D

BIBLIOGRAPHY

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D BIBLIOGRAPHY Acs, Z. and D. Audretsch. 1990. Innovation and Small Firms. Cambridge, MA: The MIT Press. Alic, J. A., L. M. Branscomb, H. Brooks, A. B. Carter, and G. L. Epstein. 1992. Beyond Spin-off: Military and Commercial Technologies in a Changing World. Boston: Harvard Business School Press. Amsden, A. H. 2001. The Rise of "the Rest": Challenges to the West from Late-industrializing Economies. Oxford: Oxford University Press. Asheim, B., A. Isaksen, C. Nauwelaers, and F. Todtling, eds. 2003. Regional Innovation Policy for Small-Medium Enterprises. Cheltenham, UK, and Northampton, MA: Edward Elgar. Athreye, S. 2000. “Technology Policy and Innovation: The Role of Competition Between Firms.” In P. Conceicao, S. Shariq, and M. Heitor, eds. Science, Technology, and Innovation Policy: Opportunities and Challenges for the Knowledge Economy. Westport, CT and London: Quorum Books. Atkinson, R., and S. Andes. 2010. The 2010 State New Economy Index: Benchmarking Economic Transformation in the States. Kauffman Foundation and ITIF. November. Audretsch, D. 2006. The Entrepreneurial Society, Oxford: Oxford University Press. Audretsch, D., H. Grimm, and C. W. Wessner. 2005. Local Heroes in the Global Village: Globalization and the New Entrepreneurship Policies. New York: Springer. Audretsch, D., ed. 1998. Industrial Policy and Competitive Advantage, Volumes 1 and 2. Cheltenham, UK: Edward Elgar. Audretsch, D., B. Bozeman, K. L. Combs, M. Feldman, A. Link, D. Siegel, P. Stephan, G. Tassey, and C. Wessner. 2002. “The economics of science and technology.” Journal of Technology Transfer 27:155– 203. Augustine. C., et al. 2009. Redefining What’s Possible for Clean Energy by 2020. Full Report. Gigaton Throwdown. June. 153

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154 GROWING INNOVATION CLUSTERS FOR AMERICAN PROSPERITY Bajaj, V. 2009. “India to spend $900 million on solar.” The New York Times November 20. Baldwin, J. R., and P. Hanel. 2003. Innovation and Knowledge Creation in an Open Economy: Canadian Industry and International Implications. Cambridge: Cambridge University Press. Balzat, M., and A. Pyka. 2006. “Mapping national innovation systems in the OECD area.” International Journal of Technology and Globalisation 2(1–2):158–176. Bezdek, R. H., and F. T. Sparrow. 1981. “Solar subsidies and economic efficiency.” Energy Policy 9(4):289–300. Biegelbauer, P. S., and S. Borras, eds. 2003. Innovation Policies in Europe and the U.S.: The New Agenda. Aldershot, UK: Ashgate. Birch, D. 1981. “Who creates jobs?” The Public Interest 65:3–14. Blomström, M., A. Kokko, and F. Sjöholm. 2002. “Growth & Innovation Policies for a Knowledge Economy: Experiences from Finland, Sweden, & Singapore.” EIJS Working Paper. Series No. 156. Bloomberg News. 2006. “The next green revolution.” August 21. Bolinger, M., R. Wiser, and E. Ing. 2006. “Exploring the Economic Value of EPAct 2005's PV Tax Credits.” Lawrence Berkeley National Laboratory. Borenstein, S. 2008. The Market Value and Cost of Solar Photovoltaic Electricity Production. Berkeley, CA: Center for the Study of Energy Markets. Borras, S. 2003. The Innovation Policy of the European Union: From Government to Governance. Cheltenham, UK: Edward Elgar. Borrus, M., and J. Stowsky. 2000. “Technology policy and economic growth.” In C. Edquist and M. McKelvey, eds. Systems of Innovation: Growth, Competitiveness and Employment, Vol. 2. Cheltenham, UK and Northampton, MA: Edward Elgar. Bradsher, K. 2009. “China builds high wall to guard energy industry.” International Herald Tribune July 13. Brander, J. A., and B. J. Spencer. 1983. “International R&D rivalry and industrial strategy.” Review of Economic Studies 50:707-722. Brander, J. A., and B. J. Spencer. 1985. “Export strategies and international market share rivalry.” Journal of International Economics 16:83-100. Branigin, W. 2009. “Obama lays out clean-energy plans.” Washington Post March 24, p. A05.

