Below are the first 10 and last 10 pages of uncorrected machine-read text (when available) of this chapter, followed by the top 30 algorithmically extracted key phrases from the chapter as a whole.
Intended to provide our own search engines and external engines with highly rich, chapter-representative searchable text on the opening pages of each chapter.
Because it is UNCORRECTED material, please consider the following text as a useful but insufficient proxy for the authoritative book pages.
Do not use for reproduction, copying, pasting, or reading; exclusively for search engines.
OCR for page 167
5
Alternative Mobile-Source
Emissions Mocleling Techniques
IN ADDITION TO MOBILE, numerous other computer models that estimate
vehicle emissions have been developed over the years. Several of these
models are regional in nature, simulating emissions over large areas, and
others are far more microscale, simulating emissions along a corridor, at
an intersection, or from an individual transportation project. This chapter
briefly describes these alternative mobile- source emissions models, with a
focus on defining key differences between MOBILE and the alternatives.
Further, this chapter builds upon the transportation and emissions-model
integration issues introduced in Chapter 2, defining how mobile-source
emissions inventories can be generated at different levels of detail.
CALIFORNIA AIR RESOURCES BOARD MOTOR-VEHICLE
EMISSIONS INVENTORY SUITE
The Clean Air Act allows California to adopt more restrictive automo-
bile and fuel standards. This motivated the California Air Resources
Board (CARB) to develop a mobile-source emissions model that more close-
ly reflected their standards. The California model also integrates data
sets for region-specific fleet characteristics and travel, allowing it to con-
tain the activity data necessary to estimate both emissions factors as well
as inventories. Below is a brief description of their motor-vehicle emis-
767
OCR for page 168
7 68 MODELING MOBILE-SOURCE EMISSIONS
signs inventory (MVEI) suite, as well as a discussion of the differences be-
tween the California approach and MOBILE.
Overview and Recent History of MVEI
The current version of the CARB mobile-source emissions inventory
model is designated as MVEI7G (CARB 1996b). This is actually a suite of
models consisting of the following components, their relationship is shown
in Figure 5-1:
· CALIMFAC is used to compute the basic emissions rates for light-
and medium-duty gasoline-powered vehicles. The output of CALIMFAC is
a set of regression equations giving the emissions rates as a function of
calendar year for these vehicles.
· WEIGHT calculates the distribution of vehicles, starts, and vehicle
miles traveled MAT) by model year and vehicle category.
· EMFAC calculates all emissions rates (exhaust, evaporative, and tire
and brake wear) for a specified calendar year for all vehicle types. These
rates are computed as a function of vehicle speed and temperature.
· BURDEN calculates the emissions inventory (tons/ day) for a speci-
fied county, air basin, or the entire state.
One significant difference between the structure of the MOBILE pro-
gram and the CARB model is the addition of an emissions inventory mod-
ule, BURDEN. The U.S. Environmental Protection Agency's (EPA's)
MOBILE model is designed to compute the emissions rates from vehicles.
This is the function performed by CARB's EMFAC module. MOBILE has
default distributions for the fraction of VMTs by various vehicle classes
and model years.
The new version of the CARB emissions factor mode] is EMFAC2000.
This model has a large amount of area-specific data to compute vehicle
activity in various areas of the state. Preliminary results from this model
show significant increases in emissions, with statewide inventories for on-
road vehicles increasing 68% for CO, 78% for VOCs, and 93% for NOX.
Emissions Categories
MVEI provides estimates of gaseous and particulate emissions. Gas-
eous species are volatile organic compounds (VOCs), carbon monoxide
(CO), oxides of nitrogen (NOX), and sulfur dioxide. VOCs can be expressed
as total hydrocarbons (HC), nonmethane hydrocarbons, or reactive organic
OCR for page 169
769
l ~
.o ~
to 0)
Q_
.m
~ _
a'
a'
Q
cn
.>
Q
~ a,
.0 ~
3! m
E ~
At: a
U)
o
._
U)
U)
._
U)
a, 0 e~ ~ .
O ~ ~
o
.~
_. g
E
._
o
lo, _
In
l:5
o
o
LL
~:
m
. -
U)
Q
o
¢D
_
. ~
.0 tn
~n O
.`n ~
LL]
41.0
tr
a)
tn
CC
m
~ !
_
LL
~:
U' ~
)
· .
.o
iL~
o
o
111
O U'
a) t'
E
a
Ct
o
._
*
cn ~
. - c]
a)
~:
a,
a) tn
—(D '
- ('
¢
v
a~
c)
o
~Q
o
cd
o
a~
c)
5-
o
a
¢
'e
·—l
'
c~
v
o
a
c~
~Q
1
l_
OCR for page 170
~ 70 MODELING MOBILE-SOURCE EMISSIONS
gases. Only total hydrocarbons are actually computed; adjustment factors
are used to obtain the other VOCs measures. (The differences among the
various terms used for classifying organic compounds is shown in Appen-
dix B.) MVEI computes emissions of lead, total exhaust p articulate s, and
particulate emissions from tire wear and brake dust. It also computes fuel
consumption. It does not compute refueling emissions. In California, refu-
eling emissions are considered a stationary source and are handled as a
separate part of the inventory. EMFAC2000 will include computations of
carbon dioxide emissions.
