Reorienting Health Care and Business Sector Investment Priorities Toward Health and Well-Being: Proceedings of a Workshop (2020)

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D Readings and Resources * NOTES: These select readings and resources are intended to provide a sampling of the rich material available on the workshop topics. Unless otherwise stated, all links accessed December 2, 2018. REFERENCES FROM THE COMMISSIONED INFOGRAPHIC (Appendix E) • [Cited as CMS, 2017 in infographic] Cuckler, GA et al. 2017. Healthcare spending in 2026 is projected to be $5.7T. Health Affairs. 37(3): 482–492. https://www.healthaffairs.org/doi/abs/10.1377/hlthaff.2017.1655 (accessed December 2, 2018). • OECD. 2017. Healthcare costs in the US are 2.5X other OECD countries. https://www.oecd-ilibrary.org/social-issues-migration-health/health-at-a-glance- 2017_health_glance-2017-en;jsessionid=9WQSaummIhZSexDdOk13tePH.ip-10-240-5-4 (accessed December 2, 2018). • Congressional Budget Office. 2016. The richest 10% hold 76% of the wealth. https://www.cbo.gov/publication/51846 (accessed December 2, 2018). • Costanza, R. et al. 2014. GDP and Life Satisfaction are not closely correlated Nature 505(7483). https://www.nature.com/news/development-time-to-leave-gdp-behind- 1.14499. • Planned Giving Design Center. 2011. A new generation of investors is likely to inherit $40T. https://www.pgdc.com/pgdc/why-41-trillion-wealth-transfer-estimate-still-valid. SELECTED READINGS FROM THE FIELD OF HEALTH CARE AND POPULATION HEALTH Changing Concepts of Value and Payment Reform • AcademyHealth. n.d. Payment Reform Publications. Web Page. https://www.academyhealth.org/about/programs/payment-reform-population-health. • Ash AS, EO Mick, RP Ellis, CI Kiefe, JJ Allison, and MA Clark. 2017. Social Determinants of Health in Managed Care Payment Formulas. JAMA Internal Medicine 177(10):1424-1430. • AcademyHealth. 2017. Bridging the Divide: Supplementing Payment Reform to Promote Needed Investments in Population Health. https://www.academyhealth.org/blog/2017- 04/bridging-divide-supplementing-payment-reform-promote-needed-investments- population • Graber DR, AO Kilpatrick. 2008. Establishing values-based leadership and value systems in healthcare organizations. Journal of Health and Human Services Administration 31(2):179-97. 63 PREPUBLICATION COPY: UNCORRECTED PROOFS 

REORIENTING INVESTMENT PRIORITIES TOWARD HEALTH AND WELL-BEING • Homer J, Milstein B, Hirsch G, Fisher E. 2016. Combined Regional Investments Could Substantially Enhance Health System Performance and Be Financially Affordable. Health Affairs 35(8):1435-43. • Kindig D. 2015. From Health Determinant Benchmarks to Health Investment Benchmarks. Preventing Chronic Disease 12:1500-1510. • Kindig DA. 1997. Purchasing population health: paying for results. Ann Arbor (MI): University of Michigan Press. • Magnan SJ, DA Kindig. 2018. Purchasing Population Health - Revisited. Population Health Management 22(2):91-92. • Muhlestein D, R Saunders, R Richards, and M McClellan. 2018, August 10. Recent Progress in The Value Journey: Growth of ACOs and Value-Based Payment Models. Health Affairs Blog https://www.healthaffairs.org/do/10.1377/hblog20180810.481968/full • Murray R, AE Caballero, and SF Delbanco. 2018. The State of the Evidence on Payment Reform. NEJM Catalyst. https://catalyst.nejm.org/state-evidence-payment-reform-shared- savings/ • NYU Langone Health. 2018. Drivers of Hospital Investment in Community Health. Learning Center on Enhancing the Role of Hospitals in Improving Public Health. https://med.nyu.edu/chids/projects/enhancing-role-hospitals-improving-public-health • Pham H and PB Ginsburg. 2018. Payment and Delivery-System Reform - The Next Phase. New England Journal of Medicine 379(17):1594-1596. • Population-based Payment Work Group. 2016. Accelerating and Aligning Population- based Payment Models: Performance Measurement. Health Care Payment Learning and Action Network. • Sharfstein JM, S Gerovich, and D Chin. 2017. Global Budgets for Safety-Net Hospitals. JAMA 318(18):1759-1760. • Shortell SM. 2013. A Bold Proposal for Advancing Population Health. Discussion Paper, NAM Perspectives DC. doi: 10.31478/201308a • Song Z and ES Fisher. 2016. The ACO experiment in infancy—looking back and looking forward. JAMA 316(7):705-706. Changing Accountabilities • AcademyHealth. 2018. Approaches to Cross-Sector Population Health Accountability. https://www.academyhealth.org/sites/default/files/Approaches_to_CrossSector_Pop_Heal th_Jan2018_0.pd • AcademyHealth. 2017. Striving Toward a Culture of Health: How Do Care and Costs for Non-Medical Needs Get Factored into Alternative Payment Models. Workshop Summary & Lessons Learned. https://www.academyhealth.org/sites/default/files/FINAL.AH_RWJF_Report_Striving_t oward_culture_of_health.pdf • AcademyHealth. 2018. Striving Toward a Culture of Health: How Regional Collaboratives Can Advance Funding and Financing to Improve Population Health. https://www.academyhealth.org/sites/default/files/regional_collaboratives_financing_pop _health_feb2018.pdf 64 PREPUBLICATION COPY: UNCORRECTED PROOFS 

