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N A T I O N A L C O O P E R A T I V E H I G H W A Y R E S E A R C H P R O G R A M NCHRP REPORT 738 Evaluating Pavement Strategies and Barriers for Noise Mitigation Paul R. Donavan IllIngworth & rodkIn, Inc. Petaluma, CA Linda M. Pierce ApplIed pAvement technology Santa Fe, NM Dana M. Lodico lodIco AcoustIcs, llc Englewood, CO Judith L. Rochat u.s. dot/rItA/volpe center AcoustIcs FAcIlIty Cambridge, MA Harvey S. Knauer envIronmentAl AcoustIcs, Inc. Lemoyne, PA Subscriber Categories Environmentâ â¢â Pavements TRANSPORTAT ION RESEARCH BOARD WASHINGTON, D.C. 2013 www.TRB.org Research sponsored by the American Association of State Highway and Transportation Officials in cooperation with the Federal Highway Administration
NATIONAL COOPERATIVE HIGHWAY RESEARCH PROGRAM Systematic, well-designed research provides the most effective approach to the solution of many problems facing highway administrators and engineers. Often, highway problems are of local interest and can best be studied by highway departments individually or in cooperation with their state universities and others. However, the accelerating growth of highway transportation develops increasingly complex problems of wide interest to highway authorities. These problems are best studied through a coordinated program of cooperative research. In recognition of these needs, the highway administrators of the American Association of State Highway and Transportation Officials initiated in 1962 an objective national highway research program employing modern scientific techniques. This program is supported on a continuing basis by funds from participating member states of the Association and it receives the full cooperation and support of the Federal Highway Administration, United States Department of Transportation. The Transportation Research Board of the National Academies was requested by the Association to administer the research program because of the Boardâs recognized objectivity and understanding of modern research practices. The Board is uniquely suited for this purpose as it maintains an extensive committee structure from which authorities on any highway transportation subject may be drawn; it possesses avenues of communications and cooperation with federal, state and local governmental agencies, universities, and industry; its relationship to the National Research Council is an insurance of objectivity; it maintains a full-time research correlation staff of specialists in highway transportation matters to bring the findings of research directly to those who are in a position to use them. The program is developed on the basis of research needs identified by chief administrators of the highway and transportation departments and by committees of AASHTO. Each year, specific areas of research needs to be included in the program are proposed to the National Research Council and the Board by the American Association of State Highway and Transportation Officials. Research projects to fulfill these needs are defined by the Board, and qualified research agencies are selected from those that have submitted proposals. Administration and surveillance of research contracts are the responsibilities of the National Research Council and the Transportation Research Board. The needs for highway research are many, and the National Cooperative Highway Research Program can make significant contributions to the solution of highway transportation problems of mutual concern to many responsible groups. The program, however, is intended to complement rather than to substitute for or duplicate other highway research programs. Published reports of the NATIONAL COOPERATIVE HIGHWAY RESEARCH PROGRAM are available from: Transportation Research Board Business Office 500 Fifth Street, NW Washington, DC 20001 and can be ordered through the Internet at: http://www.national-academies.org/trb/bookstore Printed in the United States of America NCHRP REPORT 738 Project 10-76 ISSN 0077-5614 ISBN 978-0-309-28350-2 Library of Congress Control Number 2013947761 © 2013 National Academy of Sciences. All rights reserved. COPYRIGHT INFORMATION Authors herein are responsible for the authenticity of their materials and for obtaining written permissions from publishers or persons who own the copyright to any previously published or copyrighted material used herein. Cooperative Research Programs (CRP) grants permission to reproduce material in this publication for classroom and not-for-profit purposes. Permission is given with the understanding that none of the material will be used to imply TRB, AASHTO, FAA, FHWA, FMCSA, FTA, or Transit Development Corporation endorsement of a particular product, method, or practice. It is expected that those reproducing the material in this document for educational and not-for-profit uses will give appropriate acknowledgment of the source of any reprinted or reproduced material. For other uses of the material, request permission from CRP. NOTICE The project that is the subject of this report was a part of the National Cooperative Highway Research Program, conducted by the Transportation Research Board with the approval of the Governing Board of the National Research Council. The members of the technical panel selected to monitor this project and to review this report were chosen for their special competencies and with regard for appropriate balance. The report was reviewed by the technical panel and accepted for publication according to procedures established and overseen by the Transportation Research Board and approved by the Governing Board of the National Research Council. The opinions and conclusions expressed or implied in this report are those of the researchers who performed the research and are not necessarily those of the Transportation Research Board, the National Research Council, or the program sponsors. The Transportation Research Board of the National Academies, the National Research Council, and the sponsors of the National Cooperative Highway Research Program do not endorse products or manufacturers. Trade or manufacturersâ names appear herein solely because they are considered essential to the object of the report.