In EMFAC2000, emissions are computed for passenger cars, eight
weight classes of trucks, school buses, urban buses, motorcycles, and
motor homes. Vehicle classes are subdivided into gasoline-fueled, diesel-
fueled, and electric. Gasoline-fueled vehicles are further subdivided into
catalyst and noncatalyst.
Basic Operation of CARB Moclels
The overall approach for EMFAC2000, MOBILES, and MOBILES is
very similar. All these models rely upon regression analyses of data sets
to get basic emissions rates and correction factors. There is some sharing
of data between the two models, but generally the main data sets for
exhaust emissions of light-duty vehicles (LDVs) have been kept separate
because of the differences in emissions standards between California
vehicles and those sold in the rest of the country.
Because the approaches of the California model are similar to MOBILE,
the potential accuracy limitations are the same. The Coordinating Re-
search Council has sponsored a detailed study of the accuracy of the
EMFAC module in MVEI7G (Pollack et al. l999b). That review has noted
several data and analysis limitations, which are similar to the criticisms
leveled against the MOBILE models. Those include the need for better
data on high emitters, heavy-duty vehicles (HDVs), start emissions, partic-
ulate emissions, and evaporative emissions. It also noted the need to im-
prove estimates of the effects of air-conditioning, inspection and mainte-
nance (I/M), and on-board diagnostic (OBD) on emissions.
Key Technical Differences Between EMFAC2000 and MOBILES
Starting with EMFAC2000, the CARE model for light-duty vehicles
(LDVs) will be based on a new cycle called the "unified" or LA92 cycle
(Carlock 19991. The data for this cycle have been obtained on recent sur-
OCR for page 171
ALTERNATIVE MOB/[E-SOURCE EMISSIONS MODELING TECHNIQUES ~ 7 ~
veys, which have measured emissions on both the unified cycle and the
Federal Test Procedure (FTP) cycle. Users of EMFAC2000 will have the
option of obtaining emissions based on the FTP or the unified cycle. The
unified cycle emissions should be closer to real-world driving results.
MOBILES will continue to report FTP emissions, adjusted by IM240 data.
The new CARB model will continue to use five emissions categories
(normal, moderate, high, very high, and super) for light- and medium-duty
vehicles. This contrasts with the decision to reduce the emissions catego-
ries from four in MOBILES to two in MOBlLE6. The emissions category
boundaries for MOBILES and EMFAC2000 are compared in Table 5-1.
The category definitions in EMFAC2000 provide more distinction among
emissions. However, these definitions increase the data requirements for
getting a reasonable sample in each category.
Much of the development of EMFAC2000 has been devoted to the inclu-
sion of area-specific activity data for various regions of California. Area-
specific vehicle registration data, mileage accumulation data, vehicle age
distributions, and data on VTM are provided for different areas of the
state. Area-specific data on temperature and humidity profiles are also
provided.
EMFAC2000 will use trip-based speed-correction factors (SCFs) rather
than facility-specific speed correction factors that are planned for
MOBILES. The trip-based SCFs are appropriate for an emissions inven-
tory, but link-based SCFs, which should be given by the facility-specific
cycles in MOBILES, are more appropriate for applications such as confor-
mity determinations (Neimeier et al. 1998~. The use of trip-based SCFs
can lead to reduced emissions estimates because the VMT distribution for
a complete trip, at an overall average speed, is different from the VMT
distribution for a particular link at the same overall average speed.
There are various other differences in the detailed implementation of
EMFAC2000 and MOBILE6. These can lead to significant differences in
the emissions estimates from the two models. However, the two models
share the same overall approach and neither model provides any guidance
for an innovative approach to the estimation of on-road mobile-source
emissions.
MOBILE-SOURCE EMISSIONS MODELING
IN THE FEDERAL REPUBLIC OF GERMANY
The Federal Republic of Germany has developed a set of mobile-source
emissions models for a number of purposes (UBA/SAEFL 1999~. There are
three primary models that have different levels of complexity:
OCR for page 172
172
to
to
to
v
¢
Cal
CO
H
~4
o
a)
o
ED
Ct
V
~0
CO
a)
o
o
·_1
Ct
o
V
¢
EN
V
V
O
O
O
V
¢
of
Z
O
V
V
CS
o
43 V V V A
Cal
to
Cat ~
~ ~ ~ O
48 V V V A
9
3)
48 ~ ~
Ad V V V A
Cal
a) ~)
s~ =o
cad A
CC Cal
cod A
~ C~
c~ A
—
o .
~o
a
-
ct
a)
5-
o
o ~
a~
·~
~ c~
a) ~,.
-
a) a)
~ o
5- -,=
cd u)
(Q
a) a
o ~
~o
a
ct
o ~
· - c~
~ o
· o
,~ ·-l
ct .m
(Q
o ~
· - cO
ct
· - ~
a) O
c) y
a
~ · -
· ·
a) ~
0 a'
OCR for page 173
A1TERNAT/VE MOB/IE-SOURCE EMISSIONS MODEI/NG TECHNIQUES 7 73
Hand book of Emissions Factors (Hand book)7 This is a detailed
model for calculating mobile-source emissions factors for a variety of driv-
ing conditions and vehicle types; the level of detail for this model is high
compared with other German models. This model serves as the foundation
of many of the emissions assessments made.