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APPENDIX D 155 Branscomb, L., and P. Auerswald. 2002. Between Invention and Innovation: An Analysis of Funding for Early-Stage Technology Development. NIST GCR 02–841. Gaithersburg, MD: National Institute of Standards and Technology. November. Braunerhjelm, Pontus and Maryann Feldman. 2006. Cluster Genesis: Technology based Industrail Development. Oxford: Oxford University Press. Bush, N. 2005. “Chinese competition policy, it takes more than a law.” China Business Review May–June. Bush, V. 1945. Science: The Endless Frontier. Washington, D.C.: Government Printing Office. Campoccia, A., L. Dusonchet, E. Telaretti and G. Zizzo. 2009. “Comparative analysis of different supporting measures for the production of electrical energy by solar PV and Wind systems: Four representative European cases.” Solar Energy 83(3):287–297. Caracostas, P. and U. Muldur. 2001. “The emergence of the new European Union research and innovation policy.” In P. Laredo and P. Mustar, eds. Research and Innovation Policies in the New Global Economy: An International Comparative Analysis. Cheltenham, UK: Edward Elgar. Chesbrough, H. 2003. Open Innovation: The New Imperative for Creating and Profiting from Technology. Cambridge, MA: Harvard Business School Press. Cimoli, M. and M. della Giusta. 2000. “The Nature of Technological Change and Its Main Implications on National and Local Systems of Innovation.” IIASA Interim Report IR-98-029. Coburn, C. and D. Berglund. 1995. Partnerships: A Compendium of State and Federal Cooperative Programs. Columbus, OH: Battelle Press. Combs, K. and A. Link. 2003. “Innovation policy in search of an economic paradigm: the case of research partnerships in the United States.” Technology Analysis & Strategic Management 15(2). Cortright, J. 2006. Making Sense of Clusters: Regional Competitiveness and Economic Development. Washington, DC: Brookings Institution. Cortright, J., & Mayer, H. 2002. Signs of Life: The Growth of Biotechnology Centers in the US. Washington, DC: Brookings Institution. Crafts, N. F. R. 1995. “The golden age of economic growth in Western Europe, 1950–1973.” Economic History Review 3:429–447. Dahlman, C., and J. E. Aubert. 2001. China and the Knowledge Economy: Seizing the 21st Century. Washington, D.C.: World Bank.

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156 GROWING INNOVATION CLUSTERS FOR AMERICAN PROSPERITY Dahlman, C., and A. Utz. 2005. India and the Knowledge Economy: Leveraging Strengths and Opportunities. Washington, D.C.: World Bank. Davis, S., J. Haltiwanger, and S. Schuh. 1993. “Small Business and Job Creation: Dissecting the Myth and Reassessing the Facts.” Working Paper No. 4492. Cambridge, MA: National Bureau of Economic Research. Debackere, K., and R. Veugelers. 2005. “The role of academic technology transfer organizations in improving industry science links.” Research Policy 34(3):321–342. De la Mothe, J. and G. Paquet. 1998. “National Innovation Systems, ‘Real Economies’ and Instituted Processes.” Small Business Economics 11:101–111. DeVol, Ross C., Kevin Klowden, Armen Bedorussian, and Benjamin Yeo. 2009. North America’s High Tech Economy: The Geography of Knowledge-Based Institututions. June 2. Dobesova, K., J. Apt, and L. Lave. 2005. “Are renewable portfolio standards cost-effective emissions abatement policy?” Environmental Science and Technology 39:8578–8583. Doloreux, D. 2004. “Regional innovation systems in Canada: a comparative study.” Regional Studies 38(5):479–492. Doris, E., J. McLaren, V. Healey, and S. Hockett. 2009. State of the States 2009: Renewable Energy Development and the Role of Policy. Golden, CO: National Renewable Energy Laboratory. Durham, C. A., B. G. Colby, M. Longstreth. 1988. “The impact of state tax credits and energy prices on adoption of solar energy systems.” Land Economics 64(4):347–355. Eaton, J., E. Gutierrez, and S. Kortum. 1998. “European Technology Policy.” NBER Working Paper 6827. Edler, J. and S. Kuhlmann. 2005. “Towards one system? The European Research Area initiative, the integration of research systems and the changing leeway of national policies.” Technikfolgenabschätzung: Theorie und Praxis 1(4):59–68. Eickelpasch, A., and M. Fritsch. 2005. “Contests for cooperation: a new approach in German innovation policy." Research Policy 34:1269– 1282. Energy Information Administration. 2008. Federal Financial Interventions and Subsidies in Energy Markets 2007. Washington, D.C.: Energy Information Administration.

