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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Report 3 on Tracking and Assessing Governance and
Management Reform in the Nuclear Security
Enterprise

Panel to Track and Assess Governance and Management Reform in the Nuclear Security Enterprise

Laboratory Assessments Board

Division on Engineering and Physical Sciences

A Consensus Study Report of

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and

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THE NATIONAL ACADEMIES PRESS
Washington, DC
www.nap.edu

Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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THE NATIONAL ACADEMIES PRESS 500 Fifth Street, NW Washington, DC 20001

This activity was supported by Contract No. DOE DE-NA0003381 with the Department of Energy. Any opinions, findings, conclusions, or recommendations expressed in this publication do not necessarily reflect the views of any organization or agency that provided support for the project.

ISBN-13: 978-0-309-49037-5
ISBN-10: 0-309-49037-5
Digital Object Identifier: https://doi.org/10.17226/25392

Copyright 2019 by the National Academy of Sciences. All rights reserved.

Printed in the United States of America

Suggested citation: National Academies of Sciences, Engineering, and Medicine and the National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: https://doi.org/10.17226/25392.

Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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The National Academy of Sciences was established in 1863 by an Act of Congress, signed by President Lincoln, as a private, nongovernmental institution to advise the nation on issues related to science and technology. Members are elected by their peers for outstanding contributions to research. Dr. Marcia McNutt is president.

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Learn more about the National Academies of Sciences, Engineering, and Medicine at www.nationalacademies.org.

Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Consensus Study Reports published by the National Academies of Sciences, Engineering, and Medicine document the evidence-based consensus on the study’s statement of task by an authoring committee of experts. Reports typically include findings, conclusions, and recommendations based on information gathered by the committee and the committee’s deliberations. Each report has been subjected to a rigorous and independent peer-review process and it represents the position of the National Academies on the statement of task.

Proceedings published by the National Academies of Sciences, Engineering, and Medicine chronicle the presentations and discussions at a workshop, symposium, or other event convened by the National Academies. The statements and opinions contained in proceedings are those of the participants and are not endorsed by other participants, the planning committee, or the National Academies.

For information about other products and activities of the National Academies, please visit www.nationalacademies.org/about/whatwedo.

Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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The National Academy of Public Administration is an independent, non-profit, and nonpartisan organization established in 1967 and chartered by Congress in 1984. It provides expert advice to government leaders in building more effective, efficient, accountable, and transparent organizations. To carry out this mission, the Academy draws on the knowledge and experience of its over 900 Fellows—including former cabinet officers, Members of Congress, governors, mayors, and state legislators, as well as prominent scholars, business executives, and public administrators. The Academy helps public institutions address their most critical governance and management challenges through in-depth studies and analyses, advisory services and technical assistance, congressional testimony, forums and conferences, and online stakeholder engagement. Learn more about the Academy and its work at www.NAPAwash.org.

Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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PANEL TO TRACK AND ASSESS GOVERNANCE AND MANAGEMENT REFORM IN THE NUCLEAR SECURITY ENTERPRISE

JONATHAN D. BREUL, NAPA,1 The United Nations Educational, Scientific and Cultural Organization, Washington, D.C., Co-Chair

DONALD LEVY, NAS,2 The University of Chicago, Illinois, Co-Chair

ALLAN BURMAN, NAPA, Jefferson Solutions, Washington, D.C.

KEITH COLEMAN, Boeing Phantom Works, St. Louis, Missouri

DONA L. CRAWFORD, Lawrence Livermore National Laboratory (retired), California

MARTIN C. FAGA, NAPA, MITRE Corporation (retired), Falls Church, Virginia

PAUL A. FLEURY, NAS/NAE,3 Yale University, New Haven, Connecticut

DAVID GRAHAM, Institute for Defense Analyses, Alexandria, Virginia

WILLIAM C. GREENWALT, NAPA, Brinkley Greenwalt Capital Partners, Washington, D.C.

ROBERT HALE, NAPA, Booz Allen Hamilton, McLean, Virginia

BARBARA ROMZEK, NAPA, American University, Washington, D.C.