CITAIR This model is used to predict emissions levels and pollut-
ant concentrations for a variety of microscale control measures; essen-
tially, this is a dispersion model combined with a set of emissions factors
(not too dissimilar from CALINE4 or CAL3QHC).
.
.
TREMOD This is more of an aggregate model that is used to calcu-
late the total emissions inventory for the entire country based on emis-
sions from the entire transportation sector (i.e., road traffic, rail, air, and
ship) (IFEU 19971.
The three different models listed above are highly interrelated, with
data files shared between the different models. For example, many of the
emissions factors used in TREMOD come directly from the Handbook.
This set of emissions models is used for a number of purposes, including
assisting in the development of standards of emissions protection;
performing environmental assessment studies;
road planning; and
establishing permits for construction;
.
Over the years, the German mobile-source estimation techniques have
become more and more refined (similar to the incremental improvements
to the MOBILE series of models). It is expected in future years to be even
more sophisticated. Of most relevance to the MOBILE model are the
Handbook and TREMOD models, which are briefly described below.
Handbook of Emissions Factors
The Handbook of Emissions Factors (UBA/SAEFL 1999) is essentially a
database program that is capable of accepting a number of user inputs,
combining appropriate data sets, and predicting emissions factors for sev-
eral situations. The Handbook is programmed in Microsoft ACCESS, a
iThe Handbook was developed with participation from Switzerland and Austria;
thus, it is used in all three countries.
OCR for page 174
~ 74 MODELING MOBIIE-SOURCE EMISSIONS
flexible, programmable database application and is contained entirely
within a single CD-ROM.
The Handbook is used to provide emissions factors for a variety of appli-
cations. It is often used in conjunction with traffic-simulation models in
which emissions are estimated for different roadway sections in a trans-
portation network. The Handbook also provides key emissions factors for
the other emissions models, CITAIR and TREMOD.
The Handbook database contains information on several aspects of
mobile-source emissions: (1) different vehicle categories, (2) different traf-
fic compositions of those vehicle categories, (3) different traffic scenarios,
(4) cold- and warm-start emissions factors, (5) evaporative emission fac-
tors, (6) different years of reference, (7) ambient temperature profiles, and
(8) different functions for different species of emissions.
In creating the Handbook, two primary components were developed: an
emissions-behavior component, and a driv~ng-behavior component (see
Figure 5-2~. To characterize driving behavior, a number of instrumented
vehicles were used to measure real-world driving patterns. A large set of
velocity-time profiles were collected for a wide range of driving conditions,
ranging from high-speed Autobahn conditions to stop-and-go traffic in ur-
ban centers.
Statistical analysis was then performed on the large driving-behavior
data set, resulting in a number of representative driving cycles for differ-
ent road types and different congestion conditions. All together, 43 repre-
sentative driving cycles were created: 13 urban, 3 rural, 14 highway, and
13 special driving conditions.
In the parallel component, continuous (i.e., second-by-second) tailpipe
emissions measurements were made during various chassis dynamometer
tests. These dynamometer tests were applied to a wide variety of vehicle
types, using several standard driving cycles (e.g., the FTP, the New Euro-
pean Driving cycle (NEDC), the U.S.-Highway cycle, and the German Au-
tobahn cycles).
Approximately 300 LDVs were tested in the basic program, represent-
ing 15 different gasoline-fueled and 6 diesel-fueled vehicle types. The
second-by-second emissions data for these different categories were
matched with their corresponding instantaneous velocity and acceleration
values, and velocity-acceleration indexed lookup tables were created to
represent the emissions.2 These lookup tables were Fred out using inter-
polation techniques. For HDVs such as trucks, a similar methodology was
applied, using the European transient cycle and steady-state emissions
measurements made on engine dynamometers.
2This type of instantaneous or "modal" emissions modeling is described in more
detail in a following section.
OCR for page 175
Representative driving
cycles for different
road categories
1 1
ALTERNATIVE M OBILE-SOURCE EMISSIONS M ODELING TECHNIQUES 7 75
Real-world-driving Modal emissions
behavior measurements measurements over
(highways, arterials, etc.) various driving cycles
r: ~
Instantaneous
Corrective
functions
emissions model
(velocitylacceleration)
1
Emissions factors
for different applications
FIGURE 5-2 Database development for the Handbook of Emissions Fac-
tors. Source FRG-FEPA 1993.
The representative driving patterns derived as part of the driving-be-
havior component were then combined with the instantaneous emissions
functions (i.e., lookup tables) representing the different vehicle types. For
every second in a representative driving cycle, the emissions for a particu-
lar vehicle type can simply be looked up, and all the second-by-second
emissions values for the specific driving cycle can then be summed to-
gether to represent an emissions factor.
In addition to the hot-stabilized emissions factors, supplementary test-
ing was performed to provide additional correction factors for changes in
road grade and for cold- and warm-start effects. By combining the driving-
behavior database, the emissions-function database, and the added correc-
tion factors, emissions of CO, HO, NOx, particulate matter (PM), CO2, and
a few other emissions species can be predicted.
