to the United States from countries with high rates of tuberculosis is during their first 5 years in this country. Recent guidelines from CDC have emphasized the importance of identifying immigrants from high-incidence countries as soon as possible after their arrival in the United States and providing them with tuberculin skin testing and treatment for latent infection, when indicated. The addition of tuberculin skin testing to the medical evaluation for immigrant visa applicants from countries with high rates of tuberculosis and linking of evaluation and treatment for tuberculosis to receipt of permanent residency status could facilitate this process. The committee discussed this recommendation at great length and recognizes that this will entail a difficult and complicated process and will require significant additional resources for state and local health departments, CDC, and INS. Such a program may need to be implemented in a stepwise fashion, by using pilot programs that focus on the highest-risk populations, upgrading the capacities of local health departments and CDC and INS systems, and carefully evaluating the results. In addition, it will be important to collect data concerning the safety among recent immigrant populations of the new short-course regimens that may be the preferred treatment. The extraordinarily high risk of tuberculosis in newly arrived immigrants from high-incidence countries justifies this effort. The majority of inmates of correctional facilities have demographic characteristics that put them at higher risk of having tuberculosis infection. The importance of preventing cases of tuberculosis in correctional facilities is magnified by the ease with which new infections can be transmitted, should an infectious case of tuberculosis occur in the close setting of a jail or prison.
OCR for page 9
Page 9 Increased testing and treatment for contacts, newly arrived immigrants, and inmates of correctional facilities will have significant impacts but there will still be high-risk populations who must be identified locally. These include groups such as HIV-infected individuals, homeless people, intravenous drug abusers, and undocumented immigrants. Successful programs for targeted testing and treatment of latent infection have been designed for these populations and many involve close collaboration with the community-based organizations, neighborhood health centers, and private providers that already provide medical care to these individuals. Recommendation 4.1 To limit the spread of tuberculosis from infectious patients to their contacts, the committee recommends that more effective methodologies for the identification of persons with recently acquired tuberculosis infection, especially persons exposed to patients with new cases of tuberculosis, be developed and efforts be increased to evaluate appropriately and treat latent infection in all persons who meet the criteria for treatment for such infections. Recommendation 4.2 To prevent the development of tuberculosis among individuals with latent tuberculosis infection, the committee recommends that Tuberculin skin testing be required as part of the medical evaluation for immigrant visa applicants from countries with high rates of tuberculosis, a Class B4 immigration waiver designation be created for persons with normal chest radiographs and positive tuberculin skin tests, and all tuberculin-positive Class B immigrants be required to undergo an evaluation for tuberculosis and, when indicated, complete an approved course of treatment for latent infection before receiving a permanent residency card (“green card”). Implementation should be in a stepwise fashion and pilot programs should evaluate strategies and assess costs. Tuberculin testing be required of all inmates of correctional facilities and completion of an approved course of treatment, when indicated, be required, with referral to the appropriate public health agency for all inmates released before completion of treatment. Programs of targeted tuberculin skin testing and treatment of latent infection be increased for high-incidence groups, such as HIV-infected individuals, undocumented immigrants, homeless individuals, and intravenous drug abusers, as determined by local epidemiological circumstances.