The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. On the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Ralph J. Cicerone is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. C. D. Mote, Jr., is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, on its own initiative, to identify issues of medical care, research, and education. Dr. Harvey V. Fineberg is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academyâs purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Ralph J. Cicerone and Dr. C. D. Mote, Jr., are chair and vice chair, respectively, of the National Research Council. The Transportation Research Board is one of six major divisions of the National Research Council. The mission of the Transporta- tion Research Board is to provide leadership in transportation innovation and progress through research and information exchange, conducted within a setting that is objective, interdisciplinary, and multimodal. The Boardâs varied activities annually engage about 7,000 engineers, scientists, and other transportation researchers and practitioners from the public and private sectors and academia, all of whom contribute their expertise in the public interest. The program is supported by state transportation departments, federal agencies including the component administrations of the U.S. Department of Transportation, and other organizations and individu- als interested in the development of transportation. www.TRB.org www.national-academies.org
C O O P E R A T I V E R E S E A R C H P R O G R A M S AUTHOR ACKNOWLEDGMENTS This research was performed under NCHRP Project 10-76 by Illingworth & Rodkin, Inc. (I&R). The research team included members from the U.S. Department of Transportation John A. Volpe National Transportation System Center, Applied Pavement Technology, Environmental Acoustics, Inc., and Lodico Acoustics, LLC. Dr. Paul R. Donavan, Senior Consultant at I&R, was the Principal Investigator. Information on agency highway noise policies, practices, and project case studies was provided by Bruce Rymer and James Andrews of the Division of Environmental Analysis, California Department of Transportation; Gregory Smith and Joseph Rauseo of the Human Environment Unit, North Carolina Department of Transportation; Fred Garcia of the Environmental Planning Section, Arizona Department of Transportation; and Ryan McNeill of the Massachusetts Highway Department. CRP STAFF FOR NCHRP REPORT 738 Christopher W. Jenks, Director, Cooperative Research Programs Crawford F. Jencks, Deputy Director, Cooperative Research Programs Amir N. Hanna, Senior Program Officer Andréa Harrell, Senior Program Assistant Eileen P. Delaney, Director of Publications Natalie Barnes, Senior Editor NCHRP PROJECT 10-76 PANEL Field of Materials and ConstructionâArea of Specifications, Procedures, and Practices Matthew W. Mueller, Illinois DOT, Springfield, IL (Chair) Mia Waters, Washington State DOT, Seattle, WA Kevin K. McGhee, Virginia DOT, Charlottesville, VA David E. Newcomb, Texas A&M Transportation Institute, College Station, TX (formerly with the National Asphalt Pavement Association) Kenneth D. Polcak, Maryland State Highway Administration, Baltimore, MD Bruce C. Rymer, California DOT, Sacramento, CA Larry A. Scofield, International Grooving and Grinding Association, Mesa, AZ (formerly with the American Concrete Pavement Association) Adam T. Alexander, FHWA Liaison Mark A. Ferroni, FHWA Liaison Frederick Hejl, TRB Liaison
F O R E W O R D ByâAmirâN.âHanna StaffâOfficer TransportationâResearchâBoard This report presents a methodology for evaluating feasibility, reasonableness, effective- ness, acoustic longevity, and economic features of pavement strategies and barriers for noise mitigation. The methodology uses life-cycle cost analysis (LCCA) to examine the economic features of mitigation alternatives, the FHWA Traffic Noise Model (TNM®) to integrate the noise reduction performance of pavements and barriers, and on-board sound inten- sity (OBSI) measurements as an input to the prediction model. This approach provides a rational basis for evaluating alternatives for noise mitigation. The material contained in the report will be of immediate interest to state engineers and others concerned with pavement design and construction and the noise impact on nearby communities. Noise barriers have been used for many years as a noise mitigation measure. These bar- riers are costly to build but they require minimal maintenance and maintain their noise reduction features for a substantially long period. Title 23, Part 772, of the Code of Federal Regulations requires that noise analysis be performed for specific types of projects when potentially impacted receptors are present. Noise barriers are considered when noise impacts are identified and when a noise abatement measure is constructible, provides a meaningful