Guidebooks for Post-Award Contract Administration for Highway Projects Delivered Using Alternative Contracting Methods, Volume 2: Construction Manager–General Contractor Delivery (2020)

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42 AASHTO. AASHTO Guide to Quality in Preconstruction Engineering, Washington, D.C., 2003. AASHTO. AASHTO Consultant Contracting Guide, Washington, D.C., 2008a. AASHTO. AASHTO Guide for Design–Build Procurement, Washington, D.C., 2008b. AASHTO. Practical Guide to Cost Estimating, 1st Edition, Washington, D.C., 2013. AASHTO. AASHTO Partnering Handbook, 2nd Edition (draft). Washington, D.C., 2017. Alleman, D., A. Antoine, D. Papajohn, and K. Molenaar. Desired Versus Realized Benefits of Alternative Contracting Methods on Extreme Value Highway Projects. In Proceedings of International Structural and Engineering Society: Resilient Structures and Sustainable Construction (E. Pellicer, J. M. Adam, V. Yepes, A. Singh, and S. Yazdani, eds.), ISEC Press, Fargo, North Dakota, 2017. Arizona Department of Transportation. Design–Build Procurement and Administration Guide, 3rd Edition. 2007. https://azdot.gov/docs/default-source/construction-group/designbuildguide.pdf?sfvrsn=0. Accessed February 10, 2018. Arizona Department of Transportation. CMAR Method Is Beneficial for Certain Projects. May 22, 2013. https:// www.azdot.gov/media/blog/posts/2013/05/22/cmar-method-is-beneficial-for-certain-projects. Accessed September 23, 2017. Arizona Department of Transportation. ADOT Construction Manager at Risk (CMAR), Process Guide, 2nd Edition. September 2014. https://www.azdot.gov/business/standards-and-guidelines/guidelines. Accessed September 26, 2017. California Department of Transportation. Preconstruction Services Contract State Route 99 Realignment, Con- struction Manager–General Contractor Services. n.d. https://dot.ca.gov/-/media/dot-media/programs/ design/documents/f0005607-executed-psc-06-2ht101-a11y.pdf. Accessed February 15, 2020. California Department of Transportation. Quality Control Manual for Hot Mix Asphalt for the Quality Con- trol Quality Assurance Process. June 2009. http://www.dot.ca.gov/hq/construc/publications/qcqaman1.pdf. Accessed February 18, 2018. California Department of Transportation. Design–Build Demonstration Program Quality Manual Outline. July 2013. http://www.dot.ca.gov/design/idd/db/sac50-5/rfp/03-2F21U4-Exhibit-2A-Quality-Manual- Template.pdf. Accessed February 12, 2017. California Department of Transportation. Preconstruction Services Contract Interstate 215 Barton Road Inter- change Reconstruction Project, Construction Manager/General Contractor Services. 2015. www.caltrans. ca.gov/hq/oppd/cmgc/awarded/SBd-215-Barton-PSC-Posted.pdf. Accessed August 29, 2017. Capers, H., H. Ghara, K. C. Rehm, N. Boyd, T. Swanson, C. Swanwick, R. J. Healy, R. W. Dunne, and R. S. Watral. NCHRP Project 20-68A, Scan 09-01: Best Practices in Quality Control and Assurance in Design. Transporta- tion Research Board, Washington, D.C., 2011. http://onlinepubs.trb.org/onlinepubs/nchrp/docs/nchrp20- 68a_07-01.pdf. Accessed April 13, 2018. Chung, H. W. Understanding Quality Assurance in Construction: A Practical Guide to ISO 9000. E & FN Spon, London, UK, 1999. Colorado Department of Transportation. Project Delivery Selection Matrix. 2014. https://www.codot.gov/ business/designsupport/innovative-contracting-and-design-build/pdsm. Accessed March 12, 2018. Colorado Department of Transportation. Construction Manager/General Contractor (CM/GC) Manual (Appendix). 2015a. https://www.codot.gov/business/designsupport/innovative-contracting-and-design-build. Accessed July 31, 2017. Colorado Department of Transportation. Innovative Contracting (Design–Build and CM/GC). 2015b. https://www.codot.gov/business/designsupport/innovative-contracting-and-design-build. Accessed July 31, 2017. References and Bibliography

References and Bibliography 43 Connecticut Department of Transportation. Construction Manager/General Contractor Procurement Guidance Document for the Walk Bridge Project. 2014. http://www.ct.gov/dot/lib/dot/documents/aec/ConnDOT_ CMGC_Procurement_Guidance_Document.pdf. Accessed July 23, 2018. Federal Register. Design–Build Contracting. December 10, 2002. https://www.gpo.gov/fdsys/pkg/FR-2002-12-10/ pdf/02-30428.pdf. Accessed June 2, 2018. Federal Register. Construction Manager/General Contractor Contracting. December 2, 2016. https:// www.gpo.gov/fdsys/pkg/FR-2016-12-02/html/2016-28977.htm. Accessed June 24, 2018. FHWA. Use of Contractor Test Results in Acceptance Decisions. Technical Advisory T6120.03. n.d. https://flh. fhwa.dot.gov/resources/construction/documents/contractor-qc-plans.pdf. Accessed July 22, 2019. FHWA. Contractor Quality Control Plans, Contractor Guidelines, and Example Quality Control Plan. U.S. Department of Transportation, Washington, D.C. 1998. https://flh.fhwa.dot.gov/resources/construction/ documents/contractor-qc-plans.pdf. Accessed February 18, 2018. FHWA. Planning and Environmental Linkages Partnering Agreement. U.S. Department of Transportation. 