Guidebooks for Post-Award Contract Administration for Highway Projects Delivered Using Alternative Contracting Methods, Volume 3: Research Overview (2020)

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49 References and Bibliography AASHTO. Guide for Consultant Contracting. Washington, D.C., 2008a. AASHTO. Guide Specifications for Highway Construction, 9th Edition. Washington, D.C., 2008b. Alaska Department of Transportation and Public Facilities. Guidebook for Design–Build Highway Project Development, 1st Edition. December 2005. http://dot.alaska.gov/comm/assets/DB/Chapters.pdf. Accessed October 15, 2018. Alleman, D., A. Antoine, M. Schrilla, and K. Molenaar. The Use and Performance of Alternative Contracting Methods on Small Highway Construction Projects. In Proceedings of the International Conference on Sustainable Design, Engineering, and Construction, Procedia Engineering, Spain, 2015. Alleman, D., A. Antoine, D. Papajohn, and K. Molenaar. Desired Versus Realized Benefits of Alternative Contracting Methods on Extreme Value Highway Projects. In Proceedings of the Resilient Structures and Sustainable Construction, International Structural and Engineering Society (E. Pellicer, J. M. Adam, V. Yepes, A. Singh, and S. Yazdani, eds.), ISEC Press, Fargo, North Dakota, 2017. Arizona Department of Transportation. Design–Build Procurement and Administration Guide, 3rd Edition. December 2007. https://azdot.gov/docs/default-source/construction-group/designbuildguide.pdf?sfvrsn=0. Accessed February 10, 2018. Arizona Department of Transportation. ADOT Construction Manager at Risk (CMAR) Process Guide, 2nd Edition. September 2014. https://www.azdot.gov/docs/default-source/construction-group/cmar_ manual_100510.pdf?sfvrsn=2. Accessed October 15, 2018. Arkansas State Highway and Transportation Department. Design–Build Guidelines and Procedures, Revision 1. September 2015. https://www.arkansashighways.com/consultant_services/publications/Design_Build%20 Procedures_Final.pdf. Accessed October 15, 2018. California Department of Transportation. Alternative Procurement Guide. April 2008. http://www.caltrans. ca.gov/design/idd/AlternativeProcurementGuide.pdf. Accessed October 15, 2018. California Department of Transportation. Design–Build Demonstration Program Quality Manual Outline. July 2013. http://www.dot.ca.gov/design/idd/db/sac50-5/rfp/03-2F21U4-Exhibit-2A-Quality-Manual- Template.pdf. Accessed October 15, 2018. Chan, A. P. C. Evaluation of Enhanced Design and Build System: A Case Study of a Hospital Project. Construction Management and Economics, Vol.18, No. 7, 2000, pp. 863–871. City of Seattle. General Contractor/Construction Manager Contracting Guide. Seattle Department of Finance and Administrative Services, Purchasing and Contracting Services Division, Seattle, Washington, 2011. Colorado Department of Transportation. Construction Manager/General Contractor Manual. January 2015a. https://www.codot.gov/business/designsupport/innovative/documents/cmgc-manual/view. Accessed October 15, 2018. Colorado Department of Transportation. Innovative Contracting (Design–Build and CM/GC). 2015b. https:// www.codot.gov/business/designsupport/innovative-contracting-and-design-build. Accessed July 31, 2017. Colorado Department of Transportation. Design–Build Manual: Innovative Contracting Program. Septem- ber 2016. https://www.codot.gov/business/designsupport/innovative-contracting-and-design-build/ 2016-cdot-d-b-manual. Accessed February 10, 2018. Construction Management Association of America. An Owner’s Guide to Project Delivery Methods. McLean, VA., 2012. Design–Build Institute of America. State Advocacy. 2016. http://www.dbia.org/advocacy/state/Pages/default. aspx. Accessed December 21, 2016. District of Columbia Department of Transportation. Design–Build Manual. May 2014. https://ddot.dc.gov/sites/ default/files/dc/sites/ddot/publication/attachments/DC%20DB%20Manual%20Final%2005_23_2014%20 (3).pdf. Accessed October 15, 2018.

