An Assessment of the SBIR Program at the Department of Energy (2008) / Chapter Skim
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Appendix C: NRC Phase I Survey
Appendix C: NRC Phase I Survey
Pages 155-164
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From page 155... ...
Over that period the five agencies (DoD, DoE, NIH, NASA, and NSF) made 27,978 Phase I awards. Of the total number for the five agencies, 7,940 Phase I awards could be linked to one of the 11,214 Phase II awards made from 1992–2001.
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From page 156... ...
156 APPENDIX C TABLE App-C-1 Agency Breakdown for Phase I Survey Phase I Surveys by Phase I awards, Answered Survey Agency 1992–2001 (Number) Answered Survey (%)
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From page 157... ...
Over 1,200 firms have participated earlier this year in extensive survey efforts related to firm dynamics and Phase II awards. This survey attempts to determine the impact of Phase I awards that do not go on to Phase II.
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From page 158... ...
Phase I only Received Phase II Assisted/Most Useful Assisted/Most Useful 10/3 State agency provided assistance 11/10 15/9 Mentor company provided assistance 21/15 31/17 University provided assistance 34/22 16/8 Federal agency SBIR program 25/19 managers or technical representatives provided assistance 3. Did you receive a Phase II award as a sequential direct follow-on to this Phase I award?
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From page 159... ...
3% Preparation of a Phase II proposal was considered too difficult to be cost effective. 1% The company did not want to undergo the audit process.
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From page 160... ...
14% Although the company did not receive the direct follow-on Phase II to this Phase I, the company did receive at least one other subsequent Phase II SBIR award in this technology. 12% The company received subsequent federal non-SBIR contracts or grants in this technology.
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From page 161... ...
If other SBIR awards contributed to the ultimate commercial outcome, estimate only the share of total sales appropriate to this Phase I project. (Enter the requested information for your company in the first column and, if applicable and if known, for your licensee(s)
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From page 162... ...
Funding and other assistance Commercialization of the results of an SBIR project normally requires additional developmental funding. Questions 13 and 14 address additional funding.
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From page 163... ...
149 $21,548 e. Personal funds of company owners 54 $4,955 Average Funding determined by dividing totals by 1,366 responders.
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