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Suggested Citation:"REFERENCES ." National Academies of Sciences, Engineering, and Medicine. 2015. Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods. Washington, DC: The National Academies Press. doi: 10.17226/22112.
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Page 46
Page 47
Suggested Citation:"REFERENCES ." National Academies of Sciences, Engineering, and Medicine. 2015. Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods. Washington, DC: The National Academies Press. doi: 10.17226/22112.
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Page 47

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44 REFERENCES 49 CFR 26 Code of Federal Regulations, Title 26 Participation by Disadvantaged Business Enterprises in Department of Transportation Financial Assistance Programs, 2014. Carpenter, J., “WSDOT Design-build Project Delivery Guidance Statement: Alternative Technical Concepts,” Washington State Department of Transportation, Olym- pia, Apr. 10, 2010, 15 pp. “Certification Overview,” MWBE.com, 2014 [Online]. Available: http://www.mwbe.com/cert/certification.htm [accessed Mar. 15, 2014]. Colorado State Department of Transportation (CDOT), Les- sons Learned, U.S. 285 Design-Build Project No. BR 2854-113 SAP No. 231001260, CDOT, Littleton, 2012. Delaware Department of Transportation (DelDOT), Design- Build Project for Mid-County DMV Facility, Request for Qualifications, DelDOT, Dover, 2012, 27 pp. Design-Build Institute of America (DBIA), Design-Build Manual of Practice, DBIA, Washington, D.C., 2009, pp. 6–35. Dixon, C., “Letter to Ms. Peterson Secretary of Transporta- tion,” Washington State Department of Transportation, Nov. 2013, pp. 18–23 [Online]. Available: http://www. wsdot.wa.gov/publications/fulltext/secretary/FHWA_ Response.pdf. Federal Transit Authority (FTA), “Disadvantaged Business Enterprise Goal Setting Process,” FTA, Washington, D.C., 2007 [Online]. Available: www.fta.dot.gov/documents/ Disadvantaged_Business_Enterprise_Program_Goal_ Setting_Process.doc dbe goals [accessed Mar. 15, 2014]. FHWA, “Construction Program Guide, Construction Man- ager/General Contractor Project Delivery,” 2014a [Online]. Available: http://www.fhwa.dot.gov/construction/cqit/ cm.cfm [accessed May 12, 2014]. FHWA, “Design-Build Contracting,” Final Rule, 67 Federal Register 237, Dec. 10, 2002, p. 75907. FHWA, “Design-Build Contracting,” Final Rule, 72 Federal Register 156, Aug. 14, 2007, pp. 45329–45338. FHWA, “Design-Build Effectiveness Study As Required by TEA-21 Section 1307(f), Final Report,” U.S.DOT, 2006, 15 pp. [Online]. Available: http://www.fhwa.dot.gov/ reports/designbuild/designbuild3.htm [accessed Mar. 15, 2014]. FHWA, “Every Day Counts, Construction Manager/General Contractor,” FHWA, 2012a [Online]. Available: http:// www.fhwa.dot.gov/everydaycounts/edctwo/2012/pdfs/ edc_cm_gm.pdf [accessed July 15, 2014]. FHWA, “Every Day Counts Design-Build,” FHWA, 2012b [Online]. Available: http://www.fhwa.dot.gov/ everydaycounts /edctwo/2012/pdfs /edc_design.pdf [accessed Mar. 15, 2014]. FHWA, “Innovative Program Delivery,” FHWA, 2014b [Online]. Available: http://www.fhwa.dot.gov/ipd/p3/ defined/design_build.aspx [accessed Mar. 15, 2014]. FHWA, “Innovative Program Delivery FAQs,” FHWA, 2014c [Online]. Available: http://www.fhwa.dot.gov/ipd/ p3/faqs/ [accessed Mar. 15, 2014]. FHWA, “Special Experimental Projects No. 14—Alternative Contracting,” FHWA, Washington, D.C., 2014d [Online]. Available: http://www.fhwa.dot.gov/programadmin/ contracts/sep_a.cfm [accessed Mar. 15, 2014]. FHWA Office of Civil Rights, “Investigative Report on DBE Complaint Relative to The Seattle Tunnel Project,” Washington State Department of Transportation, Oct. 2013, pp. 3–17 [Online]. Available: http://www.wsdot. wa.gov/publicat ions /fulltext /secretary/FHWA_ SR99DBEReport.pdf [accessed Mar. 15, 2014]. Florida Department of Transportation (FDOT), Disadvan- taged Business Enterprise Program Plan, FDOT, Talla- hassee, Sept. 2013. Gransberg, D., CMGC Authority Map, Apr. 2013a, unpublished. Gransberg, D., Design-Build Authority, Apr. 3, 2013b, unpublished. Mathis, D., “Letter to Ms. Lynn Peterson,” Washington State Department of Transportation, Nov. 2013, pp. 1–4 [Online]. Available: http://www.wsdot.wa.gov/publications/fulltext/ secretary/FHWA_SR99DBEReport.pdf. Minnesota Department of Transportation (MnDOT), Disad- vantaged Business Enterprise Special Provisions for Design-Build Projects, MnDOT, St. Paul, 2010, 32 pp. Minnesota Department of Transportation (MnDOT), “RFP for Trunk Highway 43 Winona Bridge CMGC Project,” MnDOT, St. Paul, 2013a [Online] Available: http://www. dot.state.mn.us/consult/documents/rfps/CMCG-rfp.pdf [accessed Oct. 31, 2014]. Minnesota Department of Transportation (MnDOT). “Small Business Contracting Programs,” St. Paul, 2013b [Online]. Available: dot.state.mn.us/civilrights/policy. html [accessed Oct. 31, 2013]. Minnesota, State of, “Glossary of Common Procurement Terms,” Department of Administration, Materials Man- agement Division, St. Paul, 2011 [Online]. Available:

