Guidelines for the Use of Pavement Warranties on Highway Construction Projects (2011)

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49 Nationally Sponsored Guidelines, Research, and Reports AASHTO, FHWA, NAPA, SHRP, and TRB. Report on the 1990 European Asphalt Study Tour. American Association of State Highway and Transportation Officials, Washington, D.C., 1991. AASHTO. Primer on Contracting for the Twenty-first Century: A Report of the Contract Administration Section of the AASHTO Subcommittee on Construction, Fifth Edition, 2006. AASHTO. Guide Specifications for Highway Construction, 9th Edition. American Association of State Highway and Transportation Officials, Washington, D.C., 2008. AECOM Consultants, SAIC, and University of Colorado. Design–Build Effectiveness Study: Final Report. Federal Highway Administration, Washington, D.C., 2006. Anderson, S. and J. Russell. “Improved Contracting Methods for Highway Construction Projects.” Final Report, Phase I, NCHRP Project 10-49. Texas Transportation Institute and University of Wisconsin— Madison, 1998. Anderson, S. and J. Russell. NCHRP Report 451: Guidelines for Warranty, Multi-Parameter, and Best Value Contracting. TRB, National Research Council, Washington, D.C., 2001. Ashmore, R. Symposium on Innovative Contracting Shared Responsi- bility Contractor Perspective. Ashmore Brothers Inc, 1998. Bower, S., J. D’Angelo, G. Huber, D. Jones, R. King, K. Molenaar, T. Ramirez, J. Rice, J. Russell, R. Smutzer, J. Steele, M. Symons, G. Whited, and J. Wood. Asphalt Pavement Warranties: Technology and Practice in Europe. FHWA-PL-04-002. Federal Highway Admin- istration, Washington, D.C., 2003. Cox, D. O., J. J. Ernzen, F. Gee, G. Henk, J. Kolb, A. Levy, T. C. Matthews, K. R. Molenaar, L. Sanderson, N. Smith, G. C. Whited, J. W. Wight, R. C. Williams, and G. Yakowenko. Summary Report of the Con- tract Administration Techniques for Quality Enhancement Study Tour. Federal Highway Administration, Washington, D.C., 1994. Federal Highway Administration (FHWA). Guide Warranty Specification for Microsurfacing. June 24, 1994. ———. A Synopsis on the Current Equipment Used for Measuring Pave- ment Smoothness. FHWA Pavements, 2001. http://www.fhwa.dot. gov/pavement/smoothness/rough.cfm. ———. Performance Specifications Strategic Roadmap: A Vision for the Future. Workshop with Florida Department of Transportation and National Partnership for Highway Quality, Spring 2004. ———. Construction Management Practices in Canada and Europe. FHWA-PL-05-010, International Technology Exchange Program, Washington, D.C., 2005. ———. Report to the U.S. Congress on the Effectiveness of Design–Build as Required by TEA-21 Section 1307(f). (FHWA DTFH61-98-C-00074), 2006. ———. National Highway Specifications. www.specs.fhwa.dot.gov/. March 2008. ———. Selection Procedures for Pavement Warranties. http://www.fhwa. dot.gov/pavement/warranty/selection.cfm. Accessed November 2008. Federal Highway Administration (FHWA), Office of the Federal Registrar. 23 CFR 635.413, Final Rule on Warranty Contracting. The Federal Registrar, Volume 61: 191–192, April 1996. FHWA and Michigan Department of Transportation. Invitational Pave- ment Warranty Symposium: Final Report. 2003. Florida DOT. Section 338, Value-Added Asphalt Pavement Specification, 2005. Gransberg, D. and D. M. B. James. NCHRP Synthesis of Highway Practice 342: Chip Seal Best Practices. Transportation Research Board of the National Academies, Washington D.C., 2005. Hancher, D. NCHRP Synthesis of Highway Practice 195: Use of Warranties in Road Construction. TRB, National Research Council, Washington, D.C., 1994. Indiana Department of Transportation. Contractor Liability After Contract Acceptance. HMA/SMA Pavement, Warranted, Revised February 29, 2007. Miller, J. S. and W. Y. Bellinger. Distress Identification Manual for the Long-Term Pavement Performance Program (Fourth Edition), Federal Highway Administration, Publication Number FHWA- RD-03-031, 2003. Transportation Research Circular E-C074: Glossary of Highway Quality Assurance Terms, Third Update. Transportation Research Board of the National Academies, Washington, D.C., 2005. US TECH. Report on the 1992 U.S. Tour of European Concrete Highways. Federal Highway Administration, Washington, D.C., 1993. Washington State DOT. Pavement Guide. 