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APPENDIX D 157 European Commission. 2003. “Innovation in Candidate Countries: Strengthening Industrial Performance.” Brussels: European Commission. May. Fangerberg, J. 2002. Technology, Growth, and Competitiveness: Selected Essays. Cheltenham, UK, and Northampton, MA: Edward Elgar. Federal Reserve of Chicago. 2007. “Can Higher Education Foster Economic Growth?—A Conference Summary. Chicago Fed Letter. March. Feldman, M., and A. Link. 2001. “Innovation policy in the knowledge- based economy.” In Economics of Science, Technology and Innovation, Vol. 23. Boston: Kluwer Academic Press. Feldman, M., A. Link, and D. Siegel. 2002. The Economics of Science and Technology: An Overview of Initiatives to Foster Innovation, Entrepreneurship, and Economic Growth. Boston: Kluwer Academic Press. Feser, Edward. 2005. “Industry Cluster Concepts in Innovation Policy: A Comparison of U.S. and Latin American Experience.” Interdiscliplinary Studies in Economics and Management. Volume 4. Vienna: Springer. Fishback, Bo, Christine A. Gulbranson, Robert E. Litan, Lesa Mitchell and Marisa Porzig (2007), Finding Business “Idols”: A New Model to Accelerate Start- Ups, Kauffman Foundation Report, 4. Flamm, K. 2003. “SEMATECH revisited: assessing consortium impacts on semiconductor industry R&D.” In National Research Council. Securing the Future: Regional and National Programs to Support the Semiconductor Industry. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. Florida, Richard. The Rise of the Creative Class. New York: Basic Books. 2002. Fonfria, A., C. Diaz de la Guardia, and I. Alvarez. 2002. “The role of technology and competitiveness policies: a technology gap approach.” Journal of Interdisciplinary Economics 13:223–241. Foray, D., and P. Llerena. 1996. “Information structure and coordination in technology policy: a theoretical model and two case studies.” Journal of Evolutionary Economics 6(2):157–173. Friedman, T. 2005. The World Is Flat: A Brief History of the 21st Century. New York: W. H. Freeman. Fry, G. R. H. 1986. The economics of home solar water heating and the role of solar tax credits.” Land Economics 62(2):134–144.

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158 GROWING INNOVATION CLUSTERS FOR AMERICAN PROSPERITY Fthenakis, V., J. E. Mason, and K. Zweibel. 2009. “The technical, geographical, and economic feasibility for solar energy to supply the energy needs of the US.” Energy Policy 37(2):387-399. Fullilove, Mindy Thompson. 2005. Root Shock: How Tearing Up City Neighborhoods Hurts America and What We Can Do About It. New York: Ballantine Books. Furman, J., M. Porter, and S. Stern. 2002. “The determinants of national innovative capacity.” Research Policy 31:899–933. Geiger, Roger L. and Creso M. Sá. 2009. Tapping the Riches of Science: Universities and the Promise of Economic Growth. Cambridge MA; Harvard University Press. George, G., and G. Prabhu. 2003. “Developmental financial institutions as technology policy instruments: implications for innovation and entrepreneurship in emerging economies.” Research Policy 32(1):89– 108. Grande, E. 2001. “The erosion of state capacity and European innovation policy: a comparison of German and EU information technology policies.” Research Policy 30(6):905–921. Grindley, P., D. Mowery, and B. Silverman. 1994. “SEMATECH and collaborative research: lessons in the design of high technology consortia.” Journal of Policy Analysis and Management 13(4):723– 758. Grossman, G. M., and E. Helpman. 1994. “Endogenous innovation in the theory of growth.” The Journal of Economic Perspectives 8(1):23-44. Guidolin, M., and C. Mortarino. 2010. “Cross-country diffusion of photovoltaic systems: modelling choices and forecasts for national adoption patterns.” Technological Forecasting and Social Change 77(2):279–296. Hall, B. 2002. “The assessment: technology policy.” Oxford Review of Economic Policy 18(1):1–9. Hall, B. 2004. “University-Industry Research Partnerships in the United States.” Kansai Symposium Report. February. Hu, Z. 2006. “IPR Policies In China: Challenges and Directions.” Presentation at Industrial Innovation in China. Levin Institute Conference. July 24–26. Hughes, K. 2005. Building the Next American Century: The Past and Future of American Economic Competitiveness. Washington, D.C.: Woodrow Wilson Center Press. Hughes, K. 2005. “Facing the global competitiveness challenge.” Issues in Science and Technology XXI(4):72–78.

