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Suggested Citation:"References ." National Academies of Sciences, Engineering, and Medicine. 2016. Influence of Geotechnical Investigation and Subsurface Conditions on Claims, Change Orders, and Overruns. Washington, DC: The National Academies Press. doi: 10.17226/21926.
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38 REFERENCES American Association of State Highway and Transportation Officials (AASHTO), Manual on Subsurface Investiga- tions, 1st ed., AASHTO, Washington, D.C., 1988. American Association of State Highway and Transportation Officials (AASHTO), LRFD Bridge Design Specifica- tions, 7th ed., AASHTO, Washington, D.C., 2014. American Society of Civil Engineers (ASCE), Geotechnical Baseline Reports for Construction: Suggested Guidelines, ASCE Technical Committee on Geotechnical Reports of the Underground Technology Research Council, Reston, Va., 2007, 72 pp. Badger, T., “State DOT Field Exploration Programs Survey of Current Practice and Utilization,” presented at the 94th Annual Meeting of the Transportation Research Board, Washington, D.C., Jan. 2015. Badger, T. and T. Ybarra, “Managing for Drilling Program Performance: WSDOT’s Perspective,” presented to the 94th Annual Meeting of the Transportation Research Board, Washington, D.C., Jan. 2015. Baynes, F.J., “Sources of Geotechnical Risk,” Quarterly Jour- nal of Engineering Geology, Vol. 43, 2010, pp. 321–331. Ching, J., K. Phoon, and J. Yu, “Linking Site Investigation Efforts to Final Design Savings with Simplified Reliability-Based Design Methods,” Journal of Geotechnical and Geoenvi- ronmental Engineering, Vol. 140, No. 3, 2014, 13 pp. Clayton, C.R.I., “Managing Geotechnical Risk: Time for a Change?” Geotechnical Engineering, Proceedings of the Institution of Civil Engineers, Vol. 149, No. 1, 2001, pp. 3–11. Florida Department of Transportation (FDOT), Soils and Foundations Handbook, FDOT, Tallahassee, 2015 [Online]. Available http://www.dot.state.fl.us/Structures/Manuals/ SFH.pdf [accessed May 19, 2015]. Gould, J.P., “Geotechnology in Dispute Resolution,” Journal of Geotechnical Engineering, Vol. 121, No. 7, July 1995, pp. 523–534. Graham, D.S., S.D. Dapp, D.A. Brown, and R.T. McGillivray, “Selmon Expressway: Case History of Drilled Shaft Design for Extreme Variability,” Proceedings of the 38th Annual Conference on Deep Foundations, Phoenix, Ariz., 2013, pp. 317–328. Gransberg, D.D. and M.C. Loulakis, NCHRP Synthesis of Highway Practice 429: Geotechnical Information Practices in Design-Build Projects, Transportation Research Board of the National Academies, Washington, D.C., 2012, 112 pp. Ground Board, Inadequate Site Investigation, a report by the Ground Board of the Institution of Civil Engineers, Thomas Telford, London, U.K., 1991, 26 pp. Hoek, E. and A. Palmeiri, “Geotechnical Risks on Large Civil Engineering Projects,” Proceedings of the Inter- national Association of Engineering Geologists Congress, Vancouver, BC, Canada, 1998, pp. 1–11. Indiana Department of Transportation (INDOT), Stan- dard Specifications, Section 200: Earthwork, INDOT, Indianapolis, 2014 [Online] Available: http://www.in. gov/dot/div/contracts/standards/book/ [accessed June 12, 2015]. Indiana Department of Transportation (INDOT), Standard Specifications, Section 200: Earthwork, Indiana Depart- ment of Transportation, Indianapolis, 2016 [Online] Avail- able: http://www.in.gov/dot/div/contracts/standards/book/ [accessed June 12, 2015]. Khan, A., “Geotechnical Change Orders During Construc- tion,” presented at the 43rd Annual FHWA Midwest Geo- technical Conference, Bloomington, Minn., Oct. 2014. Mayne, P.W., NCHRP Synthesis of Highway Practice 368: Cone Penetration Testing, Transportation Research Board of the National Academies, Washington, D.C., 2007, 117 pp. Mayne, P.W., B.R. Christopher, and J. DeJong, Manual on Sub- surface Investigations, FHWA NHI-01-031, Federal High- way Administration, Washington, D.C., 2001, 332 pp. Minnesota Department of Transportation (MnDOT), 2013 Geotechnical Engineering Manual, MnDOT, St. Paul, 2013 [Online]. Available http://www.dot.state.mn.us/materials/ geotmanual.html [accessed May 20, 2015]. Moorehouse, D.C. and R.A. Millet, “Identifying Causes of Failure in Providing Geotechnical and Environmental Consulting Services,” Journal of Management in Engi- neering, Vol. 10, No. 3, 1994, pp. 56–64. Mott MacDonald and Soil Mechanics, Ltd., Study of the Efficiency of Site Investigation Practices, Project Report 60, Transport Research Laboratory of the Department of Transport, Crowthorne, Berkshire, UK, 1994, 63 pp. Prezzi, M., B. McCullouch, and V.K.D. Mohan, Analysis of Change Orders in Geotechnical Engineering Work at INDOT, FHWA/IN/JTRP-2011/10, Joint Transportation Research Program, Indiana Department of Transportation and Purdue University, West Lafayette, Ind., 2011, 59 pp. Sabatini, P.J., R.C. Bachus, P.W. Mayne, J.A. Schneider, and T.E. Zettler, Geotechnical Engineering Circular No. 5 (GEC5)—Evaluation of Soil and Rock Properties, FHWA- IF-02-034, Federal Highway Administration, Washington, D.C., 2002, 385 pp. South Carolina Department of Transportation (SCDOT), Geo- technical Design Manual, Ver. 1.1, SCDOT, Columbia, 2010 [Online] Available: http://www.scdot.org/doing/ structural_geotechnical.aspx [accessed May 20, 2015]. U.S. National Committee on Tunneling Technology, Geotech- nical Site Investigations for Underground Projects, National Academy Press, Washington, D.C., 1984, 423 pp. Washington State Department of Transportation (WSDOT), Geotechnical Design Manual, M 46-03.10, WSDOT, Spokane, 2014 [Online]. Available: http://www.wsdot.wa. gov/Publications/Manuals/M46-03.htm [accessed May 22, 2015].

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TRB’s National Cooperative Highway Research Program (NCHRP) Synthesis 484: Influence of Geotechnical Investigation and Subsurface Conditions on Claims, Change Orders, and Overruns documents the extent and type of claims, change orders, and cost overruns from subsurface conditions for state departments of transportation (DOTs). The report also identifies practices used by agencies to reduce such claims, change orders, and cost overruns.

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