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Suggested Citation:"BIBLIOGRAPHY ." National Academies of Sciences, Engineering, and Medicine. 2015. Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods. Washington, DC: The National Academies Press. doi: 10.17226/22112.
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Suggested Citation:"BIBLIOGRAPHY ." National Academies of Sciences, Engineering, and Medicine. 2015. Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods. Washington, DC: The National Academies Press. doi: 10.17226/22112.
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Suggested Citation:"BIBLIOGRAPHY ." National Academies of Sciences, Engineering, and Medicine. 2015. Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods. Washington, DC: The National Academies Press. doi: 10.17226/22112.
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Page 50
Page 51
Suggested Citation:"BIBLIOGRAPHY ." National Academies of Sciences, Engineering, and Medicine. 2015. Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods. Washington, DC: The National Academies Press. doi: 10.17226/22112.
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46 BIBLIOGRAPHY Alaska Department of Transportation, Guidebook for Design-Build Project Development, Alaska Department of Transportation, Juneau, June 2006. Ardani, A., B. Guevara, and W. Scheuerman, Evaluation of Design Build Practices in Colorado Pre-Construction Report IR(CX)70-4(143), Report CDOT-DTD-R-97-7, Colorado Department of Transportation, Denver, Nov. 1997, 34 pp. Arizona Department of Transportation, Federal Highway Administration Disadvantaged Business Program Plan, Arizona Department of Transportation, Phoenix, Feb. 2012. Armand Resource Group, Inc., DBE/EEO, Requirements on Federal Design-Build Projects, Course No. 550, Ameri- can Contract Compliance Association, Chicago, 2013. Associated General Contractors of America, “CM At-Risk State-by-State Map,” Associated General Contractors of America, 2013 [Online]. Available: https://www.agc.org/ cs/industry_topics/project_delivery/cmatrisk#panel1, information current as of Oct. 15, 2011 [accessed March 15, 2014]. Associated General Contractors of America, “Design-Build State-by-State Map,” Associated General Contractors of America, 2013 [Online]. Available: http://www.agc.org/ cs/industry_topics/project_delivery/design_build_map Information current as of October 15, 2013 [accessed Oct. 31, 2013]. Bahl, D. and H. Blanco, Best Management Practices for Transit Agencies for Increasing Participation of DBEs and Local Minority and Low-Income Employment, Fed- eral Transit Administration, Washington, D.C., Apr. 2013, 28 pp. Caltrans, Alternative Procurement Guide, Caltrans, Los Angeles, Apr. 2008. Caltrans, “UDBE Performance Plan,” Caltrans, Sacramento, 2011 [Online]. Available: http://www.dot.ca.gov/hq/ oppd/designbuild/docs/UDBE_Performance_Plan_ Sample.pdf [accessed Nov 22, 2013]. Cape Fear Public Transportation Authority, Disadvantaged Business Enterprise Program, Cape Fear Public Trans- portation Authority, Wilmington, N.C., Feb. 2012. Casey, P., A. Thomas, and J.S. Thiel, NCHRP Synthesis 416: Implementing Race-Neutral Measures in State DBE Pro- grams, Transportation Research Board of the National Academies, Washington, D.C., 2001, 96 pp. Colorado Department of Transportation (CDOT), CBE Guidance Documents: Use of CM/GC Delivery, Revision 3, CDOT, Denver, July 2012. Colorado Department of Transportation (CDOT), Disad- vantaged Business Enterprise Program Manual, CDOT, Denver, July 2011. Colorado Department of Transportation (CDOT), Title VI Assessment & Implementation Plan 2013-2014, CDOT, Denver, Sep. 2013. Colorado, State of, “Code of Colorado Regulations 601-15 Rules to Establish Requirements for Procurement by the Colorado Department of Transportation (CDOT) of Design-build Contracts for Transportation Projects,” Denver, 2006 [Online]. Available: http://www.sos.state. co.us/CCR/GenerateRulePdf.do?ruleVersionId=162 [accessed Mar 15, 2014]. Connecticut Academy of Science and Engineering, The Design-Build Contracting Methodology for Transporta- tion Projects: A