Compared with the MOBILE model, Germany's Handbook of Emissions
OCR for page 176
7 76 MODELING MOBl[E-SOURCE EMISSIONS
Factors is somewhat more detailed and disaggregated in its emissions pre-
dictions. One of the key differences is that the emissions factors repre-
sented in the Handbook have been derived from the ground-up, using in-
stantaneous emissions models developed specifically for producing emis-
sions inventories for a wide variety of vehicles. MOBILE, in comparison,
derives its emissions factors from integrated certification emissions test-
ing, with additional correction factors for speed. Instead of using a global
set of speed correction factors for all types of driving, the Handbook has
also derived and established a wide range of representative driving cycles,
something that MOBILE is now attempting to do in MOBILES with its
facility and congestion cycles (see Chapter 3~. Other key differences are
that the German Handbook also has corrections for road grade, something
MOBILE does not have.
TREMOD "The Traffic Emissions Estimation Model"
In addition to the detailed Handbook, another macroscale emissions
model was created for the entire transport sector of Germany. The
TREMOD model was developed in 1993; it also uses the Microsoft AC-
CESS program. TREMOD was designed to compute emissions of CO,
VOCs, NOX, PM, and other species of emissions from all vehicles in Ger-
many, including motor bikes, cars, trucks, airplanes, ships, buses, tractors,
and trains. In addition, fuel consumption is also computed. The model is
capable of predicting the transport sector emissions inventory for base
years ranging from 1980 to 2020. The model uses extensive fleet charac-
teristics and activity patterns (for past, present, and future years) for all
transport modes.
TREMOD has been validated by comparing its overall predicted fuel
consumption with collected fuel sales data. For gasoline, TREMOD predic-
tions match very well. For diesel fuel, the match was not as good, primar-
ily because diesel fuel is used in many different parts of the transport sec-
tor (e.g., military, agriculture, and stationary generators) where it is par-
ticularly difficult to estimate fuel consumption.
FUEL-BASED EMISSIONS INVENTORIES
The majority of regional emissions models in the United States, such as
MOBILE and EMFAC, use travel-based models that combine gram-per-
mile emissions factors with activity data in the form of VMT to estimate
emissions. In contrast, fuel-based emissions inventories can also be calcu-
lated by normalizing emission factors to fuel consumption rather than
VMT. Typically, fuel-based emissions factors are calculated from on-road
emissions measurements (e.g., from remote sensors and tunnel studies).
OCR for page 177
ALTERNATIVE MOB![E-SOURCE EMISSIONS MODELING TECHNIQUES 7 77
The activity in this case is a measure of the amount of fuel consumed
(Singer and Harley 1996~. This methodology assumes that a precise fuel-
use data set is readily available from records such as fuel taxes. Results of
fuel-based emissions estimates are contained in the model evaluation sec-
tion of Chapter 4. Here we will briefly describe the approach as well as
some of its limitations.
In recent years, much has been learned about on-road vehicle emissions
through the use of remote-sensing instruments. These instruments use an
infrared source of light, and when the beam travels through an exhaust
plume, it is possible to measure the spectral absorption. Measurements
are made of the following ratios: CO to CO2, VOC to CO2, and in the newer
sensors, NO to CO2. With these measurements, it is possible to relate the
amount of pollutant emitted to the amount of fuel burned using carbon-
balance equations (Singer and Harley 1996~. Further, since it is possible
to obtain vehicle information (e.g., make, model, and vehicle type) by read-
ing the license plate and applying it to a vehicle registration database, the
fuel-based emission factors can be disaggregated within the vehicle fleet.
Vehicle activity is given by fuel-use data, which can be derived from tax
records of fuel sales within each state. Spatial apportionment can be de-
termined by tracking fuel shipments and performing filling station sur-
veys. To determine the fuel-use activity of disaggregated vehicle sub-
groups, it is necessary to calculate the relative fuel economies between the
subgroups and the travel fractions of the subgroups. The travel fractions
can be determined by measuring the frequencies at which vehicles of each
subgroup pass a remote sensor.
The accuracy of a fuel-based inventory depends highly on two factors:
How wed the entire vehicle fleet is represented by the remote-sensing
measurements. Remote-sensing measurements are sensitive to a number
of factors, including site location, speed and acceleration of vehicles, and
road grade. The remote-sensing sites should be well distributed geographi-
cally within the area of study. In general, large numbers of measurements
from each remote-sensing site are required to ensure that average emis-
sions factors are determined accurately for all vehicle model years.
.
How well the fuel-use activity data is accurately and correctly appor-
tioned within the area of study.
In summary, the use of gram-per-gallon instead of gram-per-mile emis-
sions factors is claimed to be a simpler method to calculate an emissions
inventory, as long as sufficient remote-sensing and fuel-sales data is readi-
ly available. Many remote-sensing studies are taking place around the
world and the use of remote-sensing in I/M programs are providing addi-
tional data. As newer remote sensors are used, VOCs and NOx inventories
might also be calculated.
OCR for page 186
186
O
CO
Z
O
CO
CO
LU
At:
O
In
o o
In
.`n ~ /
/ ~
~ I °
/os ~ ~ ~ ° ~ ~ °
/ ~ U. ~ o
/ ~ lo,
a = = c = ' 1 2 =
In
~ ~ ~ .