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APPENDIX D 159 Jaffe, A., J. Lerner, and S. Stern, eds. 2003. Innovation Policy and the Economy, Vol. 3. Cambridge, MA: MIT Press. Janssen, Marco A, Robert Holahan, Allen Lee, and Elinor Ostrom. 2010. “Lab Experiments for the Study of Social-Ecological Systems”. Science 328(5978):613-617. April. Jaruzelski, Barry and Kevin Dehoff. “Beyond Borders: The Global Innovation 1000”. Strategy and Business. 53(Winter). 2008. Jasanoff, S., ed. 1997. Comparative Science and Technology Policy. Elgar Reference Collection. International Library of Comparative Pubic Policy, Vol. 5. Cheltenham, UK and Lyme, NH: Edward Elgar. Jorgenson, D., and K. Stiroh. 2002. “Raising the speed limit: economic growth in the information age.” In National Research Council. 2002. Measuring and Sustaining the New Economy. D. W. Jorgenson and C. W. Wessner, eds. Washington, D.C.: The National Academies Press. Joy, W. 2000. “Why the future does not need us.” Wired 8(April). Kim, Yong-June. 2006. “A Korean Perspective on China’s Innovation System.” Presentation at Industrial Innovation in China. Levin Institute Conference. July 24–26. Koschatzky, K. 2003. “The regionalization of innovation policy: new options for regional change?” In G. Fuchs and P. Shapira, eds. Rethinking Regional Innovation: Path Dependency or Regional Breakthrough? London: Kluwer. Krueger, Anne O. “Globalization and International Locational Competition”. Symposium in Honor of Herbert Giersch.” Lecture delivered at the Keil Institute. May 11 2006. Kuhlmann, S., and J. Edler. 2003. “Scenarios of technology and innovation policies in Europe: investigating future governance— group of 3.” Technological Forecasting & Social Change 70. Lall, S. 2002. “Linking FDI and technology development for capacity building and strategic competitiveness.” Transnational Corporations 11(3):39–88. Lancaster, R. R., and M. J. Berndt. 1984. “Alternative energy development in the USA: the effectiveness of state government incentives.” Energy Policy 12(2):170–179. Laredo, P., and P. Mustar, eds. 2001. Research and Innovation Policies in the New Global Economy: An International Perspective. Cheltenham, UK: Edward Elgar. Lee, Y. S. 2000. “The Sustainability of University-Industry Research Collaboration. The Journal of Technology Transfer. 25(2)

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160 GROWING INNOVATION CLUSTERS FOR AMERICAN PROSPERITY Lerner, J. 1999. “Public venture capital.” In National Research Council. The Small Business Innovation Program: Challenges and Opportunities. C. W. Wessner, ed. Washington, D.C.: National Academy Press. Lewis, J. 2005. Waiting for Sputnik: Basic Research and Strategic Competition. Washington, D.C.: Center for Strategic and International Studies. Lin, O. 1998. “Science and technology policy and its influence on the economic development of Taiwan.” In H. S. Rowen, ed. Behind East Asian Growth: The Political and Social Foundations of Prosperity. London and New York: Routledge. Link, Albert N. 1995. A Generosity of Spirit: The Early History of the Research Triangle Park. Research Triangle Park: The Research Triangle Foundation of North Carolina. Litan, Robert E., Lesa Mitchell and E.J. Reedy 2007. “The University as Innovator: Bumps in the Road Issues in Science and Technology, Summer, 57-66. Lucas, Robert. “On the mechanics of economic development”. Journal of Military Economics. 22:38-39. Luger, M. (2001) “Introduction: information technology and regional economic development.” Journal of Comparative Policy Analysis: Research & Practice. Luger, M., and H. A. Goldstein. 1991. Technology in the Garden. Chapel Hill: University of North Carolina Press. 5. Luger, M., and H. A. Goldstein. 2006. Research Parks Redux: The Changing Landscape of the Garden. Washington, D.C.: U.S. Department of Commerce. Luther, J. 2008. “Renewable Energy Development in Germany.” Presentation and the NRC Christine Mirzayan Fellows Seminar. March 5, 2008. Washington, D.C. Maddison, A., and D. Johnston. 2001. The World Economy: A Millennial Perspective. Paris: Organisation for Economic Co-operation and Development. Mani, S. 2004. “Government, innovation and technology policy: an international comparative analysis.” International Journal of Technology and Globalization 1(1). McKibben, W. 2003. Enough: Staying Human in an Engineered Age. New York: Henry Holt & Co. Mendonca, M. 2007. Feed-in Tariffs: Accelerating the Development of Renewable Energy. London: Earthscan.

