An Assessment of the SBIR Program at the Department of Energy (2008) / Chapter Skim
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Appendix A: DoE SBIR Program Data
Appendix A: DoE SBIR Program Data
Pages 111-134
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From page 111... ...
Appendixes
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From page 113... ...
Award Dollars 1992 196 49,765 50,000 9,753,886 1993 167 74,076 75,000 12,370,630 1994 209 74,363 75,000 15,541,961 1995 196 74,570 75,000 14,615,796 1996 167 74,795 75,000 12,490,776 1997 194 74,099 75,000 14,375,212 1998 204 74,669 75,000 15,232,440 1999 185 99,432 99,999 18,394,937 2000 292 68,152 99,998 19,900,505 2001 310 68,166 99,999 21,131,432 2002 328 68,894 99,999 22,597,310 2003 323 67,876 99,999 21,923,938 2004 257 95,325 99,999 24,498,613 2005 258 99,449 99,999 25,657,718 Total 3,286 248,485,154 SOURCE: U.S. Small Business Administration, Tech-Net Database.
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TABLE APP-A-3 Phase I Awards to Woman-Owned Businesses Fiscal Number of Average Maximum Total Phase I Year Phase I Awards Award Size ($) Award Size ($)
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APPENDIX A 115 TABLE APP-A-4 Phase I Awards, by State Number of Number of State Phase I Awards State Phase I Awards AL 20 769 CA 704 AR 8 609 MA 569 AZ 65 308 CO 311 CA 704 218 CT 185 CO 311 126 NY 123 CT 185 114 TX 121 DC 1 113 NJ 113 DE 32 105 VA 113 FL 42 102 OH 97 GA 22 97 WA 83 HI 1 79 NM 82 IA 3 78 PA 72 IL 64 72 MD 69 IN 16 70 AZ 65 KS 7 69 IL 64 KY 4 57 TN 64 LA 3 54 UT 55 MA 569 50 FL 42 MD 69 48 MI 41 ME 7 36 DE 32 MI 41 34 OR 32 MN 25 30 NC 27 MO 6 29 MN 25 MS 1 28 GA 22 MT 11 27 NH 22 NC 27 22 AL 20 ND 3 17 WI 17 NE 3 15 IN 16 NH 22 12 MT 11 NJ 113 9 OK 11 NM 82 9 AR 8 NV 8 9 NV 8 NY 123 8 KS 7 OH 97 6 ME 7 OK 11 6 VT 7 OR 32 5 MO 6 PA 72 3 WV 6 RI 2 3 WY 5 SC 3 3 KY 4 TN 64 3 IA 3 TX 121 3 LA 3 UT 55 3 ND 3 VA 113 2 NE 3 VT 7 1 SC 3 WA 83 1 RI 2 WI 17 1 DC 1 WV 6 1 HI 1 WY 5 1 MS 1 TotalTTToo1 3,286 SOURCE: U.S. Small Business Administration, Tech-Net Database.
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116 APPENDIX A TABLE APP-A-5 Phase I Awards in Massachusetts, by Town/City Number of City Phase I Awards Waltham 81 Summary Watertown 60 48 towns win 1 award Bedford 52 Top 5 towns 278 Andover 46 Top 5 % 45.6% Shrewsbury 39 Somerville 33 Westborough 28 Burlington 27 Norwood 23 Cambridge 20 Billerica 19 Woburn 19 Turners Falls 18 Marlborough 15 Natick 12 Lowell 11 Newton 10 Boston 9 East Falmouth 8 Lexington 8 Concord 6 Littleton 6 Chelmsford 5 Sturbridge 5 Wilmington 5 Amherst 4 Belmont 4 Topsfield 4 Duxbury 3 Holliston 3 Needham Heights 3 Willmington 3 Allston 2 Forestdale 2 Salem 2 Wayland 2 Acton 1 Boxboro 1 Brookline 1 Chatham 1 Danvers 1 Dedham 1 North Chelmsford 1 North Falmouth 1 South Deerfield 1 Tewksbury 1 Wakefield 1 Wellesley 1 Total 609 SOURCE: Department of Energy.