45 http://www.mmd.admin.state.mn.us/mn06008.htm [accessed Mar. 15. 2014]. Montana Department of Transportation (Montana DOT), Montana DOT Design-Build Guidelines, 3rd ed., Mon- tana DOT, Helena, 2008. Nadeau, G.G., “Letter to Ms. Lynn Peterson,” Washington State Department of Transportation, Mar. 2014, pp. 1–7 [Online]. Available: http://www.wsdot.wa.gov/publications/fulltext/ projects/SR99/FHWAWSDOTConciliationAgreement.pdf. New York State DOT (NYSDOT), New York State DOT Design-Build Procedures Manual Volume 1, 2nd ed., NYSDOT, Albany, 2011, 89 pp. Norville, L. and D. Streett, Tappan Zee Hudson River Cross- ing Project, New York State Thruway Authority and New York State Department of Transportation, Albany, n.d. Ohio Department of Transportation, Design-Build Selection Criteria, Ohio Department of Transportation, Columbus, Jan. 2011. Oregon Department of Transportation (Oregon DOT), CM/ GC General Provisions, Oregon DOT, Salem, Jan. 2008. Peterson, L., “Letter to Mr. Victor Mendez,” Washington State Department of Transportation, Nov. 2013, pp. 1–2 [Online]. Available: http://www.wsdot.wa.gov/publications/fulltext/ secretary/FHWA_Response.pdf [accessed Mar. 15, 2014]. Rall, J., Public-Private Partnerships for Transportation: A Toolkit for Legislators, National Conference of State Legislatures, Washington, D.C., Jan. 2013. Shakya, B., Performance Comparison of Design-Build and Construction Manager/General Contractor Highway Projects, master’s thesis, University of Nevada, Las Vegas, 2013. Shields, M.D., Glossary of Federal Acquisition Terms, Federal Acquisition Institute, Washington D.C., Dec. 1998, 121 pp. Small Business Administration (SBA), “Getting Started,” SBA, Washington, D.C., 2014 [Online]. Available: http:// www.sba.gov/content/am-i-small-business-concern [accessed Mar. 15, 2014]. Transportation Design-Build Users Group, “Current Design- Build Practices for Transportation Projects: A Compilation of Practices,” FHWA, June 2009, 105 pp. [Online]. Avail- able: http://www.fhwa.dot.gov/construction/contracts/ pubs/dbpractice/dbpractice.pdf [accessed Nov. 4, 2013]. Trauner Consulting Services Inc., Construction Project Delivery Systems and Procurement Practices, Philadel- phia, Pa., Apr. 2007. U.S.DOT, “Disadvantaged Business Enterprise Final Rul- ing,” U.S. DOT, Washington, D.C., June 2013 [Online]. Available: http://www.dot.gov/osdbu/disadvantaged- business-enterprise/final-rule-section-26-51 [accessed Mar. 15, 2014]. U.S.DOT, “Disadvantaged Business Enterprise Program,” U.S. DOT, Washington, D.C., 2014 [Online]. Available: http://www.dot.gov/osdbu/disadvantaged-business- enterprise [accessed Mar. 15, 2014]. Washington State Department of Transportation (WSDOT), “Change Order for Seattle Tunnel Partners, Contract No: 007999,” WSDOT, Olympia, Wash., Mar. 2014 [Online]. Available: http://www.wsdot.wa.gov/publications/fulltext/ projects/SR99/WSDOTSTPChangeOrder91.pdf [accessed May 1, 2013].

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TRB’s National Cooperative Highway Research Program (NCHRP) Synthesis 481: Current Practices to Set and Monitor DBE Goals on Design-Build Projects and Other Alternative Project Delivery Methods synthesizes current practices and challenges that state departments of transportation (DOTs) face as they set and monitor the Federal Disadvantaged Business Enterprise (DBE) program goals on design-build and other alternative delivery projects. This study focuses on key issues associated with DBE contract goals, including how requirements are established, how submissions are evaluated, how program compliance is monitored through the contracts, and what mechanisms are available to state DOTs for enforcement.

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