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APPENDIX D 161 Meyer-Krahmer, F. 2001. Industrial innovation and sustainability— conflicts and coherence.” In D. Archibugi and B. Lundvall, eds. The Globalizing Learning Economy. New York: Oxford University Press. Meyer-Krahmer, F. 2001. “The German innovation system.” In P. Larédo and P. Mustar, eds. Research and Innovation Policies in the New Global Economy: An International Comparative Analysis. Cheltenham, UK: Edward Elgar. Mills, K. G., E. B. Reynolds, and A. Reamer. 2008. Clusters and Competitiveness: A New Federal Role for Stimulating Regional Economies. Washington, D.C.: Brookings. Moore, G. 2003. “The SEMATECH contribution.” In National Research Council. Securing the Future: Regional and National Programs to Support the Semiconductor Industry. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. Moselle, B., J. Padilla, and R. Schmalensee. 2010. Harnessing Renewable Energy in Electric Power Systems: Theory, Practice Policy. Washington, D.C.: RFF Press. Mufson, S. 2009. “Asian nations could outpace U.S. in developing clean energy.” Washington Post July 16. Murphy, L. M. and P. L. Edwards. 2003. Bridging the Valley of Death: Transitioning from Public to Private Sector Financing. Golden, CO: National Renewable Energy Laboratory. May. Mustar, P. and P. Laredo. 2002. “Innovation and research policy in France (1980–2000) or the disappearance of the Colbertist state.” Research Policy 31:55–72. National Academy of Engineering. 2004. The Engineer of 2020: Visions of Engineering in the New Century. Washington, D.C.: The National Academies Press. National Academy of Engineering. 2008. Grand Challenges for Engineering. Washington, D.C.: The National Academies Press. National Academy of Sciences. 2010. Electricity from Renewable Sources: Status, Prospects, and Impediments. Washington, D.C.: The National Academies Press. National Academy of Sciences, National Academy of Engineering, and Institute of Medicine. 2007. Rising Above the Gathering Storm: Energizing and Employing America for a Brighter Economic Future. Washington, D.C.: National Academies Press. National Academy of Sciences, National Academy of Engineering, and National Research Council. 2009. America’s Energy Future: Technology and Transformation. Washington, D.C.: The National Academies Press.

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162 GROWING INNOVATION CLUSTERS FOR AMERICAN PROSPERITY National Academy of Sciences, National Academy of Engineering, and National Research Council. 2009. Real Prospects for Energy Efficiency in the United States. Washington, D.C.: The National Academies Press. National Governors’ Association. 2007. Innovation America. Washington DC: National Governors’ Association. National Research Council. 1996. Conflict and Cooperation in National Competition for High-Technology Industry. Washington, D.C.: National Academy Press. National Research Council. 1999. The Advanced Technology Program: Challenges and Opportunities. C. W. Wessner, ed. Washington, D.C.: National Academy Press. National Research Council. 1999. Funding a Revolution: Government Support for Computing Research. Washington, D.C.: National Academy Press. National Research Council. 1999. Industry-Laboratory Partnerships: A Review of the Sandia Science and Technology Park Initiative. C. W. Wessner, ed. Washington, D.C.: National Academy Press. National Research Council. 1999. New Vistas in Transatlantic Science and Technology Cooperation. C. W. Wessner, ed. Washington, D.C.: National Academy Press. National Research Council. 1999. The Small Business Innovation Research Program: Challenges and Opportunities. C. W. Wessner, ed. Washington, D.C.: National Academy Press. National Research Council. 1999. U.S. Industry in 2000: Studies in Competitive Performance. D, C. Mowery, ed. Washington, D.C.: National Academy Press. National Research Council. 2000. The Small Business Innovation Research Program: A Review of the Department of Defense Fast Track Initiative. C. W. Wessner, ed. Washington, D.C.: National Academy Press. National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center. C. W. Wessner, ed. Washington, D.C.: National Academy Press. National Research Council. 2001. Building a Workforce for the Information Economy. Washington, D.C.: National Academy Press. National Research Council. 2001. Capitalizing on New Needs and New Opportunities: Government-Industry Partnerships in Biotechnology and Information Technologies. C. W. Wessner, ed. Washington, D.C.: National Academy Press.

