Resilience Primer for Transportation Executives (2021)

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30 Additional Useful Resources 100 Resilient Cities. http://www.rockefellerfoundation.org/100-resilient-cities/ 100 Resilient Cities, pioneered by the Rockefeller Foundation, helped cities around the world become more resilient to physical, social, and economic challenges. The effort continues through the Global Resilient Cities Network, which maintains the coalition of 100 cities, and the Resilience Cities Catalyst, which implements resilience projects with a more nimble and flexible approach. Climate Change Adaptation Guide for Transportation Systems Management, Operations, and Maintenance. FHWA-HOP-15-026. S. Asam, C. Bhat, B. Dix, J. Bauer, and D. Gopalakrishna. FHWA, U.S. Department of Transportation, Washington, DC, 2015. This FHWA report explains how transportation management, operations, and maintenance staff can incorporate climate change into their planning and ongoing activities. The report includes the context and rationale for adaptation and what is being done in state DOTs to adapt transportation systems management and operations as well as maintenance programs. Fundamental Capabilities of Effective All Hazards Infrastructure Protection, Resilience, and Emergency Management for State DOTs. AASHTO, Washington, DC, 2015. This AASHTO report synthesizes the most recent federal/state guidance and industry research into a set of capabilities for state DOTs. It addresses all-hazards infrastructure protection, resilience, and emergency management in support of the National Preparedness Goal. The concise report was designed to be a resource for transportation agencies to support the integration of infrastructure protection and resilience into their operations and infrastructure/ capital programs. “General Management Imperatives: Business Basis for the Business Agility Manifesto.” R. T. Burlton, R. G. Ross, and J. A. Zachman. Business Rule Solutions, LLC, Houston, TX, 2017. https://busagilitymanifesto.org/. This document is a sound foundation for CEO resilience planning. Incorporating Risk Management into Transportation Asset Management Plans. FHWA, U.S. Department of Transportation, Washington, DC, 2017. This FHWA document provides guidance on the risk element of the transportation asset management plan (TAMP), defines risk, and provides guidance on how the risk element can be applied to meet risk-based TAMP requirements. It was developed to assist state DOTs with the development of their TAMPs. A P P E N D I X D

Additional Useful Resources 31   The Innovative DOT: A Handbook of Policy and Practice. State Smart Transportation Initiative and Smart Growth America. University of Wisconsin–Madison, 2015. The handbook was commissioned by FHWA to assist state DOTs by offering strategies that can be undertaken to improve a state’s transportation system. It contains a section on resilience (pp. 219–223) with guidance on how to incorporate climate change adaptation into long- range transportation planning. Managing Catastrophic Transportation Emergencies: A Guide for Transportation Executives. AASHTO, Washington, DC, 2015. This AASHTO publication provides guidance to new CEOs about the roles and actions that they take during emergency events. It was designed in an executive format—concise and brief—with input from current and former transportation agency executive officers as a quick way to present the decisions and steps that are needed during an emergency event and to assist in identifying the right persons or agencies that need to be involved. The guide also includes staff resources on relevant topics and issues that should be considered in preparing and responding to all-hazards emergency incidents. National Institute of Building Sciences (NIBS) Integrated Resilient Design Program. https://www.wbdg.org/resources/good-practices-resilience-based-arch-design. The Integrated Resilient Design Program (IRDP) fosters innovative approaches to the design, construction, and operation of buildings and infrastructures that are resilient to natural and man-made disasters. IRDP projects are sponsored by the High Performance and Integrated Design Resilience (HP&IDR) Program of the Department of Homeland Security’s Science and Technology Directorate. National Institute of Standards and Technology (NIST) Resilience website. https://www.nist.gov/resilience. NIST examines interdependencies in its resilience section and includes guidance such as building standards. NCHRP Research Report 963/TCRP Research Report 225: A Pandemic Playbook for Transportation Agencies. D. Matherly, P. Bye, and J. Benini. Transportation Research Board, Washington, DC, 2021. http://www.trb.org/Main/Blurbs/182018.aspx. The Playbook concentrates on what needs to be done, when, and by whom. It summarizes effective practices currently used by transportation agencies garnered from interviews with leaders and operational personnel from state departments of transportation and transit agencies and supplemented with the results of national and international research. NCHRP Research Report 970: Mainstreaming System Resilience Concepts into Transportation Agencies: A Guide. C. Dorney, M. Flood, T. Grose, P. Hammond, M. Meyer, R. Miller, E. R. Frazier, Sr., J. L. Western, Y. J. Nakanishi, P. M. Auza, and J. Betak. Transportation Research Board, Washington, DC, 2021. http://www.trb.org/Main/Blurbs/181963.aspx. The guide provides a self-assessment tool for assessing the current status of an agency’s efforts to improve the resilience of the transportation system through the mainstreaming of resilience concepts into agency decision-making and procedures. NCHRP Research Report 975: Transportation System Resilience: Research Roadmap and White Papers. D. R. Fletcher and D. S. Ekern. Transportation Research Board, Washington, DC, 2021. http://www.trb.org/Main/Blurbs/182066.aspx. The report documents an effort to gather and prioritize critical resilience research needs and is intended be an enabling tool to shape research efforts and assist in planning future resilience-related initiatives. White papers on resilience from an environmental, economic, and cyber perspective provide tools for agency leaders.