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20 1,598,387 Advanced Fuel Research, Inc. 20 1,522,906 Science Research Laboratory, Inc.
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118 APPENDIX A TABLE APP-A-7 Phase I Awards, by Zip Code Number of Zip code Phase I Awards Summary 80301 103 Top 20 965 90501 72 Next 30 575 80033 64 Next 50 515 92121 63 All others 1,410 06520 56 02472 55 02453 53 01730 52 94025 49 80127 48 01810 46 85706 41 01545 39 95054 34 20151 34 02143 33 06108 32 10523 32 77840 30 95070 29 90275 28 01581 28 01803 27 91324 27 37830 24 02062 23 06704 22 97701 21 90505 21 87109 21 80501 20 06813 20 80026 19 01821 19 01801 19 02451 18 01376 18 48108 17 94086 16 08852 16 30341 16 03755 16 87505 16 06810 15 06473 15 SOURCE: Department of Energy.
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TABLE APP-A-9 Phase II Awards to Minority-Owned Businesses Fiscal Number of Average Maximum Total Phase II Year Phase II Awards Award Size ($) Award Size ($)
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TABLE APP-A-11 Phase II Average Awards, by Demographic Average Award Size ($) Fiscal Year All Awards Minority Women 1992 488,010 478,175 497,229 1993 498,793 495,534 500,000 1994 596,332 599,976 599,910 1995 725,065 727,726 749,966 1996 734,996 745,948 749,994 1997 722,697 692,941 712,408 1998 741,516 749,629 709,728 1999 696,165 688,043 687,239 2000 711,715 701,433 674,999 2001 676,185 698,000 712,377 2002 694,454 709,941 716,221 2003 706,382 649,840 739,434 2004 719,961 733,284 740,873 2005 699,557 709,913 683,979 SOURCE: U.S.
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APPENDIX A 121 TABLE APP-A-12 Phase II Awards, by State Number of Number of State Phase II Awards State Phase II Awards AL 9 CA 287 AR 3 MA 199 AZ 25 CO 116 CA 287 CT 74 CO 116 VA 45 CT 74 NJ 42 DC 0 NY 42 DE 10 OH 35 FL 15 TX 35 GA 6 WA 35 HI 0 NM 30 IA 0 PA 27 IL 18 TN 27 IN 4 AZ 25 KS 3 MD 24 KY 2 OR 19 LA 0 IL 18 MA 199 UT 16 MD 24 FL 15 ME 2 MI 14 MI 14 DE 10 MN 8 NC 10 MO 2 NH 10 MS 0 AL 9 MT 4 MN 8 NC 10 GA 6 ND 0 WI 6 NE 0 IN 4 NH 10 MT 4 NJ 42 AR 3 NM 30 KS 3 NV 1 WV 3 NY 42 KY 2 OH 35 ME 2 OK 2 MO 2 OR 19 OK 2 PA 27 NV 1 RI 1 RI 1 SC 1 SC 1 TN 27 VT 1 TX 35 DC 0 UT 16 HI 0 VA 45 IA 0 VT 1 LA 0 WA 35 MS 0 WI 6 ND 0 WV 3 NE 0 WY 0 WY 0 Total 1,213 SOURCE: U.S. Small Business Administration, Tech-Net Database.
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From page 122... ...
10 6,436,557 American Superconductor Corporation 9 6,600,000 ADA Technologies, Inc. 9 6,299,009 Haimson Research Corporation 9 6,079,745 Bend Research, Inc.
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APPENDIX A 123 TABLE APP-A-14 Phase I Applications Fiscal Number of Number of Total Number of Phase I Years Declines Awards Phase I Applications Success Rate (%) 1992 1,330 198 1,529 12.9 1993 2,296 200 2,495 8.0 1994 2,060 212 2,272 9.3 1995 1,369 199 1,568 12.7 1996 1,257 173 1,429 12.1 1997 1,021 199 1,220 16.3 1998 986 206 1,190 17.3 1999 933 203 1,133 17.9 2000 870 202 1,081 18.7 2001 674 213 897 23.7 2002 728 228 966 23.6 2003 996 219 1,223 17.9 Total 14,520 2,452 17,003 SOURCE: Department of Energy.