2008. http://training.ce. washington.edu/wsdot/modules/09_pavement_evaluation/09-7_ body.htm#corrugation. Accessed February 2009. State-Sponsored Research, Evaluations, and Reports Anderson, S., B. Blaschke, C. Erbatur, and D. Trejo. Development of Warranty-Based Specifications for Construction. FHWA/TX-06/ 0-4498-3. Texas Department of Transportation, Austin, 2006. Aschenbrener, T. and R. DeDios. Materials and Workmanship War- ranties for Hot Bituminous Pavement: A Cost–Benefit Evaluation. Bibliography

CDOT-DTD-2001-18. Colorado Department of Transportation, Denver 2001. Brokaw, T., B. Duckert, S. Krebs, S. Schwandt, W. Shemwell, J. Volker, and G. Waelti. Asphaltic Pavement Warranties: Five-Year Progress Report. Wisconsin Department of Transportation, Madison, 2001. Caltrans. Quality Control, Quality Assurance Manual. State of Cali- fornia, Department of Transportation, Division of Construction, 2002. Cotey, J. and R. Jones. Pilot Warranty Program Evaluation: Progress Report No. 2 California Department of Transportation, Sacramento, 2005. ———. Pilot Warranty Program Evaluation: Final Report. California Department of Transportation, Sacramento, 2006. Finn, F. Pavement Management Systems: Past, Present, and Future. Public Roads, Vol. 62, July/August 1998. Flora, W. P., V. L. Gallivan, and G. R. Huber. Benefits of Warranties to Indiana. Indiana Department of Transportation, Indianapolis, 2003. Goldbaum, J. and T. Aschenbrener. Use of Long-Term Warranties for the Colorado Department of Transportation Pilot Projects. Colorado Department of Transportation, Denver, 2006. ———. Current Cost–Benefit Evaluation of Short-Term Warranties for Hot-Mix Asphalt Pavements. CDOT-2007-10. Colorado Department of Transportation, Denver, 2007. Grove, J. Warranties for Concrete Pavements: You’d Better Read the Fine Print. Presented at the 84th Annual Meeting of the Transportation Research Board, January 2005. Hastak, M., I. Minkarah, and Q. Cui. The Evaluation of Warranty Provisions on ODOT Construction Projects. Ohio Department of Transportation, Columbus, 2003. Johnson, A. M. Use of Warranties in Highway Construction. Minnesota Department of Transportation, Office of Research Services, St. Paul, 2004. Johnson, D., J. Stephens, and M. Whelan. Use of Performance-Based Warranties on Roadway Construction Projects. Montana Department of Transportation, Helena, Montana, 2002. Michigan Department of Transportation (MDOT). Bureau of Highway Instructional Memorandum 2002-23, Contract Administration and Oversight Guidelines for Projects Containing Warranty Work. December 12, 2002. ———. Local Technology Assistance Program – Invitational Pavement Warranty Symposiums in 2003 and 2005, final report, 2005. Minnesota Department of Transportation (MNDOT). Innovative Contracting in Minnesota, 2000 to 2005. MNDOT Office of Con- struction and Innovative Contracting, St. Paul, 2005. Mississippi Department of Transportation. Pavement Management Practices. Research Division, 2001. Ohio Department of Transportation (ODOT). Implementation of War- ranted Items in State of Ohio Highway Construction Projects, 1999. ———. 2006 Status of the Warranty Program. ODOT Division of Construction Management, Columbus, 2007. Scully, T. C., R. C. Graves, and D. L. Allen. I-275 Boone/Kenton Counties Annual Warranty Survey (Year 4 of 10) Final Report. Kentucky Transportation Center, Lexington, 2005. Seiders, J. Pavement Performance Standards and Specifications for Con- cessions. Texas Department of Transportation, Austin, 2006. Wienrank, C. Demonstrating the Use of Performance-Based Warranties on Highway Construction Projects in Illinois. Illinois Department of Transportation, Springfield, 2004. Wisconsin Department of Transportation (WisDOT). Asphaltic Pavement Warranties: Three Year Progress Report. 1998. 50