Review of Practice and Evaluation for Connecticut Applications, Connecticut Department of Transportation, Newington, June 2010. Denver Regional Transportation District, “Eagle P3 Project Update,” RTD FasTracks News, Feb. 2013, p. 5 [Online]. Available: http://www.rtdfastracks.com/media/uploads/ ep3/2012Q4_Eagle_Newsletter.pdf. Design-Build Institute of America (DBIA), 2013 State Stat- ute Report, DBIA, Washington, D.C., 2013. District Department of Transportation, Design-Build Con- tract Draft Term Sheet: Attachment A Design-Build Con- tract Draft Term Sheet South Capitol Street Segments 1 & 2, District Department of Transportation, Washington, D.C., 2013. Federal Transportation Authority (FTA), FTA Project and Construction Management Guidelines, Chapter 4 Man- aging the Project During the Design Phase, FTA, Wash- ington, D.C., May 2003. FHWA, Disadvantaged Business Enterprises (DBE) Perfor- mance Plan, FHWA, Washington, D.C., Apr. 2013. FHWA, “Disadvantaged Business Enterprise Program,” FHWA, Washington, D.C., 2014 [Online]. Available: https://www.fhwa.dot.gov/civilrights/programs/dbess. cfm [accessed Mar. 15, 2014]. FHWA, Office of Innovative Program Delivery, P3 Over- sight Guidance, FHWA, Washington, D.C., Mar. 2014. Florida Department of Transportation (FDOT), Construc- tion Contract Compliance Workbook, FDOT, Tallahas- see, Jan. 2012. Georgia Department of Transportation, Georgia Transpor- tation Partners, LLC, Proposal Executive Summary for

47 Northwest Corridor Project Number CSNHS-0008- 00(255), P.I. No. 0008256, Georgia Department of Trans- portation, Atlanta, Jun. 2013. Goodrum, N., “MBE/DBE Outreach,” Presented at Infor- mational Meeting ICC Contract C, Linthicum Heights, Md., Jun. 29, 2006. Gransberg D., J. Datin, and K. Molenaar, NCHRP Synthesis 376: Quality Assurance in Design-Build Projects, Trans- portation Research Board of the National Academies, Washington, D.C., 2008, 139 pp. Gransberg D.D., NCHRP Synthesis 402: Construction Man- ager-at-risk Project Delivery for Highway Programs, Transportation Research Board of the National Acade- mies, Washington, D.C., 2010, 137 pp. Hennepin County Regional Railroad Authority, Interchange Project Subrecipient Monitoring Report Program Evalu- ation and Audit, Hennepin County Regional Railroad Authority, Minneapolis, Minn., May 2013. Kentucky Department of Transportation and Indiana Department of Transportation, Louisville-Southern Indi- ana Ohio River Bridges Project Management Plan 2012 Update, Kentucky Department of Transportation and Indiana Department of Transportation, Louisville and Indianapolis, July 2012. Kyle, D.D., NCHRP Synthesis 448: State DOT Small Busi- ness Programs, Transportation Research Board of the National Academies, Washington, D.C., 2013, 94 pp. Lanham. B., DBE Performance Plan and Subcontracting Plan: Loop 1604 Western Extension Project, Texas Department of Transportation and Williams Brothers Construction Co., Inc., Austin, Oct. 2013, 151 pp. Leahy et al., Transportation Research Circular E-C137, Transportation Research Board of the National Acade- mies, Washington, D.C., 2009. Little, B., “Design Build-Small Business Complications or Opportunities,” presented at Transportation Business Advisory Council Meeting, Los Angeles, July 1, 2010. Louisiana Department of Transportation, Design-Build Manual, Louisiana Department of Transportation, Baton Rouge, Nov. 2012. Maine Department of Transportation, Request for Proposals Book 1 Design-Build General Conditions, Maine Depart- ment of Transportation, Augusta, Feb. 2010. Maryland Department of Transportation, Design-Build Manual, Maryland Department of Transportation, Hanover, Jan. 2013. Massachusetts Bay Transportation Authority, CM/GC Pro- curement Manual for the Green Line Extension Project, Massachusetts Bay Transportation Authority, Boston, Dec. 2011. Massachusetts Department of Transportation, Accelerated Bridge Program, Massachusetts Department of Trans- portation, Boston, Dec. 2012. Massachusetts Department of Transportation, “Design Build Construction Procurement Method,” Massachu- setts Department of Transportation, Boston, 2013 [Online]. Available: https://www.mbta.com/uploaded- files/about_the_board_meetings/design%20build.pdf [accessed Nov. 1, 2013]. Massachusetts Department of Transportation, Design Build Procurement Guide, Massachusetts Department of Transportation, Boston, Jan. 2006. Massachusetts Department of Transportation, Design-Build Procurement, Part 2 Request for Proposals Kenneth F. Burns Memorial Bridge, Massachusetts Department of Transportation, Boston, Dec. 2011. Mathis, D., “Letter to Ms. Lynn Peterson,” Washington State Department of Transportation, Nov. 2013, pp. 1–4 [Online]. Available: http://www.wsdot.wa.gov/publica- tions/fulltext/secretary/FHWA_SR99DBEReport.pdf. McDaniel, J.B., D. Songer, M.J. Garvin, and M.C. Loulakis, TCRP Legal Research Digest 39: Competition Require- ments of the Design/Build, Construction Manager at Risk, and Public-Private Partnership Contracts—Seven Case Studies, Transportation Research Board and Federal Tran- sit Administration, Washington, D.C., Jan. 2012, 56 pp. Metropolitan Transportation Authority, DBE Instructions to Bidders/Proposers and Forms Design/Build, Metropoli- tan Transportation Authority, Los Angeles, June 2013. Metropolitan Transportation Authority, Disadvantaged Business Enterprise Program, Metropolitan Transporta- tion Authority, Los Angeles, Oct. 2013. Metropolitan Transportation Authority, Special Provisions (Design/Build), Metropolitan Transportation Authority, Los Angeles, Calif., Oct. 2009. Michigan Department of Transportation, Disadvantaged Business Enterprise Program Procedures, Michigan Department of Transportation, Detroit, 2013. Minnesota Department of Transportation, Design-Build Manual, Office of Construction and Innovative Contract- ing, Minneapolis, Aug. 2011. Missouri Department of Transportation, “New I-64 Work Force Utilization Plan Partnering Agreement,” Missouri Department of Transportation, 2006 [Online]. Available: http://www.thenewi64.org/new6_workforcedevelop- ment.html [accessed Dec. 2013]. New Hampshire Department of Transportation, Division 100 General Provisions for Design-Build Projects Harts Location 16396A, New Hampshire Department of Trans- portation, Concord, Apr. 20, 2012, pp. 22–31.

48 New Hampshire Department of Transportation, Request for Qualifications Design-Build Project, New Hampshire Department of Transportation, Concord, Mar. 2011, 72 pp. North Carolina Department of Transportation, Third Indus- try Draft Request for Proposals Design-Build Project, North Carolina Department of Transportation, Raleigh, Jan. 2013, pp. 12–26. Nossaman LLP, “Fifty-State Survey of Transportation Agency Design-Build Authority,” Nossaman LLP, 2009 [Online]. Available: https://www.nossaman.com/show- file.aspx?show=5534 [accessed Nov. 4, 2013]. Ohio Department of Transportation, “Cleveland’s Innerbelt Bridge FAQs,” Ohio Department of Transportation, Columbus, 2013, 4 pp. [Online]. Available: https://www. dot.state.oh.us/projects/clevelandurbancoreprojects/ innerbelt/innerbeltbridge/pages/ faqs.aspx [accessed Oct. 31, 2013]. Oregon Department of Transportation (Oregon DOT), I-5 Willamette River Bridge CM/GC General Provisions, Oregon DOT, Salem, Jan. 2008. Oregon Department of Transportation (Oregon DOT), ODOT DBE Program Plan, Oregon DOT, Salem, Sep. 2012, 22 pp. Oregon Department of Transportation (Oregon DOT), Ore- gon Department of Transportation Disadvantaged Busi- ness Enterprise (DBE) Program Plan, Oregon DOT, Salem, 2012. Oregon Department of Transportation (Oregon DOT), Request for Proposals Instruction to Proposers for the I-5: Willamette River Bridge CM/CG Project, Oregon DOT, Salem, Jan. 2008. Parsons Brinckerhoff Quade & Douglas, Inc., Design-Build Practice Report, New York State Department of Trans- portation, Albany, Sep. 2002, 106 pp. Pennsylvania Bureau of Project Delivery, Publication 448 Innovative Building Toolkit, Pennsylvania Department of Transportation, Harrisburg, 2013. Pennsylvania Department of Transportation, Publication 448 Innovative Bidding Toolkit, Pennsylvania Depart- ment of Transportation, Harrisburg, Dec. 2013. Ponquinette, S., “Civil Rights Update,” presented at the 2013 VTCA Spring Transportation