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TABLE APP-A-16 Phase I Applications -- Minority-Owned Businesses Agency Data Responses Fiscal Number of Total Share of Year Yes No Blank Awards Applications Applications (%) 1992 442 2,053 20 2,515 17.6 1993 370 1,901 23 2,294 16.1 1994 235 1,333 23 1,591 14.8 1995 241 1,288 24 1,553 15.5 1996 223 704 293 26 1,246 17.9 1997 233 1,047 149 34 1,463 15.9 1998 193 843 45 34 1,115 17.3 1999 194 951 45 33 1,223 15.9 2000 151 784 31 30 996 15.2 2001 223 971 29 28 1,251 17.8 2002 185 923 25 22 1,155 16.0 2003 162 714 21 27 924 17.5 Total 2,852 6,937 7,213 324 17,326 16.5 SOURCE: Department of Energy.
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TABLE APP-A-17 Phase I Applications -- Success Rates by Demographics Fiscal Number of Declines Number of Awards Total Number of Applications Year Woman Minority All Others All Woman Minority All Others All Woman Minority All Others All 1992 144 442 943 1,529 13 20 165 198 157 462 1,108 1,727 1993 293 370 1,832 2,495 17 23 160 200 310 393 1,992 2,695 1994 271 235 1,766 2,272 18 23 171 212 289 258 1,937 2,484 1995 166 241 1,161 1,568 12 24 163 199 178 265 1,324 1,767 1996 148 223 1,058 1,429 13 26 134 173 161 249 1,192 1,602 1997 158 233 829 1,220 21 34 144 199 179 267 973 1,419 1998 132 193 865 1,190 14 34 158 206 146 227 1,023 1,396 1999 94 194 845 1,133 23 33 147 203 117 227 992 1,336 2000 123 151 807 1,081 17 30 155 202 140 181 962 1,283 2001 69 223 605 897 13 28 172 213 82 251 777 1,110 2002 68 185 713 966 12 22 194 228 80 207 907 1,194 2003 114 162 947 1,223 18 27 174 219 132 189 1,121 1,442 Total 1,780 2,852 12,371 17,003 191 324 1,937 2,452 1,971 3,176 14,308 19,455 Fiscal Application Shares (%) Success Rates (%)
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TABLE APP-A-18 Phase I Applications, by State 126 Alphabetical Sorted by Number of Applications Number of Number of Number of Number of State Applications Awards Success Rate (%) State Applications Awards Success Rate (%)
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MO 75 2 2.7 DE 133 21 15.8 MS 23 1 4.3 WI 100 11 11.0 MT 89 9 10.1 MT 89 9 10.1 NC 151 23 15.2 AR 82 7 8.5 ND 36 3 8.3 IN 80 12 15.0 NE 9 1 11.1 MO 75 2 2.7 NH 140 21 15.0 LA 72 3 4.2 NJ 588 82 13.9 ME 62 7 11.3 NM 512 72 14.1 IA 60 3 5.0 NV 45 5 11.1 WY 50 3 6.0 NY 636 90 14.2 ID 50 0.0 OH 604 71 11.8 SC 49 2 4.1 OK 145 8 5.5 NV 45 5 11.1 OR 178 33 18.5 KS 43 4 9.3 PA 540 55 10.2 KY 41 5 12.2 PR 18 0.0 VT 41 3 7.3 RI 26 1 3.8 WV 37 5 13.5 SC 49 2 4.1 ND 36 3 8.3 SD 21 0.0 RI 26 1 3.8 TN 324 53 16.4 MS 23 1 4.3 TX 788 80 10.2 SD 21 0.0 UT 333 41 12.3 HI 18 1 5.6 VA 776 78 10.1 PR 18 0.0 VT 41 3 7.3 DC 17 0.0 WA 343 55 16.0 NE 9 1 11.1 WI 100 11 11.0 AK 7 0.0 WV 37 5 13.5 EC 1 0.0 WY 50 3 6.0 IO 1 0.0 Other 3 1 33.3 All 9.7 Total 17,003 127 SOURCE: Department of Energy.