REORIENTING INVESTMENT PRIORITIES TOWARD HEALTH AND WELL-BEING o Includes Appendix A: Multi-Stakeholder Governance for Population Health The following is a list of key attributes for the governance of successful multi- stakeholder regional collaboratives to improve the financing and implementation of population health. o Includes Appendix B: Community-Based Population Health Payment Reform Readiness Assessment Tool • Mongeon M, J Levi, J Heinrich. 2017. Elements of Accountable Communities for Health: A Review of the Literature. Discussion Paper. Washington, DC: National Academy of Medicine Perspectives. https://nam.edu/elements-of-accountable-communities-for-health- a-review-of-the-literature • Siegel B, J Erickson, B Milstein, and KE Pritchard. 2018. Multisector Partnerships Need Further Development to Fulfill Aspirations for Transforming Regional Health and Well- being. Health Affairs 37(1):30-37. Anchor Roles and Organizational Case Studies (on investments, framing of value, etc.) • Democracy Collaborative. 2017. “Rush University Medical Center” from The Anchor Mission Playbook. https://democracycollaborative.org/content/anchor-mission-playbook • Martin N. 2017. Advancing the Anchor Mission of Healthcare. https://democracycollaborative.org/content/advancing-anchor-mission-healthcare-report • Norris T and T Howard. 2015. Can Hospitals Heal America's Communities? Democracy Collaborative. https://democracycollaborative.org/content/can-hospitals-heal-americas- communities-0 • Oostra R. 2018. Embracing an Anchor Mission: ProMedica’s All-In Strategy. Democracy Collaborative. https://democracycollaborative.org/content/embracing-anchor-mission- promedica-s-all-strategy • Zuckerman D and K Parker. 2016. Hospitals Aligned for Healthy Communities: Inclusive, Local Sourcing. Democracy Collaborative. https://democracycollaborative.org/content/hospitals-aligned-healthy-communities- inclusive-local-sourcing • Zuckerman D and Parker K. 2016 Hospitals Aligned for Healthy Communities: Place- based Investing. Democracy Collaborative. https://democracycollaborative.org/content/hospitals-aligned-healthy-communities-place- based-investing • Zuckerman D and K Parker K. 2016. Hospitals Aligned for Healthy Communities: Inclusive, Local Hiring. Democracy Collaborative. https://democracycollaborative.org/content/hospitals-aligned-healthy-communities- inclusive-local-hiring • Zuckerman D. 2013. Hospitals Building Healthier Communities: Embracing the Anchor Mission. Democracy Collaborative. https://democracycollaborative.org/content/hospitals- building-healthier-communities-embracing-anchor-mission • Zuckerman D. 2013. Case Study: Henry Ford Health System (Detroit, MI). Democracy Collaborative. https://democracycollaborative.org/content/case-study-henry-ford-health- system-detroit-mi SELECTED READINGS FROM THE FIELD OF BUSINESS INVESTMENT 65 PREPUBLICATION COPY: UNCORRECTED PROOFS 