MERRI WOOD-SCHULTZ, Los Alamos National Laboratory (retired), New Mexico

JOAN WOODARD, Sandia National Laboratories (retired), Albuquerque, New Mexico

Staff

SARAH JAGGAR, NAPA, National Academy of Public Administration, Staff Lead

SCOTT WEIDMAN, National Academies of Sciences, Engineering, and Medicine, Staff Lead

SHENAE BRADLEY, National Academies of Sciences, Engineering, and Medicine

ADAM DARR, National Academy of Public Administration

LAWRENCE B. NOVEY, National Academy of Public Administration

MARIA RAPUANO, National Academy of Public Administration

MICHELLE SCHWALBE, National Academies of Sciences, Engineering, and Medicine

AMANDA ZINK, National Academy of Public Administration

___________________

1 Fellow, National Academy of Public Administration.

2 Member, National Academy of Sciences.

3 Member, National Academy of Engineering.

Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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LABORATORY ASSESSMENTS BOARD

ROSS B. COROTIS, NAE,1 University of Colorado, Boulder, Chair

WESLEY L. HARRIS, NAE, Massachusetts Institute of Technology, Cambridge

JENNIE S. HWANG, NAE, H-Technologies Group, Cleveland, Ohio

W. CARL LINEBERGER, NAS,2 University of Colorado, Boulder

C. KUMAR N. PATEL, NAS/NAE, Pranalytica, Inc., Santa Monica, California

ELSA REICHMANIS, NAE, Georgia Institute of Technology, Atlanta

LYLE H. SCHWARTZ, NAE, University of South Florida, Tampa

Staff

JAMES P. McGEE, Board Director

ARUL MOZHI, Senior Program Officer

MARTIN OFFUTT, Senior Program Officer

EVA LABRE, Administrative Coordinator

AZEB GETACHEW, Senior Program Assistant

___________________

1 Member, National Academy of Engineering.

2 Member, National Academy of Sciences.

Page viii Cite
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Acknowledgment of Reviewers

This Consensus Study Report was reviewed in draft form by individuals chosen for their diverse perspectives and technical expertise. The purpose of this independent review is to provide candid and critical comments that will assist the National Academies of Sciences, Engineering, and Medicine in making each published report as sound as possible and to ensure that it meets the institutional standards for quality, objectivity, evidence, and responsiveness to the study charge. The review comments and draft manuscript remain confidential to protect the integrity of the deliberative process. We wish to thank the following individuals for their review of this report:

Although the reviewers listed above provided many constructive comments and suggestions, they were not asked to endorse the conclusions or recommendations of this report nor did they see the final draft before its release. The review of this report was overseen by Stephen M. Robinson, NAE, University of Wisconsin, Madison. He was responsible for making certain that an independent examination of this report was carried out in accordance with the standards of the National Academies and that all review comments were carefully considered. Responsibility for the final content rests entirely with the authoring committee and the National Academies.

___________________

1 Member, National Academy of Engineering.

Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Page R3
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Page R4
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Page R5
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Page R6
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
×
Page R7
Page viii Cite
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
×
Page R8
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine, and National Academy of Public Administration. 2019. Report 3 on Tracking and Assessing Governance and Management Reform in the Nuclear Security Enterprise. Washington, DC: The National Academies Press. doi: 10.17226/25392.
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Page R9
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The congressionally mandated report A New Foundation for the Nuclear Enterprise (the "Augustine-Mies" report), released in November 2014, concluded that "the existing governance structures and many of the practices of the [nuclear security] enterprise are inefficient and ineffective, thereby putting the entire enterprise at risk over the long term." Following the release of the Augustine-Mies report, the National Defense Authorization Act for Fiscal Year 2016 called for DOE to develop an implementation plan for responding to the recommendations in that and similar reports. The NDAA also called for a 4 1⁄2-year study, joint between the National Academies of Sciences, Engineering, and Medicine and the National Academy of Public Administration, to evaluate the implementation plan, to track the actions proposed in that plan, and to assess progress. This report is the third in a series of reports to be issued over 2017–2020 as part of that study.

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