— c,, . . ._ ~ _ .
·- u' s ~
O ~ O.0
Q. Q
O
~7
o I ~ I E
E ~ 0 E o, I o
be\ ~ _ ~ ·, ~ o ~
5 Q At, I ~ >
\C\5
\ I
e
in
O
O
a
\-
a'
C)
a)
-
a)
~5
o
~Q
o
. -
· , -
a)
Cot
o
. -
Ct
5-
o
~Q
Ct
E~
OCR for page 187
ALTERNATIVE MOB`LE-SOURCE EMISSIONS MODELING TECHNIQUES 787
vehicles given specific driving cycles, in lieu of performing expensive dyna-
mometer tests. Also, vehicle-velocity patterns collected by instrumented
vehicles, laser guns, and video-based computer vision can be directly input
into an instantaneous emissions model to determine the total emissions
associated with its activity.
As described in previous chapters, it is recognized that the conventional
emissions models (e.g., MOBILE) have a number of limitations when pro-
ducing a regional emissions inventory. As a result, version 6 of MOBILE
is making a step in the right direction by disaggregating its representative
driving patterns with its new facility and congestion cycles (see Chapter
3~. Further, there have been several research efforts to develop models
that produce regional emissions inventories at the mesoscale level. For
example, the MEASURE model (described later) falls into this category.
It is important to point out that modal or instantaneous models can be
used as the foundation for more aggregated emissions-factor models. An
accurate instantaneous emissions model can be used to essentially replace
expensive dynamometer testing. A driving cycle is simply applied, and the
emissions associated with the cycle are produced. Therefore, with a modal
emissions model providing the foundation, emissions factors can easily be
created for models that have a wide variety of representative driving pat-
terns. This is essentially what has been done with Germany's Handbook
of Emissions Factors. Representative driving patterns were determined in
a separate program from the emissions model component, and the emis-
sions factors produced for these driving patterns were derived from a
modal emissions model in the form of their velocity-acceleration-indexed
lookup tables.
Further, SCFs used in MOBILE and EMFAC can also be improved with
the use of a modal emissions model. SCFs have been created by perform-
ing emissions testing using a variety of driving cycles that have different
average speeds. These emissions factors are then used to create the speed-
correction curves as a function of average cycle velocity. When created
these SCF functions in MOBILE and EMFAC, only a limited set of emis-
sions testing has been carried out. With the use of a modal emissions
model, many more factors could be produced for a wide range of driving
cycles for many different vehicle types. Thus, the SCF functions would
have a much stronger foundation, as long as a reasonably accurate modal
emissions model was used in deriving them.
Microscale Traffic-Simulation Mode'
Integration with Emissions Factors
At the microscale level of detail, traffic-simulation models can be com-
bined with modal or instantaneous emissions models to predict emissions
OCR for page 188
7 BB M ODELING M OBILE-SOURCE EMISSIONS
inventories. Second-by-second vehicle trajectory data are generated by the
traffic-simulation model that can be used as input to the modal emissions
model.4 The resulting emissions data from all vehicles can then be inte-
grated to provide a total emissions inventory. The easiest form of a modal
emissions model to be applied here is the velocity-acceleration-indexed
lookup table. In fact, the majority of microscale traffic-simulation models
already have the built-in ability to predict emissions, given these emis-
sions lookup tables. Keep in mind however, that the lookup-table form of
model lacks the ability to handle road grade and vehicle operational his-
tory effects.
FHWA's TSIS suite of microscale models (i.e., FRESIM, NETSIM, and
CORSIM) are capable of estimating emissions using this technique. In
these models, the movement of individual vehicles are tracked on a second-
by-second basis at intersections (NETSIM), corridors (CORSIM), and free-
ways (FRESIM) (FHWA 1998~.
Other examples of microscale transportation models that operate in this
fashion include the following:
.
INTEGRATION A microscale traffic-simulation and dynamic-as-
signment model that traces movement of individual vehicles on freeways
and arterials to a temporal resolution of 1 sec. Incorporating a built-in
traffic-assignment algorithm, the model tracks the spatial and temporal
activities of up to 500,000 vehicles operating on a subarea with a maxi-
mum of 10,000 links. INTEGRATION's ability to combine arterial and
freeway movements sets it apart from most conventional traffic-simulation
models5 (Van Aerde & Associates 1995~.
· PARAMICS A suite of high-performance software tools for micro-
scale traffic-simulation. Individual vehicles are modeled in fine detail for
the duration of their entire trip, providing very accurate traffic flow, tran-
sit time and congestion information, as well as enabling the modeling of
the interface between drivers and intelligent transportation system (ITS)
technology. The Paramics software is portable and scalable, allowing a
unified approach to traffic modeling across the whole spectrum of network
sizes, from single junctions up to national networks. Key features of the
Paramics model includes direct interfaces to macroscale data formats, so-
phisticated microscaTe car-following and lane-change algorithms, inte-
grated routing functionality, direct interfaces to point-count traffic data,
4It is important to note that current traffic simulation models may not provide
accurate vehicle speed/acceleration data (velocity vectors and/or speed/acceleration
probability distributions) due to inadequate car-following equations. There is still
a great deal of work that needs to be done in the traffic simulation arena.