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APPENDIX D 163 National Research Council. 2001. The Advanced Technology Program: Assessing Outcomes. C. W. Wessner, ed. Washington, D.C.: National Academy Press. National Research Council. 2001. Trends in Federal Support of Research and Graduate Education. S. A. Merrill, ed. Washington, D.C.: National Academy Press. National Research Council. 2003. Partnerships for Solid-State Lighting. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2003. Government-Industry Partnerships for the Development of New Technologies: Summary Report. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2003. Securing the Future: Regional and National Programs to Support the Semiconductor Industry. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2004. The Small Business Innovation Research Program: Program Diversity and Assessment Challenges. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2005. Getting Up to Speed: The Future of Superconducting. S. L. Graham, M. Snir, and C. A. Patterson, eds. Washington, D.C.: The National Academies Press. National Research Council. 2005. Policy Implications of International Graduate Students and Postdoctoral Scholars in the United States. Washington, D.C.: The National Academies Press. National Research Council. 2007. Enhancing Productivity Growth in the Information Age: Measuring and Sustaining the New Economy. D. W. Jorgenson and C. W. Wessner, eds. Washington, D.C.: The National Academies Press. National Research Council. 2007. Innovation Policies for the 21st Century. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2007. India’s Changing Innovation System: Achievements, Challenges, and Opportunities for Cooperation. C. W. Wessner and S. J. Shivakumar, eds. Washington, D.C.: The National Academies Press. National Research Council. 2007. SBIR and the Phase III Challenge of Commercialization. C. W. Wessner, ed. Washington, D.C.: The National Academies Press.

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164 GROWING INNOVATION CLUSTERS FOR AMERICAN PROSPERITY National Research Council. 2008. An Assessment of the Small Business Innovation Research Program. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2008. An Assessment of the Small Business Innovation Research Program at the Department of Energy. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2008. An Assessment of the Small Business Innovation Research Program at the National Science Foundation. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2008. Innovative Flanders: Innovation Policies for the 21st Century. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2008. Innovation in Global Industries: U.S. Firms Competing in a New World. J. Macher and D. Mowery, eds. Washington D.C.: The National Academies Press. National Research Council. 2008. The National Academies Summit on America's Energy Future: Summary of a Meeting. Washington, D.C.: The National Academies Press. National Research Council. 2009. 21st Century Innovation Systems for Japan and the United States: Lessons from a Decade of Change. S. Nagaoka, M. Kondo, K. Flamm, and C. Wessner, eds. Washington, D.C.: The National Academies Press. National Research Council. 2009. An Assessment of the Small Business Innovation Research Program at the Department of Defense. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2009. An Assessment of the Small Business Innovation Research Program at the National Aeronautics and Space Administration. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2009. An Assessment of the Small Business Innovation Research Program at the National Institutes of Health. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2009. Hidden Costs of Energy: Unpriced Consequences of Energy Production and Use. Washington, D.C.: The National Academies Press. National Research Council. 2009. Revisiting the Department of Defense SBIR Fast Track Initiative. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2009. Understanding Research, Science and Technology Parks: Global Best Practices. C. W. Wessner, ed. Washington, D.C.: The National Academies Press.

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APPENDIX D 165 National Research Council. 2009. Venture Funding and the NIH SBIR Program. C. W. Wessner, ed. Washington, D.C.: The National Academies Press. National Research Council. 2011. Building the 21st Century: U.S.-China Cooperation on Science, Technology, and Innovation. C. W. Wessner, rapporteur. Washington, D.C.: The National Academies Press. National Research Council. 2011. The Future of Photovoltaics Manufacturing in the United States. C. W. Wessner, rapporteur. Washington, D.C.: The National Academies Press. Needham, J. 1954–1986. Science and Civilization in China (five volumes). Cambridge: Cambridge University Press. Nelson, R., and K. Nelson. 2002. “Technology, institutions, and innovation systems.” Research Policy 31:265–272. Nelson, R., and N. Rosenberg. 1993. “Technical innovation and national systems.” In R. R. Nelson, ed. National Innovation Systems: A Comparative Analysis. Oxford: Oxford University Press. O’Hara, Margaret Pugh, 2005. Cities of Knowledge: Cold War Science and the Search for the Next Silicon Valley, Princeton University Press. Organisation for Economic Co-operation and Development. 2009. Main Science and Technology Indicators. Paris: Organisation for Economic Co-operation and Development. Orszag, P., and T. Kane. 2003. “Funding Restrictions at Public Universities: Effects and Policy Implications.” Brookings Institution Working Paper. September. Oughton, C., M. Landabaso, and K. Morgan. 2002. “The regional innovation paradox: innovation policy and industrial policy.” Journal of Technology Transfer 27(1). Palmintera, Diane, 2005. “Accelerating Economic Development through University Technology Transfer”, Diane Palmintera Innovation Associates. Pavitt, K. 1998. “The Social Shaping of the National Science Base.” Research Policy 27:793-805. Porter, Michael E. “Clusters and the new economics of competition” Harvard Business Review, 76(6):77-90, 1998. Posen, A. 2001. “Japan.” In B. Steil, D. G. Victor, and R. R. Nelson, eds. Technological Innovation and Economic Performance. Princeton: Princeton University Press.