2009. http://environment.fhwa.dot.gov/integ/final_signed_partnering_agreement_June09.pdf. FHWA. Guidance on QC/QA in Bridge Design in Response to NTSB Recommendation (H-08-17). U.S. Department of Transportation. 2011. https://www.fhwa.dot.gov/bridge/h0817.pdf. Accessed April 14, 2018. FHWA. Construction Manager/General Contractor Contracting Final Rule. 2016. https://www.federalregister.gov/ documents/2016/12/02/2016-28977/construction-managergeneral-contractor-contracting. Accessed August 20, 2017. FHWA. Alternative Contracting Method Performance in U.S. Highway Construction. FHWA-HRT-17-100. Washington, D.C. 2017a. FHWA. EDC-2 Innovations (2013–2014). 2017b. https://www.fhwa.dot.gov/innovation/everydaycounts/edc-2. cfm. Accessed April 13, 2018. FHWA. Federal-Aid Program Administration. 2018. https://www.fhwa.dot.gov/federalaid/stewardship/. Accessed August 20, 2018. FHWA Minnesota Division and Minnesota Department of Transportation. Stewardship & Oversight Agree- ment on Project Assumption and Program Oversight by and Between Federal Highway Administration, Min- nesota Division and the State of Minnesota Department of Transportation. 2015. https://www.fhwa.dot.gov/ federalaid/stewardship/agreements/mn.pdf. Florida Department of Transportation. Plans Preparation Manual, Volume 1: Design Criteria and Process. 2017. http://www.fdot.gov/roadway/ppmmanual/2017/Volume1/2017Volume1.pdf. Accessed February 11, 2018. Ford, M. L. NCHRP Web Document 39: Managing Change in State Departments of Transportation: Scan 7 of 8: Innovations in Public–Public Partnering and Relationship Building in State DOTs. Transportation Research Board, Washington, D.C., 2001. http://onlinepubs.trb.org/onlinepubs/nchrp/nchrp_w39-7.pdf. Accessed April 13, 2018. Georgia Department of Transportation. Design–Build Manual. Revision 4.2. 2016. http://www.dot.ga.gov/PS/ DesignManuals/DesignGuides. Accessed November 25, 2017. Gransberg, D. D., and J. S. Shane. NCHRP Synthesis 402: Construction Manager-at-Risk Project Delivery for Highway Programs. Transportation Research Board of the National Academies, Washington, D.C., 2010. https://dx.doi.org/10.17226/14350. Gransberg, D. D., J. Datin, and K. R. Molenaar. NCHRP Synthesis 376: Quality Assurance in Design–Build Projects. Transportation Research Board of the National Academies, Washington D.C., 2008. https:// dx.doi.org/10.17226/23222. Gransberg, D. D., J. Shane, J. Schirholz, S. Anderson, A. Hessami, C. Lopez del Puerto, K. Strong, D. Pittenger, D., and J. McMinimee. NCHRP Project 10-85: A Guidebook for Construction Manager-at-Risk Contracting for Highway Projects, Transportation Research Board of the National Academies, Washington, D.C., 2013. Hoyle, D. ISO 9000 Quality Systems Handbook: Using the Standards as a Framework for Business Improvement, 6th Edition, Elsevier, Oxford, UK, 2009. International Partnering Institute. Collaborative Partnering Best Practices Guide. Livermore, CA, 2017. Jie, Y., C. Nan Fu, and G. W. Raba. Implementation of a Web-Based Electronic Data Management System for the Construction Material Quality Assurance Program of a Highway Mega-Project. Presented at 85th Annual Meeting of the Transportation Research Board, Washington, D.C., 2006. Lane, L. B. NCHRP Synthesis 373: Multi-Disciplinary Teams in Context-Sensitive Solutions. Transportation Research Board of the National Academies, Washington D.C., 2007. https://dx.doi.org/10.17226/23123. Migliaccio, G. C., G. E. Gibson, and J. T. O’Connor. Procurement of Design–Build Services: Two-Phase Selection for Highway Projects. Journal of Management in Engineering, Vol. 25, No. 1, 2009. pp. 29–39. Minchin, E., L. Ptschelinzew, G. C. Migliaccio, U. Gatti, K. Atkins, T. Warne, G. Hostetler, and S. Asiamah. NCHRP Report 787: Guide for Design Management on Design–Build and Construction Manager/General Contractor Projects. 2014. https://dx.doi.org/10.17226/22273. Minnesota Department of Transportation. Case Study Work Package #1: Early Piling Procurement. n.d. www.dot. state.mn.us/winonabridge/docs/package1.pdf. Accessed July 30, 2017.