OCR for page 10
Page 10 DEVELOPING NEW TOOLS Tuberculosis elimination is not possible with the tools that are available currently. Fortunately, an investment in the development of a tuberculosis research infrastructure and expertise during the past 7 years has the research community poised for progress in the development of new tools and strategies. The first priority area for research is development of an understanding of latent infection. The ability to identify individuals who are truly infected with M. tuberculosis and who are at risk for disease will tremendously simplify the process of tuberculosis elimination in the United States. An important area of research that has been lacking is behavioral and social science research targeted toward understanding and improving patient adherence with therapy. This is an increasingly complex and troublesome question as the characteristics of tuberculosis patients change and become ever more varied. The committee estimates that the National Institutes of Health (NIH), CDC, the U.S. Food and Drug Administration, and the U.S. Agency for International Development annual research budgets for tuberculosis will have to be increased to approximately $280 million (approximately tripled). Moreover, industry and private foundations must substantially increase their investments in basic and applied research to achieve the recommendations presented above. To enable the most efficient use of the increased funds, the increase should be phased in and then maintained over a significant time period. Recommendation 5.1 To advance the development of tuberculosis vaccines, the committee recommends that the plans outlined in the Blueprint for Tuberculosis Vaccine Development, published by NIH in 1998, be fully implemented. Recommendation 5.2 To advance the development of diagnostic tests and new drugs for both latent infection and active disease, action plans should be developed and implemented. CDC should then exploit its expertise in population-based research to evaluate and define the role of promising products. Recommendation 5.3 To promote better understanding of patient and provider nonadherence with tuberculosis treatment recommendations and guidelines, a plan for a behavioral and social science research agenda should be developed and implemented. Recommendation 5.4 To encourage private-sector product development, the global market for tuberculosis diagnostic tests, drugs,
OCR for page 11
Page 11 and vaccines should be better characterized and access to these markets for these new products should be facilitated. Recommendation 5.5 To define the applicability of any new tools to the international arena and facilitate their development, the U.S. Agency for International Development (AID), NIH, and CDC should build upon international relationships and expertise to conduct research. ENGAGING IN GLOBAL TUBERCULOSIS CONTROL Tuberculosis is a leading cause of death worldwide, even though it is a readily treatable and preventable disease. Although an altruistic argument for promoting the global control of tuberculosis can easily be advanced, worldwide control of this disease is also in the nation's selfinterest. The proportion of foreign-born patients with tuberculosis in the United States has been steadily increasing. In 1998, 41 percent of all patients with tuberculosis were foreign-born. It benefits the United States to help strengthen tuberculosis control programs globally, particularly in the countries that are the sources of the most tuberculosis cases imported into the United States. Tuberculosis will not be eliminated in the United States until the worldwide pandemic is brought under control. Recommendation 6.1 To decrease the number of foreign-born individuals with tuberculosis in the United States, to minimize the spread and impact of multidrug-resistant tuberculosis, and to improve global health, the committee recommends that The United States expand and strengthen its role in global tuberculosis control efforts, contributing to these efforts in a substantial manner through bilateral and multilateral international efforts. The United States contribute to global tuberculosis control efforts through targeted use of financial, technical, and human resources and research, all guided by a carefully considered strategic plan. The United States work in close coordination with other government and international agencies. In particular, the United States should continue its active role in and support of the Stop TB Initiative. AID, CDC, and NIH should jointly develop and publish strategic plans to guide U.S. involvement in global tuberculosis control efforts.
OCR for page 12
Page 12 MOBILIZING SUPPORT FOR ELIMINATION The United States has a long history of social mobilization efforts in support of tuberculosis control. Social mobilization provides for the enlistment and coordination of efforts by myriad groups and individuals. Advocacy to influence policy makers and education of patients, health care providers, and the general public are critical activities. An ad hoc World Health Organization committee identified the lack of political will on the part of national governments as a fundamental constraint to developing and sustaining effective tuberculosis control programs. Social mobilization is necessary to build and sustain political will in the United States and can lead to similar efforts internationally. Recommendation 7.1 To build public support and sustain public interest and commitment to the elimination of tuberculosis, the committee recommends that CDC significantly increase resources for activities to secure and sustain public understanding and support for tuberculosis elimination efforts at the national, state, and local levels, including programs to increase knowledge among targeted groups of the general public. Recommendation 7.2 To increase the effectiveness of mobilization efforts the committee recommends that the National Coalition for the Elimination of Tuberculosis continue to provide leadership and oversight and that CDC continue to work in collaboration with the coalition to secure the support and participation of nontraditional public health partners, ensure the development of state and local coalitions, and evaluate public understanding and support for tuberculosis elimination efforts with the assistance of public opinion research experts. Recommendation 7.3 To assess the impacts of these recommendations and to measure progress toward accomplishing the elimination of tuberculosis, the committee recommends that, 3 years after the publication of this report and periodically thereafter, the Office of the Secretary of Health and Human Services conduct an evaluation of the actions taken in response to the recommendations in this report.
Representative terms from entire chapter: