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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Suggested Citation:"The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions." Institute of Medicine. 2001. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions -- Summary of the Symposium on Diversity in Health Professions in Honor of Herbert W. Nickens, M.D.. Washington, DC: The National Academies Press. doi: 10.17226/10186.
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Below is the uncorrected machine-read text of this chapter, intended to provide our own search engines and external engines with highly rich, chapter-representative searchable text of each book. Because it is UNCORRECTED material, please consider the following text as a useful but insufficient proxy for the authoritative book pages.

The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in the Health Professions Brian D. Smedley and Adrienne Y. Stith Institute of Medicine Lois Colburn Association of American Medical Colleges Clyde H. Evans Association of Academic Health Centers INTRODUCTION Newspaper headlines underscore the challenges that the health professions face in this period of dramatic change in the American health care enterprise: critical shortages of nurses and other health professionals, tight budgets and ris- ing health care costs, increasing public concern about patient safety and medical errors, and rising criticism of the quality of care that Americans receive, to name a few. Indeed, the health professions and health care industry are fighting to retain the public’s confidence that the U.S. health care system can continue to be the world’s best. Compounding these problems is the future viability of the U.S. health care workforce. The health professions are becoming less appealing to many U.S. high school and college students, as applications for slots in many health profes- sions training programs, such as medical, nursing, and dental schools, have de- clined over the last decade. Desperate for well-trained nurses and other health professionals, hospitals are recruiting worldwide to fill needed shortages. These trends raise the questions: Will we have the health care workforce we need in the 21st century? Where will future health professionals come from? And what will the U.S. health care workforce look like in the near future? Demographic trends indicate that future U.S. workers will increasingly be persons of color: by the year 2050, in fact, one of every two U.S. workers will be African American, Hispanic, Asian American, Pacific Islander, or Native American (see Figure 1). In three states and the District of Colombia, these populations already constitute a majority, and in thirteen other states, minorities 1

2 THE RIGHT THING TO DO, THE SMART THING TO DO Hispanic 25% Asian/Pacific Islander 10% American Indian 1% White Black 50% 14% FIGURE 1 U.S. Population Aged 16–64, Year 2050 (percentages). SOURCE: U.S. Bureau of the Census, Population Projections Program, based on 1990 Census. constitute at least 30% of the populace. In many other locales, current K–12 enrollment suggests that the talent pool for the next generation of professionals is largely composed of children of color. With growing numbers of “baby boomers” and a longer-living population of seniors, today’s youth will be in- creasingly relied upon to supply the skills and labor needed to maintain a suffi- cient health care workforce. Many minority groups, however, including African Americans, Hispanics, and Native Americans, are poorly represented in the health professions relative to their proportions in the overall U.S. population. These groups also tend to be less healthy than the U.S. majority, experience greater barriers to accessing health care, and often receive a lower quality and intensity of health care once they reach their doctor’s office. Further, the proportion of these groups within the U.S. population is growing rapidly, increasing the need to respond to their public health and health care needs. This disparity presents a significant chal- lenge to the health professions and to educators, as they must garner all available resources to meet future health care demands. Increasing the diversity of health professionals has been an explicit strategy of the federal government and many private groups to address these needs. Yet the policy context for efforts to increase diversity within the health professions has shifted significantly over the past decade. Several events—including public refer- enda, judicial decisions, and lawsuits challenging affirmative action policies in 1995, 1996, and 1997 (notably, the Fifth District Court of Appeals finding in Hopwood v. Texas, the California Regents’ decision to ban race or gender-based preferences in admissions, and passage of the California Civil Rights Initiative [Proposition 209] and Initiative 200 in Washington State)—have forced many

THE RIGHT THING TO DO, THE SMART THING TO DO 3 higher education institutions to abandon the use of race and ethnicity as factors in admissions decisions. To compound this problem, the “pipeline” of elementary, secondary, and higher education that prepares students for careers in health profes- sions continues to rupture with respect to underrepresented minority (URM) stu- dents. In particular, the math and science achievement gap between URM and non-URM students persists, and in some cases, has widened, frustrating efforts to increase minority preparation and participation in health professions careers. Given these problems—an increasing need for minority health professionals, policy challenges to affirmative action, and little progress toward enhancing the numbers of URM students prepared to enter health professions careers—three health policy and professional organizations met to consider a major symposium that would explore challenges and strategies to achieving diversity among health professions. Representatives of the Association of American Medical Colleges (AAMC), the Association of Academic Health Centers (AHC), and the Institute of Medicine (IOM) and Division of Behavioral, Social Sciences, and Education (DBASSE) of the National Academy of Sciences met in the early spring of 1999 to consider such a national symposium. Among those in attendance at this meet- ing was Herbert W. Nickens, M.D., Vice President and Director of Community and Minority Programs at AAMC and a longtime advocate for focused efforts to enhance URM representation in health professions (see text box). Herbert W. Nickens 1947–1999 Until his death on March 22, 1999, Herbert W. Nickens, M.D., M.A., served as the first vice president and director of the Division of Community and Minority Programs at AAMC. AAMC created this division to focus its commitment on an expanded role for minorities in medicine and improving minority health status. Before coming to the AAMC, Dr. Nickens was the first director of the Office of Minority Health, U.S. Department of Health and Human Services. In that role, he was pivotal in crafting the programmatic themes for that office— many of which continue to this day. Prior to that he served on the staff of the landmark Secretary’s Task Force on Black and Minority Health, was director of the Office of Policy, Planning, and Analysis of the National Institute on Aging (NIA), and before that was Deputy Chief, Center on Aging, National Institute of Mental Health (NIMH). Dr. Nickens received his A.B. in 1969 from Harvard College, and a M.D. and M.A. (in Sociology) from the University of Pennsylvania in 1973. He served his residency in psychiatry at Yale and the University of Pennsylva- nia. At the University of Pennsylvania he was also a Robert Wood Johnson Clinical Scholar, and a member of the faculty of the School of Medicine.

4 THE RIGHT THING TO DO, THE SMART THING TO DO Dr. Nickens’ vision for the symposium was clear and persuasive. Noting that many efforts to enhance minority student preparation and participation in health professions careers had become fragmented, he urged that leading health policymakers, health professions educators, K–12 educators, and higher educa- tion policymakers be convened to share strategies and develop a comprehensive plan to address the many political, legal, and educational challenges to greater diversity among health professionals. He also saw such a symposium as an im- portant vehicle to revitalize the case for diversity among health professionals, and as a corollary, to improve public support for and understanding of diversity as a tool to address the nation’s health needs. Tragically, Dr. Nickens passed away before the symposium could be con- vened. His leadership in promoting diversity and addressing the health needs of communities of color, however, continues to be felt among the many students who have benefited from his efforts to open doors to heath professions careers, and the many faculty and administrators of health professions schools whose work he influenced. To acknowledge his leadership and contributions as a champion of efforts to diversify the health professions, the symposium was named in his honor. These proceedings summarize presentations and discussion during the March 16–17, 2001, “Symposium on Diversity in the Health Professions in Honor of Herbert W. Nickens, M.D.” Consistent with Dr. Nickens’ vision, the symposium was convened to: 1. re-examine and revitalize the rationale for diversity in health professions, particularly in light of the rapid growth of racial and ethnic minority populations in the United States; 2. identify problems in underrepresentation of U.S. racial and ethnic mi- norities in health professions, and discuss the strategies that are being de- veloped to respond to underrepresentation; 3. assess the impact of anti-affirmative action legislative and judicial actions on diversity in health professions and health care service delivery to eth- nic minority and medically underserved populations; 4. identify effective short-term strategies for enhancing racial and ethnic di- versity in health professions training programs (e.g., in the admissions process, in pre-matriculation and summer enrichment programs); and 5. identify practices of health professions schools that may assist in im- proving the preparation of racial and ethnic minority students currently underrepresented in health professions, thereby enhancing the long-term likelihood of greater diversity in health professions. To accomplish these goals, symposium organizers invited nearly two dozen leaders in health policy, higher education, secondary education, education pol- icy, law, health professions education, and minority health to provide presenta- tions at the symposium. Some of these presentations were offered in plenary

THE RIGHT THING TO DO, THE SMART THING TO DO 5 sessions, while others were delivered in small discussion groups during the sec- ond day of the symposium, to encourage dialogue and the development of new alliances and strategies. A list of speakers and paper topics are provided in the appendix of these proceedings. Selected papers from the symposium are pub- lished in this volume. THE CASE FOR DIVERSITY IN HEALTH PROFESSIONS “The Right Thing to Do . . . The Smart Thing to Do” Several presenters argued for a re-examination of the rationale for diversity in health professions, and, more specifically, the value of affirmative action as a tool for achieving diversity in health professions training settings. Mark Smith, president and CEO of the California Health Care Foundation, noted in a keynote address that the two traditional arguments presented in support of affirmative action, fairness and function, must be updated if advocates seek to overcome objections of some policymakers and the prevailing public sentiment. Issues of fairness, Smith stated, have traditionally been at the heart of ar- guments in support of affirmative action, based on the fact that many racial and ethnic minorities have been traditionally excluded from economic and profes- sional opportunities. Affirmative action policies were therefore established as a mechanism for redress and expanded opportunity. The contemporary challenge, he noted, is to update this understanding of fairness and make the mechanisms of redress more sophisticated to reflect social, economic, and demographic changes that have occurred since affirmative action policies were first imple- mented. For example, Smith noted that by pointing to minority individuals who have attained success and broken traditional economic and employment barriers, opponents of affirmative action argue that minorities now have equal, if not greater opportunities to succeed. Increasingly, he added, African Americans, Native Americans, and Hispanics have ascended to middle- and upper-class status, creating a perception that affirmative action is no longer needed. Oppor- tunity, however, is still inequitably distributed, according to Smith—a point that will be lost should proponents of affirmative action not acknowledge the eco- nomic, political, and educational gains that minorities have made, he added. Proponents of affirmative action must also address the perception that “merit” can be fairly and objectively assessed, according to Smith. This percep- tion is bolstered, he noted, by the heavy reliance among some administrators on test scores in admissions processes. Test scores, Smith stated, create an aura of scientific precision without necessarily predicting the outcomes of interest— such as the kinds of skills necessary to be a good nurse. A silent form of “pseudo precision,” he argued, is conferred when quantitative measures are used without a clear understanding of how and when these data are useful. Such

6 THE RIGHT THING TO DO, THE SMART THING TO DO misunderstandings are a “constant threat” to notions of fairness that have been central to efforts to increase diversity, according to Smith. Arguments in support of affirmative action that focus on the functional util- ity of a diverse workforce must also be updated, according to Smith. Noting that some research and anecdotal evidence supports the argument that a diverse health care workforce helps to improve access to care for minority communities and enhance trust and communication, Smith called for more critical analysis and research. Not all racial and ethnic minority health care providers will “click” with minority patients, he noted; similarly, one should not assume that non- minority providers cannot adequately serve minority patients. Research must better assess the key variables that affect the patient-provider relationship, such as trust, being treated with dignity, and mutual respect, and consider how the race and ethnicity of patients and providers influence these variables, he noted. Smith concluded by drawing an analogy to common myths about the pyra- mids and other great artifacts of ancient Egypt. He noted that a common misper- ception about the pyramids is that their construction involved highly technical scientific achievements that were once thought unavailable to the Egyptians. This was not the case, he stated—in fact, much of the construction conformed to basic understandings, and was not “rocket science.” Much the same can be said about efforts to diversify health professions, Smith said, in that basic efforts such as mentoring, developing a critical mass of URM health professions stu- dents and faculty, focal and consistent support from leadership, and social and psychological support can all help to enhance diversity. “These are not sophisti- cated concepts,” he noted. Another myth about the pyramids, Smith stated, is that stone materials used in their construction were brought in from miles away, across desert and water- ways. In fact, he noted, the pyramids were built using materials that were readily available. Similarly, we need not look far for sources of future health profes- sionals—tomorrow’s dentists, doctors, nurses, pharmacists, and other health professionals are all around us, he said. Finally, Smith related that the famous Sphinx was not planned, but, rather, was an artifact of another major construction effort that yielded a fortunate dis- covery. Ancient Egyptians were building a causeway, Smith stated, and came upon a large rock formation that blocked the causeway. Rather than try to re- move the rock, the Egyptians carved the Sphinx into its surface. Similarly, pro- ponents of diversity and affirmative action often encounter obstacles and politi- cal challenges, but these challenges must be addressed, Smith said. He noted that opponents who cannot be convinced of the need for diversity on political grounds can often be swayed on scientific grounds, heightening the need for creative and well-supported arguments. When “you’ve got lemons, you make lemonade,” he stated, adding that opponents can be swayed that affirmative ac- tion is not only “the right thing to do . . . [but also] the smart thing to do.”

THE RIGHT THING TO DO, THE SMART THING TO DO 7 The Necessity of Sustained Efforts Lee Bollinger, president of the University of Michigan, delivered a theme similar to that of Smith in a keynote address that focused on Michigan’s efforts to defend its affirmative action policies against two lawsuits that questioned the constitutionality of affirmative action. Bollinger, a constitutional law scholar, argued that the U.S. Supreme Court’s ruling in the landmark 1978 Bakke case, which remains the preeminent ruling on affirmative action as of this writing, refutes the notion that race, ethnicity, and color cannot and should not be taken into account in admissions processes. To the contrary, the Bakke decision points out that U.S. society is not “color-blind,” as opponents have argued, borrowing civil rights-era language, according to Bollinger. Combating such arguments has been challenging, he said, in the wake of an increasingly conservative Supreme Court, nationwide efforts to bring suit against universities that have affirmative action policies, state referenda (e.g., Proposition 209), and public attitudes that indicate dwindling support for affirmative action. Bollinger noted that affirma- tive action proponents are often urged to “move on,” or to find some other way to accomplish diversity without explicitly considering race or ethnicity in admis- sions processes. Under his leadership, however, the University of Michigan won the lawsuit challenging its undergraduate admissions processes, and is appealing a ruling against the school’s law school admissions policies. In the process, Bol- linger stated, he has learned that: 1) higher education, when organized and ready to address challenges, is “hard to beat;” 2) it is important not to accept the atti- tudes of the times (e.g., that affirmative action has been beaten, and that other alternatives should be explored); and 3) one must never underestimate the ne- cessity of sustained efforts in dealing with diversity issues. Michigan’s success in defending its affirmative action policies can be linked to two broad-based strategies, said Bollinger. The first was a legal strat- egy to provide support for the rationale in the Bakke decision, which assumes that a racially diverse student body leads to better educational outcomes for all students and serves compelling government interests. Michigan’s defense drew from several sources, including social science research indicating that educa- tional and civic outcomes were better for college students educated in more di- verse environments. The second strategy, according to Bollinger, was a public education campaign that sought to “make the case, with complete openness and candor,” to inform the public about admissions processes and the benefits of diversity. Bollinger and his colleagues actively sought opportunities to present Michigan’s rationale for diversity, while continuing to build allies among other higher education leaders, as well as businesses and corporations, such as Gen- eral Motors. In the process, Bollinger stated, Michigan was able to identify and debunk several misperceptions about affirmative action:

8 THE RIGHT THING TO DO, THE SMART THING TO DO Race is no longer a factor in American life, and therefore should not be a factor in admissions processes. Bollinger responded to this charge by noting that the vast majority of Michigan students, both minority and non-minority, came from starkly segregated high schools. This suggests that college repre- sents the first opportunity for many of these students to work and live with people from other backgrounds, in effect training them for participation in the working world. Admissions processes should be based on applicants’ credentials, not race. Like many other schools that have affirmative action policies, Michigan’s ad- missions process considers applicants’ academic preparation and achievements in conjunction with other factors—such as their geographic location, leader- ship, socioeconomic status, athletic abilities, and alumni status—to create a di- verse student body, said Bollinger. Race and ethnicity are but two of the many factors that must be considered to assemble a class “like a symphony,” he said. Noting that the term “affirmative action” is not commonly used when universi- ties consider applicants’ “legacy” status (i.e., children of alumni), Bollinger said that people mistakenly believe that applicants’ race or ethnicity is some- how given greater emphasis than other attributes when admissions committees attempt to assemble a diverse student body. Diversity is not central to the educational mission, but rather an add-on. Bollinger refuted this argument, stating that diversity is critical to efforts that help students to “get outside of” their own perceptions and viewpoints and en- counter other perspectives. “This why we study history, law … and literature,” he said, noting that undergraduate curricula typically requires study outside of students’ major field, to ensure breadth. Similarly, he argued, students should be exposed to other cultures, viewpoints, and perspectives. Diversity does not work because students self-segregate on campus, nulli- fying its benefits. Bollinger acknowledged that students of different racial and ethnic backgrounds do segregate themselves, but believes such segregation is less prevalent than commonly believed. In part, this may reflect what students are most comfortable with, given that they arrive on campus with generally limited exposure to other racial and ethnic groups, he said. Further, he argued, such self-segregation occurs in society, but should not be an excuse for failing to encourage students to learn from each other. College and university admissions committees can achieve diversity by striving for a socioeconomic mix, or by automatically admitting a percent- age of the top high school graduates. Bollinger also refuted this argument. Using socioeconomic status alone as a key factor in admissions will not ensure racial and ethnic diversity, he argued, as most poor individuals are white. In addition, automatically admitting a percentage of the top high school graduates removes the discretion and autonomy of universities to choose the type of stu- dent body that they feel would create the best learning environment.

THE RIGHT THING TO DO, THE SMART THING TO DO 9 Can Diversity Among Health Professionals Decrease Health Disparities? African Americans and Native Americans, and to a lesser extent Hispanics, experience rates of mortality and disability from disease and illness that are sig- nificantly higher than rates for white Americans. The excess burden of illness in these populations is due to many complex factors, including socioeconomic ine- quality, environmental and occupational exposures, direct and indirect conse- quences of discrimination, health risk factors such as overweight, cultural and psychosocial factors such as health-seeking behavior, biological differences, and less access to health insurance and health care. Because many racial and ethnic minority communities have a shortage of physicians, increasing the numbers of health professionals—and in particular, providers who are themselves racial and ethnic minorities—to serve in these communities has been proposed as one means of addressing the excess burden of illness among minorities. Raynard Kington, Diana Tisnado, and David Carlisle explored this hypothe- sis in a symposium presentation, noting that the question of training minority health providers to serve in minority communities extends back at least to the 1910 Flexner report, which advocated that “Negro” doctors be trained exclu- sively to serve the African-American population (see Kington, Tisnado, and Carlisle, this volume). Kington and colleagues explored the impact of diversity among health professionals via three pathways: the effect of practice choices of minority providers; the quality of communication between minority patients and providers; and the quality of training in health professions training settings as a result of increasing diversity in these settings. Kington et al. addressed these questions using data for physicians, because these data are generally more avail- able and reliable than data for other health professionals. Kington and colleagues noted that African-American and Hispanic patients are less likely than whites to have a regular physician, to have health insurance, to have routine visits with a physician, and to receive some preventive and screening services. After gaining access to health care, however, minorities still do not fare as well as their white counterparts; African Americans, and to a lesser extent Hispanics, receive fewer diagnostic and therapeutic procedures than whites, even after controlling for clinical, co-morbid, and sociodemo- graphic factors. Not surprisingly, Kington and his colleagues note, physician supply is in- versely related to the concentration of African Americans and Hispanics in health service areas, even after adjusting for community income levels. A consistent body of research, however, indicates that African-American and Hispanic physi- cians are more likely to provide services in minority and underserved communi- ties, and are more likely to treat poor (e.g., Medicaid-eligible) and sicker patients. Some studies, according to Kington and his co-authors, indicate that on average, minority physicians treat four to five times the numbers of minority patients than

10 THE RIGHT THING TO DO, THE SMART THING TO DO white physicians do. These practice patterns appear to be by choice, according to the authors; studies of new minority medical graduates, for example, indicate a greater preference to serve in minority and underserved communities. Kington and his colleagues also reviewed several studies that examine the quality of patient-provider communication across and within racial and ethnic groups. These studies indicate that for some minority patients, having a minority physician may result in better communication, greater patient satisfaction with care, and greater use of preventive services. However, the authors caution, there is little empirical evidence that cultural competence influences patient outcomes, or that increasing the numbers of minority physicians to serve patients of color improves outcomes through culturally appropriate care. In addition, although many speculate that increased diversity in medical training may expose physi- cians to a wider range of cultural backgrounds and improve their interactions with patients, there is little evidence that diversity within health care training settings (e.g., greater numbers of URM students in medical school) improves training for all medical students, according to Kington et al. The authors noted, however, that this question has not been subject to consistent, rigorous study. Kington and colleagues concluded that increased diversity among physi- cians appears to be valuable for increasing access to care in minority communi- ties. Minority providers, they argue, are more likely to seek to serve individuals of their own racial and ethnic backgrounds, and tend to positively influence mi- nority patients’ satisfaction with clinical encounters. Further, these providers are more likely to provide preventive and primary care services that are most needed among less healthy populations. Kington and his co-authors caution, however, that while the evidence supports increasing the numbers of minority physicians to meet health needs of minority communities, we must guard against the notion that minority providers should be trained primarily to serve racial and ethnic minorities, or that white physicians cannot adequately serve minority patients. Given the disproportionately low representation of minorities among the ranks of health professions, such simplistic assumptions are likely to widen the gap in access and quality of care for minority patients. The Impact of Diversity in Health Professions Education As Kington and colleagues noted, a potentially important aspect of the case for diversity in health professions is the impact of diversity within health profes- sions education settings. Lisa Tedesco, Vice President and Secretary of the Uni- versity of Michigan, explored the theoretical and empirical evidence for this argument. Tedesco cited a growing number of studies indicating that diversity in higher education settings is associated with positive academic and social out- comes for students, and argued that such benefits extend to health professions training, as well.

THE RIGHT THING TO DO, THE SMART THING TO DO 11 One such landmark study, said Tedesco, was described in The Shape of the River, a book by William Bowen and Derek Bok (1998). Bowen and Bok stud- ied educational and career outcomes for two cohorts of white and minority stu- dents who attended 28 selective colleges and universities in the 1970s and 1980s. They found that minority graduates of these institutions attained levels of academic achievement that were on par with their non-minority peers (e.g., mi- nority and non-minority students attained graduate degrees at approximately equivalent rates). Further, minority graduates of these schools obtained profes- sional degrees in fields such as law, medicine, and business at rates far higher than national averages for all students. African-American students from selected schools in the 1976 cohort, for example, were seven times more likely to receive degrees in law and five times more likely to receive degrees in medicine com- pared with the general college population, according to Tedesco. Similarly, Af- rican-American students in the 1989 cohort of students in this study were only slightly less likely to earn doctorates than were white students. Significantly, Tedesco noted, civic engagement and community activity was higher among minorities from the selected schools than their white counterparts. Similar findings were obtained by Patricia Gurin, said Tedesco. Gurin, a professor of psychology at the University of Michigan, studied academic and civic outcomes of college students who attended racially and ethnically diverse colleges, and those who attended less diverse institutions. Gurin found that stu- dents at diverse institutions were more likely to be involved in community and civic activities, and were “better able to participate in an increasingly heteroge- neous and complex democracy,” according to Tedesco. These students, she added, were better able to understand and consider multiple perspectives, deal with the conflicts that different perspectives sometimes create, and “appreciate the common values and integrated forces that harness differences in pursuit of the common good.” Gurin concluded that students can best develop the capacity to understand the ideas and feelings of others in an environment characterized by a diverse study body, equality among peers, and discussion of the rules of civil discourse. “These factors are present on a campus with “Students who experience the a racially diverse student body,” Tedesco stated. most racial and ethnic diver- “Encountering students from different racial and sity in classroom settings and ethnic groups enables students to get to know in informal interactions with one another and appreciate both similarities and peers show the greatest en- differences.” Significantly, Tedesco noted, di- gagement in active thinking versity was also associated with a range of better processes, growth in intel- cognitive and intellectual outcomes. Gurin lectual engagement and mo- found, according to Tedesco, that “interactions tivation and growth in intel- with peers from diverse racial backgrounds, both lectual and academic skills.” in the classroom and informally, is cognitively Lisa Tedesco associated with a host of what are called learn-

12 THE RIGHT THING TO DO, THE SMART THING TO DO ing outcomes. Students who experience the most racial and ethnic diversity in classroom settings and in informal interactions with peers show the greatest en- gagement in active thinking processes, growth in intellectual engagement and motivation and growth in intellectual and academic skills.” Tedesco noted that parallel data linking the benefits of diversity in graduate health professions training are not available. Nonetheless, she stated, the re- search by Gurin, Bowen and Bok, and others suggests that the rich learning en- vironments associated with diversity in undergraduate settings probably extend to health professions education settings. In the best case, she noted, students from diverse undergraduate settings enter health professions schools with a growing sense of cultural competence and experience interacting across racial and ethnic boundaries, as peers and as students. These students can be expected to engage in rich and lively discussions, would likely be vigorous contributors to tutoring and mentoring programs, and would add a dimension of intellectual and social complexity to areas in the curriculum that require social analysis and clinical judgment. In addition, students learning in diverse health professions training settings would likely extend the reach of health professions schools into the community for preventive care and youth services. Tedesco added that re- search should be done to assess the contributions of diversity in health profes- sions training, for “it would be an opportunity lost not to study what our students are bringing to us.” Finally, Tedesco noted, students trained in diverse health professions edu- cation settings are likely to help improve the delivery of health care to minority and medically underserved communities. Observing that mistrust of the medical establishment has been linked to poor patient compliance, lack of participation in clinical trials, and low rates of patient satisfaction, Tedesco argued that diver- sity experiences can help health care providers and the patients they serve to develop bonds of understanding that will improve trust. Building an infrastruc- ture of trustworthy health care professionals and health care institutions, she stated, has great potential to increase the health and well-being of individuals and the community, thus extending the benefits of diversity. In addition, noting that a lack of cultural competence among providers has become a barrier to care, Tedesco argued that diversity in health professions training settings is a step toward enhancing providers’ understanding of cultural dimensions of care and their ability to work with diverse patient populations. Without this cultural skill, she stated, health care providers contribute institutionally and in other ways to patient non-compliance, premature end to treatment, and less than optimal treatment outcomes. IS AFFIRMATIVE ACTION DEAD? Lee Bollinger’s presentation highlighted the strategies that the University of Michigan has developed in response to legal challenges regarding its admissions

THE RIGHT THING TO DO, THE SMART THING TO DO 13 policies. Thomas Perez, formerly the director of the Office of Civil Rights of the U.S. Department of Health and Human Services, further described the current legal status of affirmative action programs, and suggested ways that the health professions can comply with current law and meet legal challenges (Perez, this volume). Perez noted that while courts and legal scholars disagree about the meaning of the landmark Bakke decision, little disagreement exists regarding the current constitutional standard in affirmative action cases. This standard dictates that courts must apply strict scrutiny in evaluating race-conscious admissions plans, and that institutions adapting these plans must demonstrate that the plan serves a “compelling government interest” and is narrowly tailored to achieve this goal. “Compelling government interest,” Perez noted, has traditionally been ar- gued from the standpoint of either remedial justification or a diversity rationale. Remedial justification arguments have typically been advanced as a means of addressing the contemporary effects of past discrimination. This argument has met with limited success, Perez stated, as courts have held that higher education institutions (or in the case of state-supported institutions, state governments) must show complicity in prior discrimination, and must clearly demonstrate how its prior discrimination is linked to present inequality. The diversity rationale, on the other hand, has met with greater success in court challenges, according to Perez. As articulated by Bollinger and Tedesco, this argument poses that the state holds a compelling interest in enhancing students’ educational experiences through a diverse student body. Perez cited recent court decisions, such as the Ninth Circuit Court ruling in a case challenging race-conscious admissions at the University of Washington’s Law School and the district court ruling in the University of Michigan’s undergraduate admissions case, as evidence that narrowly tailored, race-conscious admissions constructed on the basis of the diversity rationale can withstand court scrutiny. While this rationale has not survived court scrutiny in some cases (such as the Michigan law school admissions case), Perez argued that the rationale has survived enough challenges that “commentators’ depiction of affirmative action as dead is at odds with the empirical evidence.” Perez concluded by noting that higher education institutions and the health professions can assist in the legal battle to preserve affirmative action in several ways. Following the University of Michigan’s lead, he stated, institutions can help to build the case for diversity as a compelling interest by developing the evidence base supporting the benefits of diversity in higher education. Similarly, the health professions should work to enhance the “operational “The reality is that the necessity” argument, which links the state’s interest current affirmative action in facilitating the health care of its citizens via a ra- landscape in higher edu- cially and ethnically diverse health care workforce, cation is quite unsettled, Perez stated. This argument, he noted, has met with but by no means dead.” success in some legal challenges to affirmative action Thomas Perez in the context of police and corrections hiring. In

14 THE RIGHT THING TO DO, THE SMART THING TO DO addition, health professions education institutions should assess whether race- neutral policies, such as reduced reliance on test scores, could help in the effort to increase diversity. If not, he argued, institutions should be prepared to show why these practices are insufficient as part of a thorough defense of the use of race- conscious admissions practices. REDEFINING EDUCATIONAL MERIT Standardized Testing and Educational Opportunity Noting that “tests and assessments are the most powerful levers of opportu- nity to higher status education and employment,” Michael Nettles and Catherine Millett analyzed trends in the performance of African-American and Hispanic students on standardized tests, and discussed the implications of group differ- ences in test performance for the participation of URM students in higher educa- tion (Nettles and Millet, this volume). In particular, they explored how test per- formance has become associated with “educational merit,” and discussed the use of additional criteria to provide a more complete assessment of applicants’ intel- lectual capital. The authors concluded with an analysis of student demographic and school factors associated with higher test performance among URM students. The central question posed by Nettles and Millet is: “What do we need to do to achieve greater diversity in American society at every level?” Diversity, they argued, is especially needed in the higher levels of a meritocracy. Stan- dardized tests, however, have become a core indicator of merit in this country, serving as the gateway through which opportunity is allocated. The higher a student’s score, according to Nettles and Millet, the more access she/he has to high-quality curricula, colleges, and professional schools, which translates into higher status employment and a better quality of life. In order to reverse the un- derrepresentation of minorities in higher education, the authors stated, their par- ticipation in and performance on the principal mediums of meritocracy—test scores and grades—must be improved. Colleges and universities use a variety of criteria (e.g., test scores, GPA, class rank, essays, parental alumni status) when making decisions about admis- sions, Nettles and Millet noted, and use a variety of weighting schemes to assign relative importance to these criteria. Test scores, they asserted, represent the biggest challenge for African-American and Hispanic students in admissions to both undergraduate and graduate institutions. Nettles and Millet noted that many schools have begun to de-emphasize test scores—for example, some institutions have amended tests and still others have made them optional. However, test score data generally remain a key component in admissions. African-American, Hispanic, and Native American students generally perform poorly on standard- ized tests relative to their white and Asian-American peers, according to the authors. Data from the Scholastic Aptitude Test (SAT), for example, reveal that

THE RIGHT THING TO DO, THE SMART THING TO DO 15 80% of African Americans and 66% of Hispanics score below 1,000, while whites are fairly evenly distributed across the range of scores, with about 39% scoring below 1,000. The distribution of American College Test (ACT) and the Medical College Admissions Test (MCAT) reveals a similar pattern. Racial and ethnic gaps in high school and college test scores begin very early in students’ careers, Nettles and Millet noted. Data from the National As- sessment of Educational Progress (NAEP), which is administered in a variety of subjects, reveal that a large number of minority students are not achieving even basic levels of performance in early grades. By the fourth grade, Nettles and Millet stated, more than 65% of African-American and 60% of Hispanic chil- dren are performing below basic levels in math. These data are in contrast to the 22% of white students who perform below basic level on the NAEP. Nettles and Millet pointed out that these gaps do not tend to narrow as students advance, as indicated by the continued gap in SAT, ACT, and MCAT scores. Several factors correlate with minority student performance on standardized tests, according to Nettles and Millett. Not surprisingly, they noted, the concen- tration of minority students in schools is inversely associated with students’ test performance. For example, data from the NAEP illustrate that, in general, the greater the African-American and Hispanic enrollment of the school, the lower the 4th grade math scores of students in that school. Interestingly, they noted, NAEP data reveal that some schools with predominantly African-American and Hispanic student populations scored above the white mean, and some predomi- nantly white schools scored at or below the African-American mean. The schools in the survey are anonymous, but Nettles and Millet argued that if more can be learned from these schools, greater insight could be gained into factors related to teacher quality, curriculum, family involvement, and other influences, that may help raise scores for minority children. Nettles and Millet also examined demographic and student characteristics and their relationship to standardized test scores. For all racial and ethnic groups, parents’ socioeconomic status (levels of education and income) and the type and number of courses taken (particularly honors classes) were positively associated with student test performance. Students whose first language was English, who intended to major in a natural science field, and who attended pri- vate schools (and/or schools that offer Advanced Placement courses) were also more likely to have higher test scores. For African-American students, attending a high school where the majority of students are white and attending private school were associated with higher test performance. Further, for African- American males, participation in extracurricular athletic activities was associ- ated with higher test scores. For white males, public versus private school and involvement in athletics did not predict test scores. Nettles and Millett concluded that the strongest criteria available to poten- tially supplant or complement standardized test data are related to school curric- ula. “Students who experience the most rigorous curricula in school,” they

16 THE RIGHT THING TO DO, THE SMART THING TO DO noted, “and earn relatively high grades are the most promising prospects for success in college, graduate and professional school.” Public and private initia- tives that enhance the academic preparation of minority students and expose them to an enriched curricula, they argued, should help to improve the perform- ance of minority students on standardized tests, and subsequently, improve their educational options. Strategies to Enhance Diversity in Health Professions: An International Perspective New perspectives to address the underrepresentation of racial and ethnic minorities among health professionals in the United States can be gained by understanding how other nations deal with similar diversity questions, according to Alan Herman, M.D., Ph.D., Dean of the National School of Public Health at the Medical University of Southern Africa (MEDUNSA), who delivered an af- ternoon keynote address. Herman has a bicontinental perspective regarding di- versity and education. He was born and educated in South Africa, and came to the United States in the 1980s, where he worked and taught at the National In- stitutes of Health. He was recruited back to South Africa in the mid-1990s to start the first American-style school of public health at MEDUNSA. South Africa is a country of contrasts that is still in the grips of its own ra- cism, stated Herman. Education, he noted, especially health professions educa- tion, is still defined and shaped by that racism. When founding the National School of Public Health, Herman stated, two fundamental principles had to be addressed. The first was equity, a term Herman prefers to affirmative action. According to Herman, equity is a fundamental principle that is intrinsic to the principles of liberty. “Equity is not important because it will close the gap be- tween blacks and whites,” he stated. Rather, “It’s important because it’s impor- tant.” The second fundamental principle, according to Herman, is that the prob- ability of success in health professions education for black South Africans is poorly predicted by quantitative metrics, such as standardized tests. “If you take my score from high school in mathematics,” Herman stated, “there was no way you could predict that I would become a meth- odologist.” He added, “… I did come from a “I did come from a slum and slum and my cognitive ability was in fact my cognitive ability was in clouded by the racism of my society. Until, I fact clouded by the racism of think, we move to that understanding, we my society. Until, I think, we won’t be able to create equity in education nor move to that understanding, will we be able to create equity in health care.” we won’t be able to create MEDUNSA was created in 1980 by the equity in education nor will apartheid regime to educate “second class we be able to create equity in doctors” to care for “second class people,” health care.” Alan Herman Herman stated. Since the end of apartheid,

THE RIGHT THING TO DO, THE SMART THING TO DO 17 however, enrollment in MEDUNSA’s medical school has increased, while en- rollment in other medical schools (which are majority white) has decreased. The most recently admitted class at MEDUNSA comprised 300 students, while other medical schools had 120 to 130 students. Through its history, MEDUNSA has trained 70% of South Africa’s black physicians, 90% of its black dentists, 100% of the country’s black veterinarians, 50% of South Africa’s black M.P.H. degree holders, 100% of the nation’s black doctorates in public health, and between 40 and 100% of South Africa’s black physician specialists, said Herman. In admissions decisions, preference is given to disadvantaged students. “We will go to the poorest schools to find the smartest kids to bring them into medi- cine,” Herman stated. MEDUNSA’s success in retaining and graduating these students, he noted, can be attributed to the faculty and administration’s under- standing of the needs of disadvantaged students. Remedial courses and mentoring are offered to help address gaps in students’ prior academic prepara- tion, and students are not removed from the university if they have difficulty successfully completing coursework. As an example, Herman noted that 15% of MEDUNSA’s students fail in the first year. These students are placed into a supplementary program, however, and are able to repeat the first year. Most of these students are able to return and complete school. While this practice has been criticized, it has paid off, Herman argued, in that many of the students who take the longest time to complete their education practice in some of the most remote areas of the country. MEDUNSA offers a formal academic mentoring program that is managed by senior students and faculty. Although the mentoring program is focused on students who do not complete the first year, informal mentoring is offered to all new students. MEDUNSA has also developed initiatives to assist secondary schools, such as academic outreach programs and a science mentoring program for high school students in physics, chemistry, biology, and math, that is organ- ized and managed by the MEDUNSA student government. Outreach efforts, Herman stated, are enhanced by the creation of a “science bus” that tours the countryside with two science faculty members, teaching from school to school. MEDUNSA also helps to upgrade the skills of high school science and math teachers with refresher courses and university “open days.” The end result of these outreach efforts, Herman stated, is that MEDUNSA has been able to make strides toward addressing South Africa’s need for a diverse health care workforce. While many students of color choose to attend majority white schools because they have more resources, he stated, MEDUNSA has the advantage of being committed to helping students stay enrolled.

18 THE RIGHT THING TO DO, THE SMART THING TO DO “Working the Demand Side of the Problem”: Algebra and Opportunity Robert Moses expanded on the theme of improving educational opportuni- ties for racial and ethnic minority children as he discussed the importance of math and science literacy in an increasingly globalized, high-tech economy. Moses, a mathematician, founded the Algebra Project 20 years ago to help mi- nority children gain access to better-quality mathematics curricula than that typically provided in poor, predominantly minority school districts. After be- coming frustrated because his daughter’s school did not offer algebra, Moses was invited by her teacher to provide instruction for several advanced students. According to Moses, children must master algebra, as it is the gateway to col- lege-preparatory curriculum and subsequently to higher education and increased opportunity in life. In the process of participating in the project, Moses stated, children gain a better appreciation of why math and science training is essential to help them become full participants in an expanding economy. The project also helps children recognize that this training can help them shape the techno- logical advancements that will ultimately affect their lives. In this way, he ar- gues, students and communities that have been traditionally left out of the eco- nomic and political mainstream gain a significant voice. “This is working the demand side of the problem,” he noted. Moses began his career as a math teacher and was drawn to the south in 1960 to become a full-time worker in the struggle for civil rights. In Mississippi, he helped to organize the poor rural population, register thousands of voters, and train organizers in freedom schools. Moses drew analogies between the Civil Rights movement’s goal to bring disenfranchised groups into the political main- stream, and the Algebra Project’s effort to bring disadvantaged children into the economic and intellectual mainstream. Previously, he noted, industrial technol- ogy and physical labor was the driving economic engine of the country. Today, however, computer-based technology and intellectual labor drive the economy, and minority children must be prepared to participate. “The new technology has brought with it a new requirement for literacy for citizenship,” Moses stated. “For example, in ear- lier days if people couldn’t read or write they “The national discussion that were the designated serfs of our industrial tech- we’re having is misplaced. nology.” He contended that in the current era, We’re having a national dis- people need a fundamental math literacy in addi- cussion about education as a tion to reading and writing skills. “Without that,” selection process—who is he says, “we are growing designated serfs.” going to go where. What we Unfortunately, Moses stated, today’s need is a national discussion schools still teach children—especially minority about education as an oppor- children—based on artifacts of the older tech- tunity structure.” Robert Moses nology, in effect dooming them to poorer career

THE RIGHT THING TO DO, THE SMART THING TO DO 19 opportunities and second-class citizenship. He noted that the average student is graduating with the equivalent of an 8th-grade education, making it difficult to obtain a job that will lead to a dignified life in this country. “The national dis- cussion that we’re having is misplaced,” Moses said. “We’re having a national discussion about education as a selection process—who is going to go where.” As an example, he stated that the tendency is to not “fix” schools, but move stu- dents around, through voucher programs, busing, and charter schools. “What we need,” he challenged, “is a national discussion about education as an opportunity structure. It’s the difference between discussing the ceiling and the floor. We need a discussion about the floor. What’s the floor out here for everyone to stand on, so that if we provide this floor and they get on it then they have a real opportunity to be citizens.” TRENDS IN ADMISSION, ENROLLMENT, AND RETENTION OF URM STUDENTS IN THE HEALTH PROFESSIONS EDUCATION PIPELINE Lost Opportunities: The Journey to Higher Education for URM Students Noting large disparities in educational outcomes between underrepresented minority (URM) and non-URM students, Patricia Gandara discussed points along the education pipeline where opportunities to improve minority achieve- ment are lost (Gandara, this volume). Gandara pointed to large discrepancies in higher education achievement, such as the fact that white students are twice as likely as black students to earn a college degree, and that Asian students are more than five times as likely as Hispanics to earn a college degree. As the U.S. population is expected to become increasingly diverse, she noted, disparities in educational attainment are also expected to increase between underrepresented minorities and white and Asian-American students. Gaps in educational opportunity can be noted as early as the preschool level, according to Gandara. African-American and Hispanic children are more likely than white children to have multiple risk factors for school failure (i.e., living in poverty or in single-parent households, having a mother with less than 12 years of education, speaking a primary language other than English, and/or having a mother who is unmarried at the time of her child’s birth). Further, Gan- dara noted that high-quality preschool programs, which have demonstrated positive effects on children’s cognitive functioning, health status, and socio- emotional development, are less available for those who cannot afford to pay. Some evidence suggests that the beneficial effects of preschool programming for at-risk students diminish when the program ends. However, other studies indi- cate that if intervention programs are applied early and intensively over a long period of time, intellectual gains for at-risk children may be sustained, she said.

20 THE RIGHT THING TO DO, THE SMART THING TO DO Kindergarten and elementary schooling presents another opportunity to in- tervene to raise the achievement of URM students, according to Gandara, be- cause data indicate that achievement gaps between URM and non-URM students begin to widen at this stage. African-American, Hispanic, and Native American children are more than twice as likely as Asian and white children to be in the lowest quartile in reading and math skills during their kindergarten year. By elementary school, for example, 39% of white students score at or above profi- ciency in reading, while only 10% of African-American and 13% of Hispanic children do so, according to 1998 NAEP data. Gandara noted that it is during this stage that a process of “disengagement” begins, in which low-income and minority students who are initially high performers experience a decline in grades one through six. Middle school, Gandara noted, presents another stage at which URM stu- dents face educational risks, as this is a stage when curriculum tracking begins. Children who are held back in basic math courses, she stated, will have diffi- culty catching up and may not be able to complete college preparatory courses in high school. Compared to their representation in the K–12 population, Afri- can-American, Native American and Hispanic children are underrepresented in programs for “gifted and talented” students, according to Gandara. These pro- grams are important because they predict placement in high-level math courses in middle school, and subsequently, high school. In addition, she stated, white and Asian-American students are much more likely to be assigned to algebra in grade 8 than African-American and Hispanic students. Not all of these differ- ences can be explained by test scores, she noted, particularly for Hispanic stu- dents. Further, URM middle school students, independently of their families’ socioeconomic status, are more likely to be taught by teachers with lower test scores and less academic preparation than white children. There is some evi- dence, Gandara noted, that higher-quality teachers (as assessed by test scores, the quality of the institution where teachers obtained their degree, and certifica- tion) are associated with higher student performance. By high school, according to Gandara, URM students who face academic difficulty are often permanently lost to the educational pipeline. Dropout rates are higher for URM students. Persistence in high school, she noted, is related to social and academic integration. Students who are more active and involved in their schools and communities are at lower risk for dropping out. High residen- tial mobility, a system that is indifferent to the needs of URM students, outside peer influences, and leaving school for employment all influence the likelihood that minority students will leave school prematurely, she said. Those students who do stay, according to Gandara, have varied academic experiences. URM students have lower GPAs and SATs scores than white and Asian-American students, even when controlling for family income. Students’ chances of achieving in high school are often limited by the qual- ity of the school they attend. For minority students, these schools are likely to be

THE RIGHT THING TO DO, THE SMART THING TO DO 21 less rigorous than schools in white and upper-income communities, according to Gandara. In low-income schools, for example, only 52% of classes meet college prep requirements, as opposed to 63% of classes in higher-income schools. Further, she noted, minority students are often locked in schools that are inferior and highly segregated by race. In 1997, for example, over one-third of Hispanic students attended schools that were 90%–100% minority. Even within nominally desegregated schools, she noted, minority students are more likely to be segre- gated in vocational and general education tracks. Furthermore, high school stu- dents with limited English proficiency are more likely to have teachers with inadequate training, to be in classrooms that do not take their language into ac- count, and to be provided with poor-quality curriculum, according to Gandara. These students perform less well on achievement tests, even when compared with students from similar socioeconomic backgrounds. Given the multiple barriers that URM students face in K–12 education, Gandara noted, it is not surprising that a lower percentage of URM students par- ticipate in higher education relative to white students. URM students are poorly represented in four-year colleges. Despite making up nearly one-quarter of the U.S. population, URM students attained only 14% of bachelor’s degrees con- ferred in 1997, according to Gandara. Further, URM students are less likely to be enrolled in biological/life sciences or health professions, further diminishing the supply of potential health professionals. Gandara concluded by noting that these disparities in educational attainment are projected to increase, particularly between Hispanics and all other groups. By one projection, she noted, Mexican-American adults in the United States, who were three times more likely than white adults to have fewer than 12 years of education in 1990, will be four times more likely to have this low level of education by 2015. By any measure, she argued—whether one assesses the pub- lic benefits of a well-educated workforce or the costs to the nation of unem- ployment, social welfare, and increased taxes—education is cost-effective. The Impact of Reversing Affirmative Action “Percent Plans” in California and Texas In 1996, the passage of Proposition 209 in California and the Hopwood de- cision in the Fifth Circuit Court produced sweeping changes in the state- supported California and Texas university systems. Noting that because these two states are home to over half of the nation’s college-aged Hispanic popula- tion and nearly 20% of the nation’s African-American college-aged population, Marta Tienda argued that developments in these states will have a significant impact on the pool of URM students who will attain health professions degrees (Tienda, this volume). Both state university systems have attempted to compen- sate for bans on the use of race or ethnicity in admissions decisions. Texas, for

22 THE RIGHT THING TO DO, THE SMART THING TO DO example, has implemented a plan to admit students to its universities who graduate in the top ten percent of their high school class, while California has recently adapted a similar policy to admit state residents who graduate in the top four percent of their high school class. Tienda stated that while long-term trends cannot be adequately assessed at this point, neither state appears to have im- proved the representation of URM students in their flagship state universities. Rather, URM matriculation in these states generally has declined, a trend that is even more disturbing considering the large increases of URM students among the school-age population in these states. Tienda analyzed undergraduate enrollment in the two states’ flagship insti- tutions (the University of California at Berkeley and the University of California at Los Angeles in California, and University of Texas at Austin and Texas A&M University in Texas) pre- and post-policy changes in admissions. She noted that while both the Hopwood decision and passage of Proposition 209 occurred in 1996, the states’ responses to these events varied significantly. In California, Proposition 209 became law but did not fully affect admissions decisions until after 1997. In Texas, the state legislature responded to Hopwood by passage of the above-mentioned bill that guaranteed admission to state universities to all of the state’s top decile high school graduates; California did not implement a compensatory policy or other strategy (“four percent solution”) in response to Proposition 209 until 2000. Thus, it is not possible to fully assess the impact of California’s percent solution, Tienda noted, although the states’ differing re- sponses to the ban on the use of race or ethnicity in admissions produced notably different results. Tienda noted sharp initial declines in the enrollment of URM students at the four flagship campuses in both states. In Texas, URM enrollment dropped sharply between 1996, prior to the Hopwood decision, and 1998, the first year that applicants’ race and ethnicity were banned in admissions considerations. At UT Austin, African-American freshman enrollment declined by one-third be- tween 1996 and 1998, from 4.8% to 3.2%; this decline is even more dramatic considering the African American freshmen enrollment at UT Austin peaked at 6% in 1994. Similarly, Hispanic enrollment declined 15%, from 14.9% in 1996 to 12.6% in 1998. At Texas A&M, similar declines were observed for both Afri- can Americans (25% between 1996 and 1998) and Hispanics (19% decline be- tween 1996 and 1998). As was the case at UT Austin, this decline was even more dramatic considering that freshman enrollment for these groups peaked just one year prior to the Hopwood decision, at nearly 5% among African Americans and nearly 15% among Hispanics in 1995, to a decade-long low of less than 3% enrollment of African Americans and less than 10% of Hispanics post-Hopwood. UT Austin, however, has recently rebounded from this initial decline, ac- cording to Tienda, as both African-American and Hispanic freshman enrollment increased by one percent for each group in 1999. In contrast, Texas A&M has