50 Guidebooks for Post-Award Contract Administration for Highway Projects Delivered Using Alternative Contracting Methods Ellis, R. D., Z. Herbsman, and A. Kumar. Evaluation of the FDOT Design/Build Program, Final report. Department of Civil Engineering, University of Florida, Gainesville, 1991. Federal Register. Design–Build Contracting: Final Rule. Vol. 67, No. 237, December 10, 2002, pp. 75901–75935. https://www.fhwa.dot.gov/programadmin/contracts/dbfinal.cfm. Accessed December 30, 2016. Federal Register. Construction Manager/General Contractor Contracting: Final Rule. Vol. 81, No. 232, January 3, 2017, pp. 86928–86947. https://www.federalregister.gov/documents/2016/12/02/2016-28977/ construction-managergeneral-contractor-contracting. Accessed December 31, 2016. FHWA. Design–Build: FHWA’s Role in the Design–Build Program Under Special Experimental Projects No. 14 (SEP-14). 1996. FHWA. Design–Build Effectiveness Study. 2006. http://wwwcf.fhwa.dot.gov/reports/designbuild/designbuild0. htm. Accessed December 27, 2016. FHWA. Alternative Contracting Methods (ACMs) Library. 2016a. http://www.fhwa.dot.gov/construction/ contracts/acm/. Accessed December 21, 2016. FHWA. Construction Program Guide: Construction Manager/General Contractor Project Delivery. 2016b. http://www.fhwa.dot.gov/construction/cqit/cm.cfm. Accessed December 21, 2016. FHWA. Construction Program Guide: Special Experimental Project No. 14—Alternative Contracting, 2016c. http://www.fhwa.dot.gov/construction/cqit/sep14.cfm. Accessed December 21, 2016. FHWA. Construction Manager/General Contractor. 2016d. http://www.fhwa.dot.gov/innovation/everydaycounts/ edc-2/cmgc.cfm. Accessed December 28, 2016. FHWA. Every Day Counts: An Innovation Partnership with States. U.S. Department of Transportation, Washington, D.C., 2016e. http://www.fhwa.dot.gov/innovation/everydaycounts/. Accessed December 31, 2016. Fisher, D. J., S. D. Anderson, and S. P. Rahman. Integrating Constructability Tools into Constructability Review Process. Journal of Construction Engineering and Management, Vol. 126, No. 2, March 2000, pp. 89–96. 10.1061/(ASCE)0733-9364(2000)126:2(89). Francom, T., M. El Asmar, and S. T. Ariaratnam. Performance Analysis of Construction Manager at Risk on Pipeline Engineering and Construction Projects. ASCE Journal of Management in Engineering, Vol. 32, No. 6, 2016. Gambatese, J., K. Dettwyler, D. Rogge, and L. Schroeder. Oregon Public Contracting Coalition Guide to CM/GC Contracting. Oregon Public Contracting Coalition, Portland, 2002. http://www.deq.state.or.us/wq/loans/ docs/CMGCGuide05.pdf. Accessed December 14, 2016. Georgia Department of Transportation. Design–Build Manual, Revision 4.2, October 2016. http://www.dot. ga.gov/PS/DesignManuals/DesignGuides. Accessed November 25, 2017. Gransberg, D. D., and E. Windel. Communicating Design Quality Requirements for Public Sector Design/ Build Projects. Journal of Management in Engineering, Vol. 24, No. 2, April 2008, pp. 105–110. Gransberg, D. D., J. Datin, and K. Molenaar. NCHRP Synthesis 376: Quality Assurance in Design–Build Projects. Transportation Research Board of the National Academies, Washington, D.C., 2008. https:// dx.doi.org/10.17226/23222. Gransberg, D. D., and M. C. Loulakis. NCHRP Synthesis 429: Geotechnical Information Practices in Design– Build Projects. Transportation Research Board of the National Academies, Washington, D.C., 2010. https:// dx.doi.org/10.17226/22793. Gransberg, D. D., and J. S. Shane. NCHRP Synthesis 402: Construction Manager-at-Risk Project Delivery for Highway Programs. Transportation Research Board of the National Academies, Washington, D.C., 2010. https://dx.doi.org/10.17226/14350. Gransberg, D. D., J. Shane, S. Anderson, C. Lopez del Puerto, K. Strong, and J. McMinimee. NCHRP Project 10-85: A Guidebook for Construction Manager-at-Risk Contracting for Highway Projects: Interim Report. Transportation Research Board of the National Academies, Washington, D.C., 2012. Gransberg, D. D., J. Shane, J. Schierholz, S. Anderson, C. Lopez del Puerto, K. Strong, D. Pittenger, and J. McMinimee. NCHRP Project 10-85: A Guidebook for Construction Manager-at-Risk Contracting for Highway Projects, Final report. AASHTO, 2013. Idaho Transportation Department. Design–Build Manual. January 2014. https://apps.itd.idaho.gov/apps/ manuals/DesignBuild/Design-BuildPrintable.htm. Accessed October 15, 2018. Illinois Department of Transportation. Standard Documents for Design–Build Projects. August 2007. https:// www2.illinois.gov/cdb/business/library/Documents/SD-DB2007.pdf. Accessed October 15, 2018. Lambert, J. H., R. K. Jennings, and N. N. Joshi. Integration of Risk Identification with Business Process Model. Systems Engineering, Vol. 9, No. 3, 2006, pp. 187–198. 10.1002/sys.20054. Louisiana Department of Transportation and Development. Design–Build Manual. November 2012. http:// wwwsp.dotd.la.gov/Inside_LaDOTD/Divisions/Engineering/Design-Build/DesignBuild%20Manuals/ DOTD%20Design-Build%20Manual.pdf. Accessed October 15, 2018.