44 Guidebooks for Post-Award Contract Administration for Highway Projects Delivered Using Alternative Contracting Methods Minnesota Department of Transportation. Draft CM/GC Interim Pricing (OPCC) Milestone Process, Draft. 2013. www.dot.state.mn.us/const/tools/docs/cmgc-cost-estimating-process.docx. Accessed August 24, 2017. Minnesota Department of Transportation. Benefits of the Construction Manager/General Contractor (CMGC) Delivery Method. 2015. http://www.dot.state.mn.us/winonabridge/docs/casestudies/casestudy8.pdf. Accessed December 21, 2017. Minnesota Department of Transportation. CM-GC Manual (draft). 2016. Molenaar, K., D. D. Gransberg, S. Scott, D. Downs, and R. Ellis. Recommended AASHTO Design–Build Procure- ment Guide. Transportation Research Board of the National Academies, Washington, D.C., 2005. Molenaar, K. R., D. D. Gransberg, and D. N. Sillars. NCHRP Report 808: Guidebook on Alternative Quality Management Systems for Highway Construction. Transportation Research Board of the National Academies, Washington, D.C., 2015. https://dx.doi.org/10.17226/22128. Nevada Department of Transportation. Partnering Program. n.d. https://www.nevadadot.com/doing-business/ about-ndot/ndot-divisions/operations/construction/partnering-program. Accessed April 14, 2018. Pennsylvania Department of Transportation. Innovative Bidding Toolkit. 2013. http://www.penndot.gov/ _layouts/pa.penndot.formsandpubs/formsandpubs.aspx. Accessed September 17, 2017. Sellwood Bridge Project, Multnomah County, Oregon. 2017. http://www.sellwoodbridge.org/. Accessed March 10, 2018. Transportation Research Board. Transportation Research Circular E-C137: Glossary of High Quality Assurance Terms. Transportation Research Board of the National Academies, 2009. http://www.trb.org/Publications/ Blurbs/162259.aspx. Accessed June 2, 2018. University of Colorado Boulder. Next-Generation Transportation Construction Management. n.d. https:// www.colorado.edu/tcm/. Accessed April 13, 2018. Utah Department of Transportation. Project Delivery Network. 2015. http://www.udot.utah.gov/main/ f?p=100:pg:0:::1:T,V:3140. Accessed October 1, 2017. Utah Department of Transportation. Change Orders UDOT 08B-10. Revised August 7, 2017. https://www.udot. utah.gov/main/uconowner.gf?n=10539014823834013. Accessed July 23, 2018. Value Engineering. Federal Register, Vol. 79, No. 172. September 5, 2014. https://www.gpo.gov/fdsys/pkg/ FR-2014-09-05/pdf/2014-21020.pdf. Accessed March 4, 2018. Washington State Department of Transportation. I-405/NE 6th Street to I-5 Widening and Express Toll Lane Project, Request for Proposal. July 25, 2011. Appendix A, Z2. http://www.wsdot.wa.gov/biz/contaa/ ProjectContracts/DESIGNBUILDCONTRACTS/NE%206TH%20ST%20TO%20I-5/Default.htm. Accessed December 16, 2017. Washington State Department of Transportation. Project Delivery Method Selection Guidance, February 12, 2016. https://www.wsdot.wa.gov/NR/rdonlyres/F7691703-FB89-44E5-BD9A-EE10F4B288CB/0/ FinalPDMSGandAppendixAREV2_12_16.pdf. Accessed March 12, 2018. Washington State Department of Transportation. Payment Checklist. Email correspondence. January 3, 2018.