THE RIGHT THING TO DO, THE SMART THING TO DO 23 not recovered; in 1999, Hispanic representation among enrolled freshmen de- clined to 8.5%, approximately half of the peak enrollment for this group in 1995. African-American freshman enrollment has remained below 3%. Tienda attrib- uted this decline to significant differences between the two institutions in their response to Hopwood; at UT Austin, university officials conducted significant outreach efforts to encourage URM students to apply to the university, and in- creased scholarship support to ensure that admitted URM students would be able to clear financial barriers and matriculate. California, in contrast to Texas, did not immediately implement an alterna- tive policy to address its prohibition on the use of race and ethnicity in admis- sions decisions, according to Tienda. While the effects of the recently imple- mented “four percent solution” cannot be assessed for several years, it is clear that Proposition 209 continues to have dramatic effects on the representation of URM students at Berkeley and UCLA, she stated. From 1996, when Proposition 209 was approved by California voters, and 1998, when the law was fully im- plemented, African-American and Hispanic freshman enrollment declined by more than one-third. Relative to the peak enrollment of URM freshmen in 1995, the numbers of African-American and Hispanic freshmen declined by approxi- mately half for each group by 1998. At UCLA, African-American freshman enrollment slid from 7.3% in 1995 to 3.4% in 1998; at Berkeley, 7.2% of enter- ing freshmen in 1997 were African American, but this percentage declined to only 3.4 % in 1998. Hispanic enrollment at Berkeley declined from a high of 15.6% in 1995 to 7.3% in 1998. At UCLA, Hispanic freshmen enrollment slid from a high of 21.6% in 1995 to 10.5% in 1998. Tienda concluded that the ban in Texas and California on the use of race and ethnicity in admissions represents a “31-year setback.” Texas’ more immediate response to these policy shifts has stemmed these reversals only slightly, she added. Texas’ “ten percent solution” plan represents a significant step, she noted, in that these policies shift the foundation of admissions decisions to academic performance measures (e.g., high school academic performance) rather than stan- dardized test score data. Test score data, Tienda stated, are less reliable than high school grades as a predictor of collegiate performance. Such policies, however, are not likely to succeed in the long run, according to Tienda. In part, “percent solution” plans rely on racial and ethnic segregation in high schools to achieve racial and ethnic diversity at state universi- “If swelling numbers of Hispanic ties, as it is assumed that heavily minority college-age youth are not accom- high schools will produce eligible graduates panied by commensurate in- for admission. However, these students are creases in college attendance and also more likely to attend schools with the graduation, education inequality fewest academic resources and the poorest will rise dramatically in the fore- quality instruction (Gandara, this volume). seeable future.” In addition, the “ten percent” plan in Texas Marta Tienda appears to have stemmed the decline in

24 THE RIGHT THING TO DO, THE SMART THING TO DO URM enrollment only slightly, according to Tienda. This trend promises only to increase the achievement gap between URM and non-URM students, as demo- graphic shifts indicate that in California and Texas, Hispanic and African- American school-aged children are already a majority. “If swelling numbers of Hispanic college-age youth are not accompanied by commensurate increases in college attendance and graduation,” Tienda noted, “education inequality will rise dramatically in the foreseeable future.” Trends in URM Participation in Health Professions Kevin Grumbach and his colleagues (Grumbach, Coffman, Rosenoff, and Munoz, this volume) assessed trends in the participation rates of URM students in a variety of health professions training programs (i.e., allopathic and osteo- pathic medicine, nursing, public health, dentistry, pharmacy, and veterinary medicine). Using data obtained from associations representing these health pro- fessions, Grumbach et al. assessed trends in application, admission, and ma- triculation of URM students from 1990–2000, with a specific focus on trends in Texas and California, given policy changes in these states that limit the use of applicants’ race or ethnicity in admissions decisions. Data on numbers of applicants, admission rates, and matriculation patterns were not consistently available across health professions. Grumbach and his col- leagues, however, found that no single trend characterizes URM participation rates. While some health professions appear to be improving the percentages of URM students enrolled in training programs, others appear to be losing ground. In the fields of allopathic medicine, osteopathic medicine, dentistry, and veterinary medicine, for example, the authors found that the gap between URM and non- URM student participation in health professions has expanded in recent years, with URM students declining as an overall percentage of students in these fields. URM student participation did not reach population parity (26%) for any of the seven health professions studied. Three fields, however—nursing, public health, and pharmacy—saw modest but steady increases in the proportion of URM students enrolled in training programs, with URM participation greatest in public health (nearly 20% of all matriculants in public health programs were URM students by 1997, a rise of almost 4% since 1989). Dental schools, in contrast, observed a steady decline in URM participation over the last decade. Schools of veterinary medicine had the lowest rates of URM participation, as slightly fewer than 6% of matriculants in these programs were URM students. Allopathic medicine experienced a sharp increase in URM matriculants in the mid-1990s, reaching a high of 15.5% in 1994, according to Grumbach and his colleagues, before falling to 13.8% in 2000. The numbers of URM applicants to allopathic medical schools peaked in 1996 and 1997, but has declined since then, mirroring trends among the larger population. URM applicants achieved accep- tances to allopathic medical schools at rates as high or higher than non-URM ap-

THE RIGHT THING TO DO, THE SMART THING TO DO 25 plicants by the early 1990s, but this trend, the authors noted, began to reverse in 1995. As a result, the growth in the proportion of URM students entering allo- pathic medical schools seen in the early 1990s was reversed by the late 1990s. In fact, since 1999, non-URM applicants have experienced a growing likelihood of acceptance while URM applicants face a declining likelihood of acceptance. Grumbach and his colleagues’ analysis also indicated that allopathic medi- cal schools in California and Texas experienced more substantial decreases in URM matriculants than schools in other states in the late 1990s. In Texas, URM matriculants declined from 21% of entering allopathic medical school classes in 1996 to 15.6% in 2000, while California schools observed a similar decline. The authors concluded that “much of the overall decline in URM matriculation in medical schools in the United States is accounted for by the decreases in Cali- fornia and Texas.” This is not surprising, Grumbach et al. noted, as these states, because of their large African-American and Hispanic populations, have tradi- tionally enrolled a disproportionately large share of minorities in health profes- sions training programs. Osteopathic medicine has traditionally been less successful than allopathic medicine in attracting URM students, as the proportion of URM students enter- ing these schools is approximately half that of URM participation in allopathic medical schools. Overall, applications to osteopathic medical schools increased by 168% between 1990 and 1999, but URM applications increased less dramati- cally. While data on acceptance rates were not available, Grumbach and col- leagues found that URM matriculation rates lagged behind that of non-URM students in the early 1990s, then exceeded that of non-URM students in 1995 and 1996, only to decline nearly 6% below that of non-URM students by 1998. In that year, the last year for which matriculation data are available, URM ma- triculants represented 8% of all osteopathic medical school students, a decline of 20% from 1995. Similarly, data for dentistry are limited to numbers of appli- cants and matriculants, but these data indicate patterns similar to those seen for osteopathic medicine. Matriculation rates for URM dental students fell below that of non-URM dental students in 1997, declining to the point where URM students represented slightly less than 10% of all dental students by 1999. In California and Texas, the percentage of URM students matriculating in dental schools declined precipitously over the decade of the 1990s, with California URM dental school matriculation rates falling to 3.6% by 1999. This percentage, Grumbach et al. noted, is 10 times below that of the population of African Americans, Hispanics, and Native Americans in the state. Pharmacy, public health, and nursing programs enjoyed greater success than other health professions in the 1990s in attracting and enrolling URM students, according to the authors. URM participation in pharmacy programs (including both B.S. and Pharm.D.) increased 19% between 1990 and 1999, to the point where 13.8% of pharmacy matriculants were URM students. Nursing programs, which offer the greatest diversity of entry points into the profession via two-

26 THE RIGHT THING TO DO, THE SMART THING TO DO year, four-year, and graduate degree programs, saw the greatest sustained growth in URM student participation. Grumbach et al.’s analysis of nursing pro- grams, which was limited to baccalaureate degree programs, revealed that URM participation increased 48% between 1991 and 1999. By 1999, URM students represented 16% of matriculants in baccalaureate nursing programs. Public health programs have the highest proportion of URM enrollees of any of the health professions analyzed by Grumbach and his colleagues; as with nursing and pharmacy programs, public health saw a steady increase in URM student participation during the 1990s, increasing from 15.3% of all matriculants in 1990 to 19.5% in 1999. Noting that a decreasing proportion of URM students are enrolling in medi- cal schools in California and Texas, Grumbach and his colleagues concluded that “recent legislative and judicial decisions limiting the consideration of race and ethnicity in health professions’ schools admissions decisions may be con- tributing to diverging trends for URM and non-URM acceptance rates.” For other health professions such as public health, nursing, and pharmacy, they noted, trends in URM matriculation rates in California and Texas are consistent with the rest of the nation. Grumbach et al. speculated that in part, these schools may be able to maintain or increase levels of URM participation because they are under less public scrutiny than fields such as medicine, or may be less af- fected by policy changes in admissions processes. Improving Access to Quality Education and Health Careers for Minority Students Addressing Educational Inequality in the United States Efforts to enhance the pipeline of URM students prepared to enter health professions careers must address the structural and economic problems of schools that educate these students, stated Linda Darling-Hammond, who dis- cussed the implications of inequities in funding of public schools on the quality of education for racial and ethnic minority students (Darling-Hammond, this volume). Inequities in the quality of teaching and schooling in the United States, she noted, are striking. While European and Asian nations fund schools centrally and equally, in the United States, the wealthiest ten percent of school districts spend almost 10 times more than the poorest 10 percent. Poor and minority stu- dents attend the least well-funded schools, which have fewer resources than schools serving mostly white students. The consequences of these inequities are tragic for students of color, according to Darling-Hammond: as an example, she noted that in 1993 African-American dropouts had only a 25% chance of being employed, compared with a 50% chance for white dropouts. Darling-Hammond argued that educational inequality is fueled by the in- creasing segregation of minority students. Almost two-thirds of minority students