5The name INTEGRATION comes from the model's ability to combine movements
on arterials and freeways.
OCR for page 189
ALTERNATIVE M OBILE-SOURCE EMISSIONS M ODE[ING TECHNIQUES 7 8 9
batch model operation for statistical studies, a comprehensive visualiza-
tion environment, and integrated simulation of ITS technology elements
(Paramics 1998~.
Another microscale transportation model (in the sense that it tracks
individual vehicles every second) is the TRANSIMS model, a large-scale
program being developed under the sponsorship of the FHWA, EPA, and
the U.S. Department of Energy. The details of this model and its emis-
sions module are described later.
One of the key challenges for all of these microscale models is how to
match the different vehicle types represented in the traffic-simulation
component with the vehicle types represented within the emissions compo-
nent. Traffic-simulation models typically have different vehicle types that
are based on how they operate within a roadway network. In addition to
the obvious divisions of vehicle types (i.e., motorcycles, passenger cars,
buses, and heavy-duty trucks), categories are often made based on vehicle
performance (e.g., high-performance cars and low-performance cars) that
can be closely related to traffic-simulation parameters. For heavy-duty
trucks, transportation models and data sets typically categorize their vehi-
cles based on their configuration and number of axles. In all cases, a
straightforward approach to handling the vehicle matching is to create an
appropriate mapping between the vehicle types defined in the traffic-simu-
lation model, and the vehicle types defined in the emissions model.
New Generation Research Transportation-Emissions Models
MicroscaTe models track individual vehicles every second as they travel
through a predefined roadway network. Because of the this detailed anal-
ysis, computer time and storage requirements can be high, depending on
the size of the network. Therefore, a number of new generation research
models are being developed that are not as aggregated as MOBILE, nor
are they as detailed as the microscale models. These models are often re-
ferred to as "mesoscale models."
MEASURE
MEASURE is a model based on Geographic Information System (GIS)
that uses an aggregate modal emissions model described earlier. The GIS
framework allows for facility-level aggregations of microscale traffic-simu-
lation, or disaggregation of traditional macroscale four-step travel-demand
forecasting models to develop emissions-specific vehicle-activity data
(Guensler et al. 19981.
OCR for page 190
7 90 MODELING MOBI1E-SOURCE EMISSIONS
The MEASURE model estimates both spatially and temporally vehicle
activities that result in emissions. An emissions rate per unit of activity is
defined for each of the activities. Several variables are addressed: vehicle
parameters, operating conditions, fuel parameters, and environmental
conditions.
The model is GIS-based to take advantage of the generation of spatial
database management tools already being employed by state and metro-
politan planning organizations for the management of municipal assets,
resources, and activities. The GIS framework has been shown to be ex-
tremely versatile, allowing emissions estimates to be properly allocated
spatially. Several key attributes of this model include the following
(GuensTer et al. 1998~:
Modular A modular approach has been taken so that individual
model components can be independently assessed and validated.
Stochastic- Because of the high degree of variability in emissions, a
stochastic modeling approach has been taken.
.
Vehicle fleets- Vehicle fleets are characterized by identifying distri-
butions of different vehicle technology groups across space and time.
.
Vehicle activity Both on-network activities and off-network activi-
ties are considered. Off-network activity (i.e., local roads) are handled on
a zonal basis.
Modal activities The model uses an aggregate modal modeling
approach in combination with speed and acceleration distributions.
.
Running-emissions rate~Running-emissions rates are divided
into two categories: hot-stabilized operation and enrichment conditions.
Uncertainty An assessment of uncertainty is given with the model
predictions.
The Integrated Transportation-Emissions Modeling (ITEM) Suite
In 1995, researchers began developing an integrated set of analytical
tools that allows users to better assess the complex relationship between
different traffic scenarios and emissions. This modeling suite is referred to
as the Integrated Transportation-Emissions Model (ITEM) (Barth et al.
1995~. ITEM was designed to incorporate highly time-resolved modal
emissions data that are directly related to vehicle-operating modes, such
as idle, various levels of acceleration and deceleration, and steady-state
cruise. The modal emissions modeling component is the CMEM model
described earlier.
ITEM's transportation component is being developed on a hybrid macro-
scale and microscale approach. On the one hand, emissions data that are
related to vehicle-operating characteristics such as acceleration and decel-
OCR for page 191
ALTERNATIVE MOB!LE-SOURCE EMISSIONS MODELING TECHNIQUES 7 9 7
oration necessitate the detail found in microscale transportation models.
On the other hand, a macroscaTe model is better suited for a large, regional
traffic network. The computational requirements for a large, regional
microscale model would be prohibitively high and would result in a model
that is not very useful. By combining a macroscaTe traffic-assignment
model with a set of microscale simulation models (organized by roadway
facility type), both regional (i.e., wide-area network) and local (e.g., inter-
section) emissions inventories can be produced. Emissions are estimated
as a function of vehicle congestion on particular roadway facilities, includ-
ing freeway sections, arterials (with intersections), rural highways, and
freeway on-ramps. Each microscale traffic-simulation model is tightly cou-
pled with the macroscale traffic-assignment model, which can dynamically
reroute traffic as network capacities change. A travel-demand model
drives the traffic-assignment, thus a regional emissions inventory can be
produced by using statistical emissions rates (as a function of roadway
facility and congestion level) derived from the microscale components, and
applying them to the individual links of the macroscale traffic-assignment
model. The macroscale and microscale components are set up to run in
parallel, so that users of the model can simulate real-time events (such as
a traffic accident) and see the effect on traffic dynamics and emissions at
both macroscale and microscale levels (Barth et al. 1995~.