References and Bibliography 51 Maryland State Highway Administration. Design–Build Manual. January 2013. https://www.roads.maryland. gov/OHD2/SHA_Design-Build_Manual.pdf. Accessed October 15, 2018. Massachusetts Department of Transportation. Design–Build Procurement Guide. December 2012. (Email correspondence). June 14, 2016. Mayer, R. J. (ed.). IDEFØ Functioning Modeling: A Reconstruction of the Original Air Force Report. Knowledge Based Systems, Inc., College Station, Texas, 1990. Michigan Department of Transportation. Innovative Construction Contracting Guide. March 2015. https:// www.michigan.gov/documents/mdot/Innovative_Construction_Contracting_340000_7.pdf. Accessed October 15, 2018. Miller, J. B., M. J. Garvin, C. W. Ibbs, and S. E. Mahoney. Toward a New Paradigm: Simultaneous Use of Multiple Project Delivery Methods. Journal of Management in Engineering, Vol. 16, No. 3, 2000, p. 58. Minchin, E., L. Ptschelinzew, G. Migliaccio, U. Gatti, K. Atkins, and G. Hostetler. A Synthesis of Fast-Track Highway Construction Delivery in the U.S. Presented at CIB World Building Congress, Brisbane, Queensland, Australia, 2013. Minchin, E., L. Ptschelinzew, G.C. Migliaccio, U. Gatti, K. Atkins, T. Warne, G. Hostetler, and S. Asiamah. NCHRP Report 787: Guide for Design Management on Design–Build and Construction Manager/General Contrac- tor Projects. Transportation Research Board of the National Academies, Washington, D.C., 2014. https:// dx.doi.org/10.17226/22273. Minnesota Department of Transportation. Innovative Contracting Guidelines. December 2005. http://www.dot. state.mn.us/const/tools/documents/Guidelines.pdf. Accessed October 15, 2018. Minnesota Department of Transportation. Design–Build Manual. August 2011. http://www.dot.state.mn.us/ designbuild/. Accessed October 1, 2017. Molenaar, K. R., A. D. Songer, and M. Barash. Public Sector Design–Build Evolution and Performance. Journal of Management in Engineering, Vol. 15, No. 2, 1999, pp. 54–62. Molenaar, K. and D. Gransberg. Design–Builder Selection for Small Highway Projects. Journal of Manage- ment in Engineering, Vol. 17, No. 4, 2001, pp. 214. Molenaar, K., D. Gransberg, S. Scott, D. Downs, and R. Ellis. NCHRP Project 20-7/Task 172: Recommended AASHTO Design–Build Procurement Guide. Transportation Research Board of the National Academies, Washington, D.C., 2005. Montana Department of Transportation. Alternative Contracting and Innovative Construction Guide. February 2009. https://www.mdt.mt.gov/other/webdata/external/const/manuals_guidelines/innov_contr_guide.pdf. Accessed October 15, 2018. Moor, W. C., and J. E. Bailey. Information Systems in ADOT: Analysis of Intra-Function Flow, Design Support Needs, Existing Systems Utility and User Attitudes. Arizona Department of Transportation, Report Number FHWA/ AZ-84/205, Final Report, Volume II: Manual for Evaluation of Needs and Attitudes of EDP Users, Phoenix, Arizona, 1985. Moving Ahead for Progress in the 21st Century Act. 2012. Nevada Department of Transportation. Pioneer Program Guidelines, 2nd Edition. August 2013. https:// www.nevadadot.com/home/showdocument?id=4496. Accessed October 15, 2018. New York State Department of Transportation. Design–Build Procedures Manual. September 2005. https:// www.dot.ny.gov/divisions/engineering/design/dqab/dqab-repository/2011%20Design%20Build%20 Manual%20%20Volume1%20of%205.pdf. Accessed October 15, 2018. North Carolina Department of Transportation. Design–Build Policy and Procedures. October 2011. https:// connect.ncdot.gov/letting/Design%20Build%20Resources/01.%20NCDOT%20Design-Build%20 Policy%20and%20Procedures.pdf. Accessed October 15, 2018. Ohio Department of Transportation. Design–Build Manual and Instructions for Completing the Scope of Services Form. 2009. http://www.dot.state.oh.us/Divisions/ConstructionMgt/design-build/DesignBuild/ Design_Build_scope_manual_4-17-09.pdf. Accessed October 15, 2018. Pennsylvania Department of Transportation. Publication 448 Innovative Bidding Toolkit. 