THE RIGHT THING TO DO, THE SMART THING TO DO 27 attend predominantly minority schools, and one-third of African-American stu- dents attend intensely segregated schools (90% or more minority enrollment), most of which are located in central cities. These schools have difficulty com- peting for the most qualified teachers, which is a major contributor to the achievement gap, according to Darling-Hammond. As an example, she cited a study of 900 school districts in Texas, which found that, after controlling for stu- dents’ socioeconomic background, the wide variability in teachers’ qualifications accounted for almost all of the variation in black and white students’ test scores. Darling-Hammond also contended that school funding systems and tax policies result in fewer resources allocated to urban districts compared with sub- urban districts. In general, she noted, urban schools suffer from lower expendi- tures of state and local dollars per pupil, higher student-teacher ratios and stu- dent-staff ratios, larger class sizes, lower teacher experience, and poorer teacher qualifications. These inequities have prompted legal action in some areas. In New York State, for example, the supreme court ruled that the funding system was unconstitutional because it denied students in high-need and low-spending districts the opportunities to learn material required by state standards, and failed to provide well-qualified teachers and curriculum supports. Three factors, according to Darling-Hammond, are important in determin- ing the quality of teaching for low-income and minority students—access to good teaching, the distribution of teachers, and access to high-quality curricu- lum. Problems in access to teaching, Darling-Hammond stated, include the fact that policymakers are frequently willing to lower standards in order to fill teaching vacancies. Poorly prepared teachers, however, are less skilled at im- plementing instruction, are less able to anticipate students’ potential difficulties, and are more likely to blame students if their teaching is not successful, she stated. Most importantly, their students learn at lower levels. In terms of the distribution of teachers, unqualified and underprepared teachers are found dis- proportionately in schools servicing greater numbers of low-income or minority students. This is due in part, she said, to real shortages, but also to hiring prac- tices in urban districts that are highly bureaucratic and poorly managed. The quality of curriculum is another critical variable in teaching, according to Dar- ling-Hammond. Schools that serve primarily low-income and minority students offer few advanced and more remedial courses, and have smaller academic tracks and larger vocational programs. Darling-Hammond cited as an example a study in New Jersey finding that 20% of 11th and 12th grade students in a wealthy suburb participated in Advanced Placement courses, while none were offered in nearby poor and predominantly African-American communities. In addition, the practice of tracking students within schools rations challenging curricula to a very small proportion of students, she said. Darling-Hammond suggested three policy initiatives to equalize educational opportunities for minority and low-income students: resource equalization, changes in curriculum and testing, and increasing the supply of highly qualified

28 THE RIGHT THING TO DO, THE SMART THING TO DO teachers. Resources, she stated, should be equalized between states, among dis- tricts, among schools within districts, and among students within schools. Many of the problems with schools attended by low-income and minority students be- gin with district and state policies and practices that provide inadequate funding and “incompetent” staff, and require inordinate attention to arcane administrative requirements, Darling-Hammond stated. Initiatives should improve the core practices of schooling, she added, rather than layering additional programs onto an already faulty base. Another important goal, Darling Hammond added, is to equalize the hiring of high-quality teachers across urban and suburban areas. Changes in curriculum and testing, Darling-Hammond maintained, should include the development of “opportunity to learn” standards that would define a floor of core resources and provide incentives for schools to work toward pro- fessional standards of practice. Curriculum, she noted, should move away from a focus on lower-order rote skills and move toward independent analysis and problem solving, research and writing, use of technology, and accessing and using resources in new situations, or “thinking curriculum.” Similarly, the types and uses of achievement tests should be steered toward more performance- oriented (e.g., analysis, writing) objectives, and should not be used to punish students and schools, but as a tool for identifying strengths and needs. Tests should improve teaching and learning, and should not, as Darling-Hammond stated, “serve to reinforce tendencies to sort and select those who will get high quality education from those who will not.” Finally, according to Darling-Hammond, quality teaching can be achieved through providing all teachers with a greater knowledge base and ensuring mastery of this knowledge in areas that include how children learn and develop, how curricular and instructional strategies can help them, and how changes in classroom and school practices can support achievement. This, she says, will help eliminate the practice of allowing poorly trained personnel to teach in un- derserved schools in disproportionate numbers and will raise the knowledge base for the occupation. Darling-Hammond called on the federal government to serve as a leader in providing an adequate supply of qualified teachers, citing similar action on behalf of physicians with the passage of the 1963 Health Professions Education Assis- tance Act. This provision supported and improved the caliber of medical training and teaching hospitals, provided scholarships “Tests should improve and loans for medical students, and created teaching and learning, and incentives for physicians to train in certain spe- should not, “serve to rein- cialties and practice in underserved areas. Dar- force tendencies to sort and ling-Hammond also stated that federal initia- select those who will get tives should be implemented that would help to high quality education from recruit new teachers, strengthen and improve those who will not.” teachers’ preparation, and improve teacher Linda Darling-Hammond retention and effectiveness.

THE RIGHT THING TO DO, THE SMART THING TO DO 29 Rethinking Admissions Processes With recent challenges to affirmative action policies, increasing numbers of institutions of higher learning are re-examining the processes by which they identify and select underrepresented and disadvantaged applicants. The chal- lenge has been difficult for many, forcing the reevaluation of standards of merit and concepts of fairness, according to Filo Maldonado, Assistant Dean for Ad- missions at Texas A&M College of Medicine (Maldonado, this volume). Mal- donado discussed the importance of diversity in health professions and exam- ined the issues involved in race-neutral admissions in Texas, which has been barred from considering applicants’ race or ethnicity in admissions as a result of the Hopwood decision. Maldonado contended that a lack of adequate access to health care—par- ticularly for those who live in inner cities and rural areas—and the erosion of trust between patients and doctors are significant problems that health professions schools must address. He argued that because physicians from underrepresented minority groups are more likely to practice in minority and poor communities, diversity among health professionals will help to ensure that the needs of these communities are met. “Enrolling more qualified underrepresented and disadvan- taged applicants to medical schools,” Maldonado stated, “not only promotes bet- ter access to health care—and in all probability, improved health—but helps ful- fill in large part medicine’s social obligation to serve society’s needs.” Maldonado argued for the importance of using both cognitive and non- cognitive criteria in selecting applicants. Most medical schools, he stated, do, in fact, value non-cognitive traits (e.g., motivation, knowledge of profession through experience, leadership skills, resilience) when making admissions deci- sions. He also indicated that there is evidence of a significant relationship be- tween both cognitive and non-cognitive variables and performance in medical school. Some schools, he said, have begun to track the performance of students who possess strong non-cognitive traits and less strong GPAs and MCAT scores. According to Maldonado, there is some evidence that successful at-risk students are more focused on academics and less likely to scatter their attention in school. While some of these studies have limitations, findings indicate that MCAT scores were predictive of success for at-risk white students but not for at-risk African-American students. In addition, he cited evidence that using MCAT scores along with other pre-admission data improved prediction of clerk- ship grades over the use of MCATs alone. This was particularly true for African Americans and Hispanics. As an illustration of the importance of both cognitive and non-cognitive factors, Maldonado cited the AAMC’s Predictive Validity Research Study, which indicated that 34% of the variation in students’ medical school GPAs can be explained by undergraduate GPA, and that 41% of students’ medical school GPAs can be explained by MCAT scores (58% variance explained by both).

30 THE RIGHT THING TO DO, THE SMART THING TO DO However, 42% of the variance was not explained by these factors. These other factors, he posits, may include educational achievements or experiences, major, additional degrees, community services activities, or character and motivation. The Texas A&M College of Medicine and other Texas medical and dental schools have begun to develop a race-neutral admissions process in the after- math of Hopwood, said Maldonado, that administrators hope will help to achieve the goal of diversity. According to Maldonado, the new admissions plan calls for: 1) a mindfulness of the vision and mission of the institution in assess- ing and selecting students; 2) a more inclusive approach in assessing cognitive abilities; 3) a broad-minded scrutiny of applicants’ non-cognitive characteristics at the pre-interview and interview phase of the evaluation; 4) enhanced inter- view techniques; 5) improved protocol for admissions committee deliberations; and 6) frequent self-monitoring. As an initial step, MCAT and GPA scores are weighted, and applicants sorted. This is completed in a manner that will jeop- ardize neither the integrity of academic criteria nor the breadth of qualified ap- plicants, according to Maldonado. The admissions committee then screens be- tween 900 and 1,000 applicants for interviews. In addition to consideration of academic scores, a screening form has been created to “widen the field of vi- sion.” Items on the screening instrument fall into four categories including: 1) academic performance and intellectual capacity, 2) humanism, dedication to service, and capacity for effective interactions, 3) special life experiences, and 4) other compelling factors (including supportive letters of evaluation, areas of interest within medicine, area where applicant lives, and awareness of and knowledge about the impact of cultural factors on heath care). While the implementation of this new admissions process at Texas A&M has improved the number of underrepresented minority students being interviewed and offered acceptances following the Hopwood decision, the number of these students enrolling is still low (3% in 2000, compared to 15.6% in 1996 before Hopwood). Changing the perspective of a medical institution, Maldonado said, from an insular and narrow one to one that examines unique qualities of students is difficult work that may often prove frustrating and produce discouraging re- sults. In order to increase diversity, however, schools must critically assess them- selves and commit to redesigning their admissions processes, he stated. Retaining URM Students in Health Professions Programs While the most popular strategy to increase the number of underrepresented minorities in health professions has been to increase admissions to health pro- fessions schools, minorities are more likely than non-minority students to expe- rience academic problems that result in a change in their academic status and delayed graduation, according to Michael Rainey, Acting Associate Dean for Academic Affairs at SUNY-Stony Brook School of Medicine (Rainey, this vol- ume). He indicated that URM students in medical schools are dismissed six

THE RIGHT THING TO DO, THE SMART THING TO DO 31 times more frequently than white students, withdraw three times more fre- quently, and are three times more likely to still be enrolled in medical school in the sixth year. Rainey discussed five reasons for difficulties in retaining underrepresented minorities in the health professions—admissions policies, faculty, curriculum, support services, and remedial strategies used by schools. He cited several problems related to admissions. Although some medical schools’ deans have provided vital leadership in the effort to attain a diverse student body, recent turnover in the medical education leadership makes it difficult to maintain strong and consistent support for increasing admissions and retention of URM students. However, Rainey noted that some schools are increasingly interested in considering non-cognitive factors (e.g., students’ knowledge of their ways of learning, openness to seek out help, time management skills, family support) during the admissions process in order to better predict what types of students are likely to succeed in future years. The curricula of many health professions training programs pose another challenge to the retention of URM students. Rainey argued that there is a heavy reliance on content delivery (e.g., lecture format) rather than focusing on student learning, particularly in the first year. He cited one study suggesting that URM students may prefer a more interactive style of teaching, compared to white stu- dents, who in general prefer a lecture format. In addition to issues of content, Rainey stated that the standard curriculum is fast-paced, with little time to ask questions, and that there is a “boot camp” atmosphere in schools. “The word ‘survival’ is common when students talk about the first semester,” he stated. Because of these factors, he said, it is the least-prepared students who will have the most difficulty. URM students are at greater risk for attrition than non- minority students given their generally poorer academic preparation and lack of familiarity with the culture and fast-paced environment of medical school, ac- cording to Rainey. Faculty, Rainey maintained, are under increased pressure to engage in re- search and generate income through clinical practice. Teaching is not valued or rewarded in tenure and salary increase decisions. In addition, Rainey stated, the shortage of URM faculty in health professions “marginalizes” underrepresented minority students because they have little contact with faculty with whom they can identify. As an example, Rainey cited results from the 2000 AAMC Medical School Graduation Questionnaire, in which 20% of students indicated they were mistreated during medical school. Of this group, 12% said they were denied opportunities for training or rewards because of their race/ethnicity one or more times during their schooling, and 16% indicated they had been subjected to ra- cially/ethnically offensive remarks directed towards them. The source of this mistreatment was typically faculty in clinical settings and interns/residents. The lack of support services for underrepresented minorities also presents a significant obstacle to the retention of URM students, according to Rainey. For