Construction Conference, Chesterfield, Va., Apr. 18, 2013. Qingin, C. and J. Lindly, Evaluation of Public-Private Part- nership Proposals, University Transportation Center for Alabama Report Number 08402, Alabama Department of Transportation, Montgomery, 2010, 84 pp. San Francisco Bay Area Rapid Transit District, Disadvan- taged Business Enterprise Program, San Francisco Bay Area Rapid Transit District, San Francisco, Feb. 2012. Scott, S., K. Molenaar, and D.D. Gransberg, NCHRP Synthe- sis 361: Best Value Procurement Methods for Highway Construction Projects, Transportation Research Board of the National Academies, Washington, D.C., 2006. 213 pp. Shay, H. and L. Martin, “Issues That Will Shape DBE Pro- grams in the Future. Public-Private Partnerships: Les- sons from the Virginia DOT Experience,” presented at TRB 89th Annual Meeting, Washington, D.C., Jan. 10–14, 2010. Smith, G., NCHRP Synthesis 343: Management of Disad- vantaged Business Enterprise Issues in Construction Contracting, Transportation Research Board of the National Academies, Washington, D.C., 2005, 107 pp. State Highway Administration, Design-Build Manual, Mary- land Department of Transportation, Hanover, Jan. 2013. Tappan Zee Constructors, “Tappan Zee Constructors Busi- ness to Business Presentation,” Tappan Zee Construc- tors, 2013 [Online]. Available: http://www.newnybridge. com/documents/meetings/2013/b2b-presentation.pdf [accessed Mar. 15 2014]. Touran, A., D.D. Gransberg, K.R. Molenaar, K. Chavamifar, D.J. Mason, and L.A. Fithian, TCRP Report 131: A Guidebook for the Evaluation of Project Delivery Meth- ods, Transportation Research Board and Federal Transit Administration, Washington, D.C., 2009, 112 pp. Tymvios, N., B.G. McCullouch, and K.C. Sinha, An Initial Evaluation of Design-Build Highway Projects Performed by the Indiana Department of Transportation, Publica- tion FHWA/IN/JTRP-2002/21, Joint Transportation Research Program, Indiana Department of Transporta- tion and Purdue University, West Lafayette, Ind., 2002. U.S.DOT, “Official Questions and Answers (Q&As), Disad- vantaged Business Enterprise Program Regulation (49 CFR 26),” U.S.DOT, May 20, 2014, [Online]. Available: httpe://www.dot.gov/osdbu/disadvantaged-business- enterprise/official-questions-and-answers-26 [accessed May 20, 2014]. Utah Department of Transportation (UDOT), Request for Proposals I-15 Utah County Corridor Expansion, UDOT, Salt Lake City, Nov. 2009. Utah Department of Transportation, General Provisions Exhibit D: Use of Disadvantaged Business Enterprises, Utah Department of Transportation, Salt Lake City, 2009, 11 pp. Virginia Department of Transportation (VDOT), Special Provision for Section 107.15 for Design-Build Projects, VDOT, Richmond, Feb. 2014. Washington Metropolitan Area Transit Authority, Appendix B Notice of Requirements for Disadvantaged Business Enterprise, Washington Metropolitan Area Transit Authority, Washington, D.C., Mar. 2012, 9 pp.

49 Washington State Department of Transportation (WSDOT), Small Business Enterprise Program Participation Plan, WSDOT, Olympia, 2012. Yuba County, Disadvantaged Business Enterprise Program, Yuba County, Marysville, Calif., Oct. 2000.

Next: APPENDIX A Structured Telephone Interview Guide for State Departments of Transportation »
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 Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods
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TRB’s National Cooperative Highway Research Program (NCHRP) Synthesis 481: Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods synthesizes current practices and challenges that state departments of transportation (DOTs) face as they set and monitor the Federal Disadvantaged Business Enterprise (DBE) program goals on design-build and other alternative delivery projects. This study focuses on key issues associated with DBE contract goals, including how requirements are established, how submissions are evaluated, how program compliance is monitored through the contracts, and what mechanisms are available to state DOTs for enforcement.

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