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166 GROWING INNOVATION CLUSTERS FOR AMERICAN PROSPERITY President’s Council of Advisors on Science and Technology. 2004. “Sustaining the Nation’s Innovation System: Report on Information Technology Manufacturing and Competitiveness.” Washington, D.C.: Executive Office of the President. January. PricewaterhouseCoopers. 2006. “China’s Impact on the Semiconductor Industry: 2005 Update.” PricewaterhouseCoopers. Raduchel, William. 2006. “The end of stovepiping.” In National Research Council. The Telecommunications Challenge: Changing Technologies and Evolving Policies, C. W. Wessner, ed., Washington, D.C.: The National Academies Press. Ragwitz, M., and C. Huber. 2005. “Feed-in systems in Germany and Spain: a comparison.” Fraunhofer Institut für Systemtechnik und Innovationsforschung. Reid, T. R. 2004. The United States of Europe: The New Superpower and the End of American Supremacy. Penguin Press. Renewable Energy Policy Network for the 21st Century. 2009. Renewables Global Status Report 2009. Paris: REN21. Rickerson, W., and R. Grace. 2007. “The Debate Over Fixed Price Incentives for Renewable Electricity in Europe and the United States: Fallout and Future Directions.” White Paper prepared for the Heinrich Böll Foundation. Washington, D.C. Romer, P. M. 1990. "Endogenous technological change." Journal of Political Economy October. Rosenberg, N. and R. R. Nelson. 1994. “American universities and technical advance in industry.” Research Policy 23:323-248 Ruttan, V. 2002. Technology, Growth and Development: An Induced Innovation Perspective. Oxford: Oxford University Press. Rutten, R., and F. Boekema. 2005. “Innovation, policy and economic growth: theory and cases.” European Planning Studies 13(8). Sallet, Jonathan, Ed Paisley and Justin R. Masterman. 2009. “The Geography of Innovation, the Federal Government and the Growth of Regional Innovation clusters.” Science Progress. September. Sarzynski, A. 2010. “The Impact of Solar Incentive Programs in Ten States.” George Washington Institute of Public Policy Technical Report. Revised March 2010. Saxenian, AnnaLee. 1994. Regional Advantage: Culture and Competition in Silicon Valley and Route 128. Cambridge, MA: Harvard University Press. p. 161. Scott, Allen J. 2004. On Hollywood: The Place, the Industry. Princeton NJ: Princeton University Press.