TRANSIMS
The Transportation Analysis SIMulation System (TRANSIMS) is a ma-
jor effort aimed at fully integrating transportation and emissions models.
TRANSIMS is being developed at the Los Alamos National Laboratory
(LANL), funded by the U.S. Department of Transportation, FHWA, EPA,
and the U.S. Department of Energy as part of the Travel Model Improve-
ment Program. The overall goal is to deploy a large-scale transportation-
simulation effort that integrates components of (LANL 1999)
activity-based travel demand;
intermodal trip planning;
traffic microsimulation; and
air-quality and other macro analyses.
The overall, unified architecture is shown in Figure 5-~.
The impetus for developing TRANSIMS stems from issues derived from
the Intermodal Surface Transportation Efficiency Act, the CAAA90, and
the introduction of various ITS implementations. New technical ap-
proaches are introduced in TRANSIMS to handle transportation-planning
issues such as congestion pricing, alternative development patterns,
OCR for page 192
7 92 MODELING MOBILE-SOURCE EMISSIONS
Households
and
Activities
.<
Routes
and
Plans
1 ~1 ~ ~ 1~.
Microsimulation
1
FIGURE 5-5 The four major modules of TRANSIMS include household and
activity generation, intermodal router, traffic simulation and an emissions
estimator. Note: Feedback loops are provided between the modules to re-
plan and modify demand based on the results of traffic simulation.
Source: LANE 1999.
transportation-controT measures, and their effect on motor-vehicle emis-
sions.
TRANSIMS has several key features:
The identity of individual synthetic travelers is maintained through-
out the entire simulation and analysis architecture, with activity times
and locations computed for each individual.
The simulation output can provide a detailed, second-by-second his-
tory of every traveler in the system over a 24-hr day. Second-by-second
dynamics of the traffic system can be observed in both local and global con-
ditions.
As illustrated in Figure 5-1, feedback paths are provided between
modules in the simulation framework. These feedback paths provide sta-
bility in the results. Thus also allow for the simulation of various ITS
strategies, such as simulating the movement of traffic information to se-
lected travelers.
TRANSIMS is highly modular. The individual modules can be re-
placed or modified without disturbing the overall TRANSIMS framework.
Further, new modules can be introduced.
OCR for page 193
AITERNAT`VE MOBI1E-SOURCE EMISSIONS MODELING TECHNIQUES 7 93
Framework
The flow among the different TRANSIMS modules is determined by a
set of scripts. Intermediate data are collected in an iteration database to
be used by other modules. In general the flow is summarized as follows:
Given sufficient demographic data, synthetic household populations
are created (at the desired level of detail) and distributed to match ob-
served development patterns; typical demographic data include U.S. Cen-
sus Bureau Public Use Microdata Samples and STF-3A data (data from
the Census long form).
Various activities for each traveler in the system (and freight move-
ment) are generated. Activity patterns and mode-choice preferences are
derived from surveys. Activity locations are determined based on stan-
dard gravity model methods.
Individual travel plans are then produced for every individual and
freight shipment. The intermodal planner computes a shortest or least-
cost path for each traveler. The planner estimates the time that it takes
to make a trip based on link traversal-time estimates contained in the
overall network.
Individual travel plans are then simulated on the network, on a
second-by-second basis. The 1-see update interval ensures that dynamic
vehicle behavior is captured with a high degree of temporal fidelity.
.
The environmental module then uses results of the microsimulation
to predict tailpipe emissions for LDVs and HDVs. Evaporative emissions
are also estimated. A total emissions inventory is produced and is used as
input to various air-quality models (e.g., the MODELS-3 framework devel-
oped by EPA) to assess ambient concentrations of criteria pollutants at the
regional or local level.
Environmental Module
The objective of the TRANSIMS environmental module is to translate
vehicle behavior into consequent air-quality effects and energy consump-
tion standards (Williams et al. 19991. Four major computational modules
are required: emissions, atmospheric conditions, local transport and dis-
persion, and chemical reactions. The last three modules are handled using
an air-quality model. The emissions module consists of
an evaporation module, which treats emissions associated with rest-
~ng losses, running losses, hot soaks, and diurnal pressure changes;
an LDV emissions module, which includes aspects such as malfunc-
OCR for page 194
7 94 MODELING MOB/LE-SOURCE EMISSIONS
tioning vehicles, emissions from cold- and warm-starts, normal driving,
and off-cycle (i.e., non-normal) driving (when enrichment and enleanment
events tend to occur); and
an HDV emissions module, representing trucks and buses.