32 Resilience Primer for Transportation Executives NCHRP Web-Only Document 221/TCRP Web-Only Document 67: Protection of Trans- portation Infrastructure from Cyber Attacks: A Primer. Countermeasures Assessment and Security Experts, LLC, and Western Management and Consulting LLC. Transportation Research Board, Washington, DC, 2016. http://www.trb.org/Main/Blurbs/174382.aspx. This overview of cybersecurity and compendium of effective practices can be used to protect transportation systems from cyber events and to mitigate damage should an attack or breach occur. Risk-Based Transportation Asset Management: Building Resilience into Transportation Assets. Report 5: Managing External Threats Through Risk-Based Asset Management. FHWA, U.S. Department of Transportation, Washington, DC, 2013. This FHWA Report, the fifth of five reports examining how risk management complements asset management, examines how physical, climatic, seismic, and other external threats can be addressed in risk-based asset management programs. In managing risks to assets from external threats, this report emphasizes the Three Rs—redundancy, robustness, and resilience. Asset management plays a critical role in each, particularly robustness, and resilience. These are defined, described, and illustrated through several agency examples. TCRP Web-Only Document 70: Improving the Resilience of Transit Systems Threatened by Natural Disasters, Volume 1: A Guide. D. Matherly, J. A. Carnegie, and J. Mobley. Transporta- tion Research Board, Washington, DC, 2017. http://www.trb.org/Main/Blurbs/177007.aspx. The guide documents steps to assist transit agencies as well as other transportation agencies to assess and implement resilience throughout the agency. An associated database provides case studies, tools, and resources.

Abbreviations and acronyms used without definitions in TRB publications: A4A Airlines for America AAAE American Association of Airport Executives AASHO American Association of State Highway Officials AASHTO American Association of State Highway and Transportation Officials ACI–NA Airports Council International–North America ACRP Airport Cooperative Research Program ADA Americans with Disabilities Act APTA American Public Transportation Association ASCE American Society of Civil Engineers ASME American Society of Mechanical Engineers ASTM American Society for Testing and Materials ATA American Trucking Associations CTAA Community Transportation Association of America CTBSSP Commercial Truck and Bus Safety Synthesis Program DHS Department of Homeland Security DOE Department of Energy EPA Environmental Protection Agency FAA Federal Aviation Administration FAST Fixing America’s Surface Transportation Act (2015) FHWA Federal Highway Administration FMCSA Federal Motor Carrier Safety Administration FRA Federal Railroad Administration FTA Federal Transit Administration GHSA Governors Highway Safety Association HMCRP Hazardous Materials Cooperative Research Program IEEE Institute of Electrical and Electronics Engineers ISTEA Intermodal Surface Transportation Efficiency Act of 1991 ITE Institute of Transportation Engineers MAP-21 Moving Ahead for Progress in the 21st Century Act (2012) NASA National Aeronautics and Space Administration NASAO National Association of State Aviation Officials NCFRP National Cooperative Freight Research Program NCHRP National Cooperative Highway Research Program NHTSA National Highway Traffic Safety Administration NTSB National Transportation Safety Board PHMSA Pipeline and Hazardous Materials Safety Administration RITA Research and Innovative Technology Administration SAE Society of Automotive Engineers SAFETEA-LU Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (2005) TCRP Transit Cooperative Research Program TDC Transit Development Corporation TEA-21 Transportation Equity Act for the 21st Century (1998) TRB Transportation Research Board TSA Transportation Security Administration U.S. DOT United States Department of Transportation

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