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150 18 12.0 Advanced Fuel Research, Inc. 142 20 14.1 Physical Sciences, Inc.
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TABLE APP-A-21 Phase II Applications from Woman-Owned Companies Agency Data Responses Percent Share Fiscal Year Yes Blank No All Others All of Total 1995 17 175 175 192 8.9 1996 11 160 160 171 6.4 1997 12 13 125 138 150 8.0 1998 19 41 114 155 174 10.9 1999 12 6 161 167 179 6.7 2000 22 6 156 162 184 12.0 2001 12 8 158 166 178 6.7 2002 10 4 175 179 189 5.3 2003 12 8 187 195 207 5.8 SOURCE: Department of Energy. TABLE APP-A-22 Phase II Applications -- Minority-Owned Businesses Agency Data Responses Percent of All Fiscal Year Yes Blank No All Others All Applications 1995 21 170 170 191 11.0 1996 23 148 148 171 13.5 1997 21 12 117 129 150 14.0 1998 30 37 107 144 174 17.2 1999 27 6 146 152 179 15.1 2000 29 7 148 155 184 15.8 2001 26 8 144 152 178 14.6 2002 23 4 162 166 189 12.2 2003 22 8 177 185 207 10.6 SOURCE: Department of Energy.
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TABLE APP-A-23 Phase II Applications, by State 130 Ordered Alphabetically Ordered by Applications Number of Number of Success Rate Number of Success Rate State Applications Awards (%) State Applications Awards (%)
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NE 1 0 0.0 IN 11 0.5% 27.3 NH 20 0 0.0 WI 10 0.5% 60.0 NJ 66 32 48.5 OK 7 0.3% 14.3 NM 64 25 39.1 AR 6 0.3% 33.3 NV 6 1 16.7 ME 6 0.3% 33.3 NY 76 36 47.4 NV 6 0.3% 16.7 OH 63 31 49.2 MT 5 0.2% 60.0 OK 7 1 14.3 WV 5 0.2% 60.0 OR 32 17 53.1 IA 3 0.1% 0.0 PA 48 17 35.4 LA 3 0.1% 0.0 SC 2 1 50.0 ND 3 0.1% 0.0 TN 55 26 47.3 KS 2 0.1% 50.0 TX 60 25 41.7 KY 2 0.1% 50.0 UT 39 13 33.3 SC 2 0.1% 50.0 VA 57 35 61.4 WY 2 0.1% 0.0 VT 1 0.0 HI 1 0.0% 0.0 WA 48 23 47.9 MO 1 0.0% 0.0 WI 10 6 60.0 MS 1 0.0% 0.0 WV 5 3 60.0 NE 1 0.0% 0.0 WY 2 0.0 VT 1 0.0% 0.0 Total 2,146 1,005 46.8 2,146 SOURCE: Department of Energy.
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TABLE APP-A-24 Phase II Applications -- Success Rates by Demographics 132 Number of Declines Number of Awards Total Number of Applications Fiscal Year Woman Minority All Others All Woman Minority All Others All Woman Minority All others All 1995 17 21 154 192 8 10 63 81 25 31 217 273 1996 11 23 137 171 3 8 61 72 14 31 198 243 1997 12 21 117 150 6 8 71 85 18 29 188 235 1998 19 30 125 174 6 11 68 85 25 41 193 259 1999 12 27 140 179 5 12 71 88 17 39 211 267 2000 22 29 133 184 7 17 67 91 29 46 200 275 2001 12 26 140 178 8 10 80 98 20 36 220 276 2002 10 23 156 189 5 13 85 103 15 36 241 292 2003 12 22 173 207 6 6 90 102 18 28 263 309 Application Shares (%) Success Rates (%)
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18 12 7,949,428 66.7 Tech-x Corporation 18 11 7,843,709 61.1 American Superconductor Corporation 15 9 6,600,000 60.0 Calabazas Creek Research 15 12 7,395,865 80.0 Bend Research, Inc. 15 8 4,184,884 53.3 IGC Advanced Superconductors, Inc.
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