The evaporation module uses information from the microsimulation to
determine the location of each vehicle and whether it is presently operat-
ing or has operated in the previous hour. If the vehicle has not been oper-
ating in the last hour, resting losses and diurnal evaporative emissions are
calculated using the same formulation found in MOBILE6. While the ve-
hicle is operating, running-Ioss emissions are calculated using the
MOBILES formulation. If the vehicle has operated in the last hour, hot-
soak start emissions are calculated based on the MOBILES formulation.
For LDV emissions, the comprehensive modal emissions model (dis-
cussed in an earlier section) is currently being integrated into the model.
For the calculations, three sets of data need to be developed:
.
Fleet composition- This is determined from vehicle registration
data, and I/M testing. Techniques have been developed to categorize vehi-
cles into the appropriate CMEM category using vehicle registration infor-
mation (Barth et al. 19981.
Fleet status—The status of each individual vehicle is tracked
throughout the microsimulation. It is relatively straightforward to deter-
mine whether the vehicle is in a cold- or warm-start mode by simply track-
ing it through the network.
Fleet dynamics One of the major challenges of the emissions mod-
ule is to determine the dynamics of each vehicle as it is simulated in the
traffic network.
The key problem is that the microsimulation component of TRANSIMS
predicts second-by-second velocities at "quantum" steps, due to the cellular
automata nature of the model. Each vehicle can occupy a 7.5 m spatial bin
at any 1 see; therefore, velocity can only assume one of several speed bins.
To predict emissions due to vehicle dynamics (particularly during enrich-
ment and enleanment events), the emissions module relies on additional
empirical data of velocity-acceleration probability distributions (the MEA-
SURE model described previously was a similar empirical approach). Us-
ing massive data sets from instrumented vehicles, cumulative distribution
of accelerations have been derived as a function of the velocity-acceleration
product. Three groups of acceleration are then determined: hard accelera-
tion, insignificant acceleration, and hard deceleration. The acceleration
rate for each vehicle is chosen based on the cumulative probability distri-
bution. In addition, different roadway types and congestion levels are de-
OCR for page 195
ALTERNATIVE MOBI[E-SOURCE EMISSIONS MODELING TECHNIQUES 7 95
termined from the microsimulation output, and using an additional empir-
ical data set of typical velocity patterns for these roadway types and con-
gestion levels, the fraction of the vehicles that undergo hard acceleration,
insignificant acceleration, and hard deceleration are determined for the
given context. The result is a continuous trajectory that can be fed into
the modal emissions model to predict the emissions Williams et al. 19991.
For HDVs, the fleet composition is broken down into buses and trucks.
Various categories are then considered, based on engine size, chassis size,
and model year. The fleet dynamics for the HDVs is less important with
regard to emissions compared with LDVs. Buses and trucks typically have
Tow accelerations and are usually driven at full throttle whenever the
speed is less than desired and when there is adequate headway to acceler-
ate. Thus, the modes of operation for heavy-duty-vehicles in TRANSIMS
include full throttle, constant speed, and deceleration. The maximum ac-
celeration is a function of engine size, road grade, and total vehicle weight.
HDV emissions functions for TRANSIMS are derived from emissions test-
ing performed at West Virginia University (CIark et al. 1999~.
Status
A TRANSIMS deployment strategy has recently been developed to
make the transition of TRANSIMS technology from a research and devel-
opment project to a commercial product that can be used by transpor-
tation-planning agencies. The latest release of the TRANSIMS computer
code is called TRANSIMS-LANI~. LANL is currently seeking commercial
developers for the code, and has released the code for evaluation purposes.
The product commercialization process includes initiating licenses and
contracts with vendors and developers to build product shells that package
the TRANSIMS-LANE technology with user interface enhancements and
other modules. TRANSIMS-LANL is also being released to various uni-
versities for research, development, evaluation, and demonstration pur-
poses. It is expected that a commercial TRANSIMS product wiB be re-
leased by developers sometime in the year 2001.
SUMMARY
In summary, MOBILE is not the only motor-vehicle emissions model
that exists. Various other vehicle emissions models have been or are be-
ing developed in other countries, at other regulatory agencies, and at dif-
ferent research organizations. These other modeling activities approach
vehicle emissions estimation in a variety of ways. Some are very macro-
OCR for page 196
7 96 MODELING MOBI[E-SOURCE EM`SS/ONS
scale, similar to MOBILE. Others are much more microscale, looking at
the vehicle emissions process at greater detail both temporally and spa-
tially. One of the key points of this chapter is that some models are more
appropriate in terms of their spatial and temporal resolution than others
for a given application. It is clear that MOBILE cannot satisfy many of
the applications that it is currently used for; therefore, the committee rec-
ommends consideration of an emissions modeling toolkit that incorporates
a variety of emissions models for different applications. This is described
in the next chapter.
It should be noted, though, that the upcoming version of MOBILE,
known as MOBILES, has undergone extensive peer review and now pro-
vides considerable documentation of the methodologies used in it. Any
model that is used to replace MOBILE for specific applications must un-
dergo a similar level of peer review and needs to provide in-depth docu-
mentation to any potential users. In addition, model validation must be
the foundation for new model adoption. Validation efforts for all new mod-
eling methods should be conducted with vehicles and test conditions not
reflected in the data used to develop the model and be undertaken at the
scale (or scales) for which a model is designed.
Representative terms from entire chapter:
modal emissions