32 THE RIGHT THING TO DO, THE SMART THING TO DO example, he reported that of the 120 predominately white medical schools in the United States, 57% indicate having a minority affairs officer. Only one in four of these is an M.D. or Ph.D. with senior rank, which means that they are less likely to be a voting member of admissions, promotions, or curriculum commit- tees. In addition, he noted that underrepresented minority students are more reli- ant on loans and scholarships than non-minority students (these students receive 6% of their education costs from families, as compared with 20% for non- minority students). Financial aid officers therefore need to be an active and in- volved member of the support team for URM students, according to Rainey, but this is often not the case. Lastly, Rainey contended that some remedial strategies employed by health professions schools may be inappropriate for many URM students. For instance, some schools identify at-risk students and intervene shortly after classes start. However, many minority students resist this and feel stigmatized. Alternatively, many students with academic difficulty are simply given more time to learn material, which may be a mistake for underrepresented minority students, ac- cording to Rainey. Rather than additional time, he stated, more focus may be needed on learning techniques. In some cases students having academic diffi- culty are granted a leave of absence. However, this removes them from sources of support, their classmates, and learning assistance. It is important, he added, to keep students in an academic environment whenever possible. In conclusion, Rainey offered 34 recommendations for institutions to in- crease the admission and retention of underrepresented minority students, in the areas of admissions, curriculum, faculty, and support services. In admissions, for example, Rainey suggested that the word “diversity” be part of the mission statement of every medical school accredited by LCME, and that institutions should deploy senior URM faculty, residents, and students to serve on admis- sions committees as recruiters, interviewers, and voting committee members. With regard to curriculum, Rainey advised that orientation be at least two weeks long and should include an orientation to the curriculum, learning styles, testing strategies, and small group work as well as an introduction to the medical school and the community. In addition, an extended orientation program should be in- stituted, during which some classes should cover prerequisite material. Material should be tested in the same way the first semester courses are tested. Feedback should be provided to students that identifies areas of strength and weakness. Rainey also advocated exploring ways to help URM faculty earn tenure and promotion at the same rate as non-minority faculty, and address the issues of clinical faculty and resident/intern discrimination and harassment directed at URM students in school. Finally, as an example of strategies to help improve support services, he recommended that the institutions’ office of minority affairs be staffed with high-ranking, visible, and available staff and have resources to provide support services to URM students.

THE RIGHT THING TO DO, THE SMART THING TO DO 33 DISCUSSION AMONG SYMPOSIUM PARTICIPANTS As noted earlier, a major goal of the symposium was to foster discussion among individuals representing a range of disciplines and perspectives, includ- ing primary and secondary school educators and policymakers, health profes- sions educators, professional associations, and others. To further this goal, sev- eral small discussion sections were convened during the second day of the symposium to allow participants to react to paper presentations summarized above. These small discussion sections were asked to generate recommendations regarding strategies to improve minority student preparation and achievement in primary and secondary schools, to enhance the representation of URM students in higher education, to improve health professions’ schools admissions proc- esses to achieve greater diversity in these settings, and to better retain URM students in health professions. These recommendations are summarized below. Improving URM Student Achievement in Primary and Secondary Schools Two small discussion groups reacted to presentations focused on improving the achievement of URM students in K–12 education. Rapporteurs for these groups stated that health professions must “de-isolate” themselves from com- munities, particularly minority communities that may serve as the source of fu- ture health professionals. Health professions organizations should advocate to improve the quality of teaching, one stated, by urging additional funding to help better prepare teachers, particularly in math and science. This rapporteur also noted that health professions should seek roles in assisting school reform, such as converting large urban schools into smaller segments (e.g., “schools within schools”) to develop more supportive relationships with students. Support for teaching should also include advocacy to ensure that all students have access to high-quality curriculum. Health professions should take a lead role, another rap- porteur noted, in assisting teachers and providing them with effective resources, such as tools to improve students’ analytical reasoning and literacy skills. These interventions should not be focused solely at one or a handful of schools, the rapporteur stated, but rather toward coalitions or regional alliances of schools. Another discussion group considered the impact of high-stakes standardized testing on URM student achievement in K–12 settings. The rapporteur for this group urged that the health professions education and policy communities should carefully consider the messages that are conveyed in their use of test data, such as MCAT scores. The community should consider what these tests measure and how they are used in admissions processes, as educational leaders will be influenced by how health professions view and use such tests. Health professions should also highlight important issues in high-stakes testing, such as differences in teaching, curricula, and educational resources across schools that can have an impact on student performance.

34 THE RIGHT THING TO DO, THE SMART THING TO DO Recruiting, Admitting, and Retaining URM Students in Health Professions Education Three discussion groups explored strategies to recruit, admit, and retain URM students in health professions education programs. Sustaining URM stu- dents in undergraduate pre-medical and pre-health career tracks, one rapporteur noted, can be accomplished with a variety of academic, peer, and economic sup- ports. Health professions organizations should invest in education and profes- sional development for health careers advisors, and reward faculty for serving as advisors and mentors for pre-health career URM students. This can be accom- plished by providing financial and logistical support to faculty advisors, consid- ering such work in tenure decisions, and developing networks for advisors to share strategies and provide junior advising staff with resources and supports, the rapporteur stated. Additional financial supports should be provided to pre- health students so that they can be less reliant on outside jobs; in addition, eco- nomic barriers to applying to health professions schools (e.g., costs of MCAT and other tests, application fees, travel) should be addressed. Finally, health pro- fessions should tap pools of URM students who are “nontraditional” or mature students. These students may require remediation, child care, and/or economic support, and could benefit from post-baccalaureate programs or other initiatives that consider their special circumstances. New admissions strategies can be successfully developed that address the need for racial and ethnic diversity in health professions training settings while acknowledging the shifting policy contexts regarding affirmative action, another rapporteur noted. Drawing on Maldonado’s example of new admissions strate- gies and criteria used at the Texas A&M College of Medicine, the rapporteur urged that all health professions schools adopt admissions criteria that give greater consideration to applicants’ non-cognitive attributes, such as life experi- ences and commitment to serving poor and minority communities. Changing admissions criteria, however, will require integration of these changes into in- stitutions’ mission and goals. Faculty, administrators, and staff must “buy in” to new admissions processes and the consequences of such changes, such as the fact that new students may be admitted who flourish under different learning conditions and different teaching styles. Finally, the rapporteur noted that be- cause admissions efforts are limited by the quality of the pool of applicants, greater outreach efforts are needed to “beat the drums a little more loudly to get people to start thinking about health professions careers” earlier than college. Similarly, retaining URM students in health professions training settings will require a re-examination of the institution’s goals and priorities, according to another rapporteur. Institutions must conduct honest assessments to determine how the climate of the institution affects progress and learning for both URM and non-URM students. Research is also needed to better understand the reasons why students withdraw from health professions schools. Some research has fo-

THE RIGHT THING TO DO, THE SMART THING TO DO 35 cused on the difficulties that medical students face in the first year, for example, but little is known about the third and fourth year, when evaluation is more sub- jective. The rapporteur suggested that greater support be provided for mentoring, particularly where URM faculty currently offers informal mentoring. These roles could be more formalized and institutional support provided so that minor- ity faculty are not disproportionately burdened. Finally, the rapporteur urged that health professions educators revisit the way that students are trained. The style of teaching and grading typically used in these settings may disproportionately affect URM students, as Rainey noted above, and should be re-evaluated to im- prove learning for all students. A closing panel discussion on the first day of the symposium featured reac- tions and commentary from several leaders in health, public health, and educa- tion. One of the panel members, Vanessa Northington Gamble, Vice President of the Division of Community and Minority Programs at AAMC, noted that efforts to enhance diversity in health professions must be expanded to address educational inequities beginning at primary school levels. These effects will be enhanced by building coalitions and educating the public about the importance of diversity in all levels of education and in the health professions. “We have to really raise the expectations of our children, and also raise expectations of other people for “This is not a minority issue— children and of our communities,” she stated, this is an American issue.” noting, “This is not a minority issue—this is Vanessa Northington Gamble an American issue.” CONCLUSION The Symposium on Diversity in the Health Professions in Honor of Herbert W. Nickens, M.D., was convened to provide a forum for health policymakers, health professions educators, education policymakers, researchers, and others to address three significant, and at times, contradictory challenges: the continued underrepresentation of African Americans, Hispanics, and Native Americans in health professions; the growth of these populations in the United States and sub- sequent pressure to address their health care needs; and the recent policy, legis- lative, and legal challenges to affirmative action that may limit access among URM students to health professions training. The symposium summary and collection of papers from the symposium presented here are intended to help stimulate further discussion and action toward addressing these challenges.

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The Symposium on Diversity in the Health Professions in Honor of Herbert W. Nickens, M.D., was convened in March 2001 to provide a forum for health policymakers, health professions educators, education policymakers, researchers, and others to address three significant and contradictory challenges: the continued under-representation of African Americans, Hispanics, and Native Americans in health professions; the growth of these populations in the United States and subsequent pressure to address their health care needs; and the recent policy, legislative, and legal challenges to affirmative action that may limit access for underrepresented minority students to health professions training. The symposium summary along with a collection of papers presented are to help stimulate further discussion and action toward addressing these challenges. The Right Thing to Do, The Smart Thing to Do: Enhancing Diversity in Health Professions illustrates how the health care industry and health care professions are fighting to retain the public's confidence so that the U.S. health care system can continue to be the world's best.

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