REORIENTING INVESTMENT PRIORITIES TOWARD HEALTH AND WELL-BEING Socially Responsible Impact Investing • Balboni E and C Travers. 2017. CDFIs & Impact Investing: An Industry Review. Local Initiatives Support Corporation. http://www.lisc.org/our-resources/resource/cdfis-impact- investing-industry-review • Democracy Collaborative. 2017. The Role of Impact Investors in Taking Employee Ownership to Scale. https://democracycollaborative.org/content/role-impact-investors- taking-employee-ownership-scale • Emerson J. 2018. The politics of impact. Stanford Social Innovation Review. Oct 16, 2018. https://ssir.org/book_reviews/entry/the_politics_of_impact • Emerson J. The Purpose of Capital: Elements of Impact, Financial Flows, and Natural Being. Blended Value Group Press. San Francisco, CA. 2018. https://www.purposeofcapital.org/ • Federal Reserve Bank of San Francisco. 2012. Investing in What Works for America’s Communities. http://www.whatworksforamerica.org/ideas-that-work/ • Federal Reserve Bank of San Francisco. 2017. What Matters: Investing in Results to Build Strong Communities. http://investinresults.org/book • Global Impact Investing Network. What you need to know about impact investing. https://thegiin.org/impact-investing/need-to-know/ • Global Impact Investing Network. Roadmap for the Future of Impact Investing: Reshaping Financial Markets. https://thegiin.org/research/publication/giin-roadmap • Grantmakers in Health. Guide to Impact Investing. www.gih.org\Publications\StrategicDetail.cfm?itemnumber=4097 • Kell G. 2018, June 18. The Future of Corporate Responsibility. Forbes. https://www.forbes.com/sites/georgkell/2018/06/18/the-future-of-corporate- responsibility/#c6a0256105ee • Millay T. 2016. Social Investing: The Good, The Bad, And The Ugly. Forbes. https://www.forbes.com/sites/toddmillay/2016/02/29/social-investing-the-good-the-bad- and-the-ugly/#70d1dcc98ba0 • Statler K. Socially Responsible Investing Delivers: Fortunately, there’s no need to sacrifice performance while also doing good. US News and World Report. June 7, 2018 https://money.usnews.com/money/blogs/the-smarter-mutual-fund-investor/articles/2018- 06-07/socially-responsible-investing-delivers-for-investors • Walkate H and C Krosinsky. 2018. A More Enlightened Approach to SDG Investing. Stanford Social Innovation Review. https:\ssir.org\articles\entry\a_more_enlightened_approach_to_sdg_investing New Concepts of Value, New Ways to Invest, Transition to a Well-Being Economy • Case-Ruchala D. 2018. A next system of community investment: Community Reinvestment Act reform in the 21st century. The Next System Project, Democracy Collaborative. https://thenextsystem.org/learn/stories/cra- reform?mc_cid=aa82d3d47c&mc_eid=77b8e17464 • Coalition for Inclusive Capitalism. 2018. EPIC: Embankment Project for Inclusive Capitalism. EY. https://www.epic-value.com/#report 66 PREPUBLICATION COPY: UNCORRECTED PROOFS 

REORIENTING INVESTMENT PRIORITIES TOWARD HEALTH AND WELL-BEING • Green, T. 2018, September 12. What a Society Designed for Well-Being Looks Like. Yes Magazine. https://www.yesmagazine.org/issues/mental-health/what-a-society-design- for-well-being-looks-like-20180912 • Gordon, C. Growing Apart: A Political History of American Inequality. Website. Inequality.org. http://scalar.usc.edu/works/growing-apart-a-political-history-of- american-inequality/index • JUST Capital. 2018. Not Just Another Survey: JUST Capital’s Roadmap for Corporate America. https://justcapital.com/news/roadmap-for-corporate-america/ • Jones, M. 2017. LISC Pledges New Commitment to Health. LISC. http://www.lisc.org/our-stories/story/lisc-pledges-new-commitment-health • Leonhardt, D. 2018, September 14. We’re Measuring the Economy All Wrong. Op-Ed. New York Times. https://nyti.ms/2N8AcDj • Leonhardt, D. 2017, August 7. Our Broken Economy in One Simple Chart. Op-Ed. New York Times. https://www.nytimes.com/interactive/2017/08/07/opinion/leonhardt-income- inequality.html • Wellbeing Economy Alliance. Understanding the wellbeing economy: resource library. https://wellbeingeconomy.org/resources Management of Common Resources • Federal Reserve Bank of San Francisco. SF Fed Blog. What is Racial Equity? November 5, 2018. https://www.frbsf.org/our-district/about/sf-fed-blog/what-is-racial-equity • HHS/Office of the Assistant Secretary for Health. 2018. Healthy People 2030 Framework. Prepared by the Secretary’s Advisory Committee on National Health Promotion and Disease Prevention Objectives for 2030. https://www.healthypeople.gov/2020/About-Healthy-People/Development-Healthy- People-2030/Framework • Institute of Medicine. 2013. For the Public’s Health: Investing in a Healthier Future. Washington, DC: National Academies Press. https://www.nap.edu/catalog/13268/for-the- publics-health-investing-in-a-healthier-future • Nichols LM, Taylor LA. 2018. Social Determinants as Public Goods: A New Approach To Financing Key Investments In Healthy Communities. Health Affairs 37(8):1223-30. • Ostrom E. Beyond Markets and States: Polycentric Governance of Complex Economic Systems. Stockholm, Sweden: Nobel Prize Lecture. 2009 December. http://www.nobelprize.org/nobel_prizes/economic-sciences/laureates/2009/ostrom- lecture.html SELECTED GRAPHICS • Coalition for Inclusive Capitalism. 2018. EPIC: Embankment Project for Inclusive Capitalism. https://www.epic-value.com/#report (Figure from page 13 illustrating short- and long-term value perspectives) • United Nations Development Program. 2016. Sustainable Development Goals. http://www.undp.org/content/dam/undp/library/corporate/brochure/SDGs_Booklet_Web_ En.pdf (Figure from page 2 of brochure) 67 PREPUBLICATION COPY: UNCORRECTED PROOFS