noise reduction, is cost reasonable to build, and is desired by the public. This regulation identifies several noise mitigation measures but excludes pavements as a noise abatement measure. Recent advances in quiet pavement technology have shown the potential for using such abatement technology as an alternative to noise barriers. However, issues such as cost, maintenance requirements, and the ability to maintain noise reduction features over time need to be addressed when considering quiet pavement technology. Research was needed to develop a methodology for evaluating the feasibility, reasonableness, effectiveness, and longevity of acoustic and economic features of pavement strategies and barriers used for noise mitigation. Such a methodology will demonstrate the potential of quiet pavement technology as a noise abatement measure and thus assist with the selection of the reduction measure or combination of measures that will provide the desired acoustic characteristics while yielding cost savings. Under NCHRP Project 10-76, âMethodologies for Evaluating Pavement Strategies and Barriers for Noise Mitigation,â Illingworth & Rodkin of Petaluma, California, worked with the objective of developing a methodology for evaluating the feasibility, reasonableness, effectiveness, acoustic longevity, and economic features of pavement strategies and barriers used for noise mitigation. To accomplish this objective, the researchers first reviewed the practices and processes for evaluating pavement strategies and barriers proposed for noise abatement. The researchers then evaluated potential methodologies and developed con- siderations for feasibility, reasonableness, effectiveness, acoustic longevity, and economic
features of pavement and barriers, and identified those issues that need to be considered in a rational methodology. This evaluation considered the relationship between OBSI and wayside measurements and TNM predictions; the noise reduction provided by both barri- ers and quieter pavement as a function of distance as well as the additional noise reduction provided by porous, sound-absorbing pavements; the variety of possible strategies includ- ing quieter pavement alone, barriers alone, and combined barriers and quieter pavement; the longevity of acoustic properties; and LCCA. Based on the results of the evaluation, a methodology that considers acoustic and eco- nomic features of both pavements and barriers was developed. The methodology uses OBSI data to quantify the noise levels of existing and future pavement projects and to assess the pavement acoustic performance over time, a modified version of TNM to determine cur- rent and future noise levels to analyze feasibility and reasonableness, and LCCA to evaluate the initial cost of abatement and cost of maintaining that performance over the life of the project. The methodology also incorporates a measure of the effectiveness of the result- ing predicted level of traffic noise. The developed methodology was then applied to sev- eral example cases that considered a variety of highway situations and scenarios involving quieter pavement only, barriers only, and combined pavement and barrier. These scenar- ios were evaluated for feasibility, reasonableness, effectiveness, and economic features with consideration of pavement acoustic longevity. Finally, the methodology was then refined based on the findings of these case studies. The appendices contained in the research agencyâs final report provide elaborations and detail on several aspects of the research. These appendices are not published herein but are available on the TRB website (http://www.trb.org/Main/Blurbs/169200.aspx).
C O N T E N T S Note: Many of the photographs, figures, and tables in this report have been converted from color to grayscale for printing. The electronic version of the report (posted on the Web at www.trb.org) retains the color versions. 1â Summaryâ 3 Chapter 1 BackgroundâandâResearchâApproach 3 Background 4 Research Objective 5 Research Approach 5 Report Organization 7 Chapter 2â âNewâElementsâforâtheâHighwayâTrafficâNoiseâ AnalysisâProcess 7 Overview of New Elements 7 On-Board Sound Intensity 14 FHWA Traffic Noise Model 15 Life-Cycle Cost Analysis 21 Chapter 3â EvaluationâParameters 21 Introduction 21 Feasibility 22 Reasonableness 22 Effectiveness 24 Acoustic Longevity 24 Economic Features 26 Chapter 4â ExamplesâofâMethodologyâApplication 26 The Six-Lane Highway Scenario 26 Example 1: High-Density Case 33 Example 2: Low-Density Case 35 Example 3: Two-Barrier Case 39 Summary and Discussion 40 Chapter 5â StateâProject-BasedâExamples 40 Example A: I-580 Lane Addition 47 Example B: Lane Addition Projects on I-40 and I-485 53 Example C: New Highway Constructions and Realignments 57 Chapter 6â SummaryâandâSuggestedâResearch 57 Summary 59 Suggested Research 60â References 63 Appendices