2013. http://www.dot. state.pa.us/public/pubsforms/Publications/Pub%20448/Pub%20448.pdf. Accessed October 15, 2018. Pietroforte, R. and J. B. Miller. Procurement Methods for U.S. Infrastructure: Historical Perspectives and Recent Trends. Building Research and Information, Vol. 30, No. 6, 2002, pp. 425–434. Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users. 2007. Sanvido, V. E. and M. D. Konchar. Project Delivery Systems: CM at Risk, Design–Build, Design–Bid–Build. Construction Industry Institute, Austin, Texas, 1998. Schierholz, J. M. Evaluating the Preconstruction Phase in a Construction Manager/General Contractor Project. MS thesis. Iowa State University, Ames, 2012. Sullivan, J., M. El Asmar, J. Chalhoub, and H. Obeid. Two Decades of Performance Comparisons for Design–Build, Construction Manager at Risk, and Design–Bid–Build: Quantitative Analysis of the State of Knowledge on Project Cost, Schedule, and Quality. Journal of Construction Engineering and Management, Vol. 143, No. 6, 2017.

52 Guidebooks for Post-Award Contract Administration for Highway Projects Delivered Using Alternative Contracting Methods Tennessee Department of Transportation. Design–Build Standard Guidance. January 2017. https://www.tn.gov/ content/dam/tn/tdot/construction/design-build_projects/Design-Build_Guidance_01-31-17.pdf. Accessed October 15, 2018. Transportation Equity Act for the 21st Century. 1998. Utah Department of Transportation. UDOT Policy 08A-11: Design–Build Projects. August 2013a. https://www. udot.utah.gov/main/uconowner.gf?n=10489021922653084. Accessed October 15, 2018. Utah Department of Transportation. UDOT Policy 08A-12: Advertising and Awarding Design–Build Con- tracts. August 2013b. https://www.udot.utah.gov/main/uconowner.gf?n=10489114781660535. Accessed October 15, 2018. Utah Department of Transportation. Construction Manager General Contractor Selection: Manual of Instruction. June 2015. https://www.udot.utah.gov/main/uconowner.gf?n=24655430683638422. Accessed October 15, 2018. Utah Department of Transportation. Design–Build Selection: Manual of Instruction. October 2017. https:// www.udot.utah.gov/main/uconowner.gf?n=24913107051249248. Accessed October 15, 2018. Vermont Agency of Transportation. Alternative Technical Concepts. March 2015a. https://vtrans.vermont.gov/ sites/aot/files/contractadmin/documents/designbuild/Alternative%20Technical%20Concepts_0.pdf. Accessed October 15, 2018. Vermont Agency of Transportation. Design–Build Process for Project Managers. February 2015b. https://vtrans. vermont.gov/sites/aot/files/contractadmin/documents/designbuild/VTrans%20DB%20Process%20for%20 Project%20Managers.pdf. Accessed October 15, 2018. Vermont Agency of Transportation. English/Metric Construction Manual. 2018. https://outside.vermont.gov/ agency/VTRANS/external/docs/construction/2018%20Construction%20Manual%20Addendum.pdf. Accessed March 13, 2020. Virginia Department of Transportation. Design–Build Evaluation Guidelines. May 2014. http://www.virginiadot. org/business/resources/DB_Evaluation_Guidelines_5-27-2014.pdf. Accessed October 15, 2018. Virginia Department of Transportation. Design–Build Procurement Manual. April 2017. http://www.virginiadot. org/business/resources/APD_Docs/APD_Office_Page/DB_Procurement_Manual_-_Revised_April_2017. pdf. Accessed October 15, 2018. Washington State Department of Transportation. Guidebook for Design–Build Highway Project Development. June 2004. http://www.wsdot.wa.gov/NR/rdonlyres/46196EB8-F9D0-4290-8F55-68786B1DA556/0/ DesignBuild_GuidebookJun2004.pdf. Accessed April 13, 2018.