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APPENDIX D 167 SERI (Solar Energy Industries Association). 2009. U.S. Solar in Review 2008. Washington, D.C.: Solar Energy Industries Association. Shang, Y. 2006. “Innovation: New National Strategy of China.” Presentation at Industrial Innovation in China. Levin Institute Conference. July 24–26. Sheehan, J., and A. Wyckoff. 2003. “Targeting R&D: Economic and Policy Implications of Increasing R&D Spending.” DSTI/DOC(2003)8. Paris: Organisation for Economic Co-operation and Development. Sherwood, L. 2008. U.S. Solar Market Trends 2007. Latham, NY: Interstate Revewable Energy Council. Smits, R., and S. Kuhlmann. 2004. “The rise of systemic instruments in innovation policy.” International Journal of Foresight and Innovation Policy. 1(1/2). Speck, S. 2008. “The design of carbon and broad-based energy taxes in European countries.” Vermont Journal of Environmental Law. 10. Spencer, W., and T. E. Seidel. 2004. “International technology roadmaps: The U.S. semiconductor experience.” In National Research Council. Productivity and Cyclicality in Semiconductors: Trends, Implications, and Questions. D. W. Jorgenson and Charles W. Wessner, eds. Washington, D.C.: The National Academies Press. Stanford University. 1999. Inventions, Patents and Licensing: Research Policy Handbook. Document 5.1. July 15. Stokes, D. E. 1997. Pasteur’s Quadrant: Basic Science and Technological Innovation, Washington, D.C.: Brookings Institution. Sturgeon, T. J. (2000). How Silicon Valley Came to Be. In M. Kenney (Ed.), Understanding Silicon Valley: The Anatomy of an Entrepreneurial Region (pp. 15-47). Stanford, CA: Stanford University Press. Taleb, Nassim Nicholas. 2007. The Black Swan: The Impact of the Highly Improbable. New York: Random House. Tan, Justin. 2006. “Growth of industry clusters and innovation: lessons from Beijing Zhongguancun Science Park”. Journal of Business Venturing. 21(6):827-850. November Tassey, G. 2004. “Policy issues for R&D investment in a knowledge- based economy.” Journal of Technology Transfer 29:153–185. Taylor, M. 2008. “Beyond technology-push and demand-pull: lessons from California’s solar policy.” Energy Economics 30(6):2829–2854.

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168 GROWING INNOVATION CLUSTERS FOR AMERICAN PROSPERITY Teubal, M. 2002. "What is the systems perspective to innovation and technology policy and how can we apply it to developing and newly industrialized economies?" Journal of Evolutionary Economics 12(1– 2). Tödtling, Franz and Michaela Trippl. 2005 “One size fits all? Towards a differentiated regional innovation policy approach.” Research Policy. 34. Tol, R. S. J. 2008. “The social cost of carbon: trends, outliers, and catastrophes.” Economics—the Open-Access, Open-Assessment E- Journal 2(25):1–24. Tzang, Cheng-Hua. 2010. “Managing innovation for economic development in greater China: The origins of Hsinchu and Zhongguancun. Technology in Society. 32(2):110-121. May. U.S. Department of Energy. 2006. Press Release. “Department Requests $4.1 Billion Investment as Part of the American Competitiveness Initiative: Funding to Support Basic Scientific Research.” February 2. U.S. General Accounting Office. 2002. Export Controls: Rapid Advances in China’s Semiconductor Industry Underscore need for Fundamental U.S. Policy Review. GAO-020620. Washington, D.C.: U.S. General Accounting Office. April. Van Looy, B., M. Ranga, J. Callaert, K. Debackereand, and E. Zimmermann. 2004. “Combining entrepreneurial and scientific performance in academia: towards a compounded and reciprocal Matthew-effect?” Research Policy 33(3):425–441. Veugelers, R., J. Larosse, M. Cincera, D. Carchon, and R. Kalenga- Mpala. 2004. “R&D activities of the business sector in Flanders: results of the R&D surveys in the context of the 3% target.” Brussels: IWT-Studies. Wang, C. 2005. “IPR sails against current stream.” Caijing October 17. Wang, Q. 2010. “Effective policies for renewable energy—the example of China’s wind power—lessons for China's photovoltaic power.” Renewable and Sustainable Energy Reviews 14(2):702–712. Wessner, C. W. 2005. “Entrepreneurship and the innovation ecosystem.” In D. B. Audretsch, H. Grimm, and C. W. Wessner, eds. Local Heroes in the Global Village: Globalization and the New Entrepreneurship Policies. New York: Springer. Wessner, C. W. 2005. Partnering Against Terrorism. Washington, D.C.: The National Academies Press. Wiser, R., G. Barbose, C. Peterman, and N. Darghouth. 2009. Tracking the Sun II: The Installed Cost of Photovoltaics in the U.S. From 1998–2008. Berkeley, CA: Lawrence Berkeley National Laboratory.

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APPENDIX D 169 Witt, C. E., R. L. Mitchell, and G. D. Mooney. 1993. “Overview of the Photovoltaic Manufacturing Technology (PVMaT) Project.” Paper presented at the 1993 National Heath Transfer Conference. August 8- 11, 1993. Atlanta, Georgia. Zeigler, N. 1997. Governing Ideas: Strategies for Innovation in France and Germany. Ithaca, NY, and London: Cornell University Press. Zweibel, K. 2010. “Should solar photovoltaics be deployed sooner because of long operating life at low, predictable cost?” Energy Policy 38(11):7519–7530.

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